CANACCORD - Key Persons
Job Titles:
- Member of the Portfolio Management Team
- Senior Investment Director
- Team Leader
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Adam Ross - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Member of the Portfolio Management Team
Job Titles:
- Member of the Portfolio Management Team
- Senior Investment Director
Adrian Pelosi - Chief Risk Officer, EVP, Treasurer
Job Titles:
- Chief Risk Officer
- Executive Vice President
- Treasurer
Job Titles:
- Intermediary Sales Director
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Alex Whiting - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Member of the Portfolio Management Team
- Investment Administrator
Alison Monk - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Allan Thomas - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Member of the Portfolio Management Team
- Team Assistant
Job Titles:
- Independent Director
- Member of the Audit and Risk Committee
- Director of Mandalay Resources Corporation
- Head of Engagement Fund Investment at Ewing Morris & Co
Amy Freedman is a Partner and Head of Engagement Fund Investment at Ewing Morris & Co. Investment Partners Ltd. Ms. Freedman was previously CEO of Kingsdale Advisors, a leading shareholder services and advisory firm specializing in strategic and defensive advisory, governance advisory, proxy and voting analytics and investor communications. Prior to Kingsdale, Ms. Freedman spent over 15 years in capital markets as an investment banker with global firms including Stifel and Morgan Stanley in both Toronto and New York. She holds an MBA and JD from the University of Toronto.
Ms. Freedman currently serves as a director of Mandalay Resources Corporation and was previously a director of Park Lawn Corporation.
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Assistant
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Senior Investment Director
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Chief Legal Officer
- Executive Vice President
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Member of the Portfolio Management Team
- Head of Lancaster Office
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Associate Director
- Member of the Portfolio Management Team
Job Titles:
- Member of the International Leadership Team
- Chief Executive Officer, International
Andy is responsible for Canaccord Genuity Wealth Management's International business. He is a Director of CGIF Plc, our Irish UCITS umbrella fund; a Director of Canaccord Genuity Management Company; and a member of our International executive committee.
Having worked for Canaccord since 2002, Andy has undertaken a number of leadership roles within the business most recently as Managing Director, CGWM Funds. With over 35 years' experience in the wealth management industry, and having been instrumental in spearheading the success and growth of the CGWM Fund Range in the last 5 years, he brings strong leadership to the International business.
Job Titles:
- Member of the Portfolio Management Team
- Senior Dealer
Job Titles:
- Investment Analyst
- Member of the Asset Management Team
Job Titles:
- Member of the International Leadership Team
- Divisional Head of Compliance
Job Titles:
- Member of the International Leadership Team
- Member of the Portfolio Management Team
- Head of Client Services, International
Job Titles:
- Member of the Portfolio Management Team
- Private Client Director
Job Titles:
- Chartered Financial Planner
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Investment Analyst
- Member of the Asset Management Team
Arthur Molloy - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Ashley Wilkes - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Member of the Asset Management Team
- Fund Analyst
Charles Cohen - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Chartered Financial Planner
Job Titles:
- Member of the Portfolio Management Team
- Team Assistant
Job Titles:
- Member of the International Leadership Team
- Member of the Portfolio Management Team
- Head of Wealth Management, Guernsey
My key responsibility is providing leadership to the Portfolio Management and Stockbroking teams in Guernsey. I advise, and actively manage portfolios, for a diverse range of individuals, trustees, family offices, professional intermediaries, captive insurance, fund and Government entities on strategies to achieve their investment goals. My aim is to improve our client's knowledge, understanding and access to financial investments in order to ultimately help investors grow their wealth with confidence.
At a more strategic level, I am also a member of the firm's International Executive Committee and Divisional Risk Committee. In this role I contribute to the development of our international business strategy and operational resilience.
My investment career started with a bang; the week of the Asian Crisis in July 1997. It has been intriguing and eventful ever since; an endless journey of learning. None more so than during my 8 years as an Associate Director/Fund Manager at HSBC Global Asset Management. Crucially, this involved dealing with ultra-high net worth Asian families and a Sovereign Wealth Fund as clients through the boom/bust cycle of 'the noughties'.
Job Titles:
- Member of the International Leadership Team
- Head of Stockbroking, IOM
- Head of Stockbroking, Isle of Man
I started working in finance shortly after graduating from Lancaster University with a BSc (Hons) in Physics with Philosophy. I joined the company in 1994 and have worked both as an Investment Manager and Stockbroker. As head of the Isle of Man Stockbroking team; I provide investment advice and dealing services to private clients, intermediaries and asset managers.
I am a Chartered fellow of the Chartered Institute of Securities and Invesment and a Chartered Wealth Manager.
Job Titles:
- SVP, Head of Investor Relations & Global Corporate Communications
Job Titles:
- Chartered Financial Planner
Job Titles:
- Chief Executive Officer
- Member of the Board of Directors
- President
- Director of the Company and Chief Executive Officer
Dan Daviau was appointed President and Chief Executive Officer and a director of the Company and Chief Executive Officer of Canaccord Genuity Group Corp. effective on October 1, 2015. Previously, Dan served as President of Canaccord Genuity's North American Capital Markets business from February 2015. From 2012 to 2015, he was President of the firm's US Capital Markets business, where he helped to structure the firm's investment banking, research, sales, and trading operations in the region and improve cross-border capabilities. From 2010 to 2012, he was Head of Investment Banking for Canaccord Genuity. Before the Canaccord/Genuity merger that was announced in 2010, Dan was a Principal and Founder of Genuity Capital Markets, where he held a variety of senior roles since 2005.
Before 2005, Dan was Co-Head of Investment Banking at CIBC World Markets, a firm he joined in 1991. While at CIBC World Markets, he also served as the Head of the Media and Telecommunications Group since 2000 and Head of the Technology Investment Banking Group in Canada since 1997.
Having started his career as a securities lawyer with Goodman & Co., Dan has extensive experience in a broad range of financing transactions and M&A assignments.
Dan is based in Toronto, Canada. He holds an MBA from York University, an LL.B. from Osgoode Hall/York University, and a B.A. (Math and Statistics) from the University of Western Ontario.
Mr. Daviau is not currently a director of any other public companies.
Dan Parmar - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- IM and International Equity Analyst
Dan Wynne - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Daniel Adams - Chief Investment Officer
Daniel Marks - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Business Development Director
Job Titles:
- Member of the International Leadership Team
- Member of the UK Leadership Team
- Chief Executive Officer, Canaccord Genuity Wealth Management
- Chief Executive Officer, Canaccord Genuity Wealth Management ( UK & Europe )
Job Titles:
- Head of UK Financial Planning
Job Titles:
- Member of the Portfolio Management Team
- Head of UK Portfolio Management
Job Titles:
- Chairman
- Chairman of the Board of Directors
- Director
- Group Chairman
David Kassie became Group Chairman and a director of the Company on the closing of the acquisition of Genuity Capital Markets, a Canadian investment bank, on April 23, 2010, and became Chairman on April 1, 2012. He was the Principal, Chairman and Chief Executive Officer of Genuity Capital Markets from 2004 until May 9, 2010, when the integration of the businesses of Genuity Capital Markets and Canaccord Financial Ltd. was completed under the name Canaccord Genuity. Before 2004, he was Chairman and Chief Executive Officer of CIBC World Markets and the Vice Chairman of CIBC. On the death of Paul Reynolds on April 1, 2015, Mr. Kassie was appointed as the Chief Executive Officer of the Company and held that office until the appointment of mr. Daviau as Chief Executive Officer. Mr. Kassie is now the full-time Chairman of the Board.
Mr. Kassie has extensive experience as an advisor, underwriter and principal. He sits on a number of corporate boards. Mr. Kassie is actively involved in community and charitable organizations and is a director and former Chairman of the Board of Baycrest Health Sciences and was formerly on the board of the Richard Ivey School of Business, the Toronto International Film Festival Group and the Hospital for Sick Children.
Mr. Kassie holds a B.Comm. (Honours) in Economics from McGill University (1977), and an MBA from the University of Western Ontario (1979).
In addition to Canaccord Genuity Group Inc., Mr. Kassie is a director of the following public company: Reitmans (Canada) Limited.
Job Titles:
- Fund Manager
- Member of the Asset Management Team
Job Titles:
- Member of the International Leadership Team
- Head of Wealth Management, IOM
- Head of Wealth Management, Isle of Man
I joined the firm in 2003 and feel incredibly lucky to have a London City type job and to be able to do it on the beautiful Isle of Man. The IOM office, which has won the Cithwealth IOM Investment Manager of the Year award for five years in a row, has grown significantly over recent years driven by our desire to provide excellent investment returns and a top class service to a global client base. I am dedicated to growing both our client's wealth and our business on the IOM and, to those ends, spend much of my day trying to improve everything we do. I am passionate about delivering the best returns to our clients and a service second to none. As head of the IOM office I manage and mentor the team to be the best that they can be. I also actively manage a large number of portfolios and advise individuals, pension funds, family offices and trusts on strategies to achieve their investment aims with confidence. I am member of the firm's Internnational Executive Committee where I contribute to the development of our international strategy.
Job Titles:
- Chief Financial Officer
- Executive Vice President
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Member of the Portfolio Management Team
- Senior Investment Manager
Job Titles:
- Chartered Financial Planner
Duncan Reid - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Member of the Portfolio Management Team
- Member of the UK Leadership Team
- Managing Director, Canaccord Genuity Wealth Management
Job Titles:
- Member of the UK Leadership Team
- Head of Compliance, UK
Job Titles:
- Member of the Portfolio Management Team
Edward Hall - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Fund Manager
- Member of the Asset Management Team
Job Titles:
- Principal, Financial Planning
Job Titles:
- Fund Manager
- Member of the Asset Management Team
Job Titles:
- Member of the International Leadership Team
- Chairman Canaccord Genuity Wealth ( International ) Limited
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Fund Manager
- Member of the Asset Management Team
Job Titles:
- Member of the Asset Management Team
- Junior Investment Analyst
Job Titles:
- Investment Director
- Team Leader
Job Titles:
- Team Leader Financial Planner
Job Titles:
- Principal and Head of Financial Planning
Howard Alter - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
I joined the company in 2008 after 27 years in banking, predominantly in Treasury, managing back & front office functions. With a focus on cash, interest rates and foreign exchange, my cross divisional role connects with the business on many levels.
I am a holder of the ACI Diploma & a Chartered MCSI.
Job Titles:
- UK Small Cap Equity Analyst
Job Titles:
- Principal, Financial Planning
Job Titles:
- Member of the Portfolio Management Team
- Investment Director / Assistant Head of Worcester Office
Job Titles:
- Investment Director, Head of Fixed Interest
Job Titles:
- Member of the Portfolio Management Team
- Head of York Office
Job Titles:
- Investment Analyst
- Member of the Asset Management Team
Job Titles:
- Head of Marketing and Communications
- Member of the UK Leadership Team
Jane Tulloch - Chief Investment Officer
Job Titles:
- Global Head of Distribution
Job Titles:
- Member of the Portfolio Management Team
- Head of Portfolio Management, Guernsey
Job Titles:
- President, Canaccord Genuity LLC ( US )
Job Titles:
- Managing Director, Global Head of Equity Capital Markets
Job Titles:
- Professional Partnerships
Job Titles:
- Principal, Financial Planning
Job Titles:
- Member of Audit and Risk Committee
- Member of the Board of Directors
- Member of the Corporate Governance and Compensation Committee
- Audit and Risk Committee
Jo-Anne O'Connor, has over 35 years experience within financial services, with expertise in capital markets. Ms. O'Connor spent close to 30 years (1985 to 2014) at Wood Gundy and CIBC, with senior positions in Institutional Equity Trading.
From 2017 to 2020, Ms. O'Connor was Managing Director and Chief Operating Officer for a family office, Crescentwood Capital.
She is currently the President and Chief Executive Officer of Strategem Capital Corporation, a publicly-traded company (SGE-TSXV) providing growth through diverse investment assets.
Ms. O'Connor is not currently a director of any other public companies.
The Corporate Governance and Compensation Committee is responsible for developing the Company's approach to governance issues, reviewing the Company's overall governance principles and recommending changes to those principles from time to time. The committee has full access to staff and resources. At all regular committee meetings during the year, a portion of such meeting is held without management present to allow a more open discussion.
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
John Simon - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Jon Gould - Chief Investment Officer
Job Titles:
- Chartered Financial Planner
Job Titles:
- Member of the Portfolio Management Team
- Senior Investment Director
Joseph Paul - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Julian Key - Chief Investment Officer
Job Titles:
- Member of the International Leadership Team
- Chief Investment Officer, Canaccord Genuity Funds
Job Titles:
- Head of Equity Fund Research
Job Titles:
- Assistant
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Kathryn Field - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Chartered Financial Planner
Job Titles:
- Member of the Portfolio Management Team
- Team Assistant
Job Titles:
- Member of the UK Leadership Team
- Head of Client Services, UK
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Member of the Portfolio Management Team
- Senior Investment Director
- Team Leader
Lee Burnham - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Head of Business Development, Psigma
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Leon Shuall - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Member of the Portfolio Management Team
- Head of Blackpool Office
Job Titles:
- Member of the Asset Management Team
- Deputy Fund Manager
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Chief Executive Officer, Canaccord Genuity Group ( Asia - Pacific )
- Managing Director & Chief Executive Officer, Canaccord Genuity ( Australia ) Limited ( Asia - Pacific )
Marcus Low - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Mark Piper - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Business Development Director
Job Titles:
- Global Head of Sales and Trading
- Global Head of Securities
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Member of the International Leadership Team
- Head of Stockbroking, Guernsey
Having been interested in financial markets from an early age (I think my first purchase was British Airports Authority (BAA) at aged 14), I jumped at the chance of joining the company graduate scheme on my return to the island following University and a ski season in Chamonix. After spending time working in various departments, I felt my skills were best suited to stockbroking and joined the desk in 2006.
I have been Head of the Guernsey stockbroking desk since 2012. Certain aspects have changed greatly, such as the systems we use and market infrastructure, however, the general nature of markets, our commitment to client service and the protection of client assets remains the same as ever. I count myself very lucky to be working in a team of committed professionals, using a world-class platform, and with an enviable client base. I have never been more excited about the firm's future than I am today.
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Matthew Ellis - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Director of Wealth Planning
Job Titles:
- Member of the Portfolio Management Team
- Head of Llandudno Office
Job Titles:
- Member of the Portfolio Management Team
- Investment Manager / Assistant Head of Blackpool Office
Job Titles:
- Member of the Portfolio Management Team
- Senior Investment Director
Job Titles:
- Assistant
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Chairman of the Corporate Governance and Compensation Committee
- Member of Audit and Risk Committee
- Audit and Risk Committee
- Entrepreneur, Investor
Michael Auerbach is an entrepreneur, investor, business consultant, media producer and private diplomat. Since 2013, he has served as the founder and managing member of Subversive Capital LLC, a venture capital firm, which is dedicated to investing in radical companies whose core missions subvert the status quo and require sophisticated government and regulatory strategies for success. Since 2021, he has also served as the managing member of Subversive Capital Advisor LLC, an SEC-registered investment advisor which recently launched the Subversive Metaverse ETF on the Chicago Board Options Exchange (CBOE). Mr. Auerbach served as the Chief Executive Officer of Subversive Acquisition LP, which was a publicly traded Canadian special purpose acquisition company prior to its qualifying transaction and becoming Intercure Ltd., in April 2021. Mr. Auerbach served as Chairman of Subversive Capital Acquisition Corp., which was a publicly traded Canadian special purpose acquisition company prior to its qualifying transaction and becoming TPCO Holding Corp. In his capacity as a private diplomat, since November 2012, Mr. Auerbach has served as a senior vice president at Albright Stonebridge Group, a part of Denton Global Advisors, a global consulting firm founded by former Secretary of State the late Madeleine Albright. Prior to joining Albright Stonebridge Group, Mr. Auerbach founded and then sold a risk consulting firm to Control Risks - a leading global risk consulting firm. Mr. Auerbach started his career during the dot-com boom of the late 1990s running Panopticon Inc., a VC incubator concentrating on internet and mobile technology. Mr. Auerbach was the Executive Producer of Pseudo Programs. Mr. Auerbach has also held senior positions at the Center for American Progress and The Century Foundation, where he concentrated on issues related to U.S. foreign policy, national security and conflict resolution. His work has been published in a variety of national and international publications, and he served as a Visiting Professor at the New School for Social Research. He has also taught at the University of Cape Town and Cyprus College. Mr. Auerbach received a M.A. in International Relations from Columbia University and a B.A. in Critical Theory from the New School for Social Research.
Mr. Auerbach is currently the director of the following public companies: Atai Life Sciences NV, The Parent Company (TPCO Holding Corp.) and Tuscan Holdings Corp. II.
Michel Perera - Chief Investment Officer
Job Titles:
- Deputy Head of Stockbroking
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Mike Davies - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Investment Director and Head of SRI
Job Titles:
- Member of the Portfolio Management Team
- Senior Investment Director
- Team Leader
Job Titles:
- Senior Business Development Associate
Naseer Dean - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Account Executive
- Member of the Portfolio Management Team
Job Titles:
- Member of the Portfolio Management Team
- Senior Dealer
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Member of the Portfolio Management Team
- Head of MPS and Passive
- Intermediary Investment Director
Job Titles:
- Chief Executive Officer, Capital Markets Canaccord Genuity Limited ( UK & Europe )
Job Titles:
- Business Development Director
Job Titles:
- Member of the International Leadership Team
- Head of Human Resources, International
Job Titles:
- Member of the International Leadership Team
- Head of IT, International
Job Titles:
- Fund Manager
- Member of the Asset Management Team
Job Titles:
- President, Capital Markets, Canaccord Genuity Corp. ( Canada )
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Member of the Portfolio Management Team
- Senior Investment Director
- Team Leader
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Paul Parker - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Paul Pearce - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Paul Philp - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Member of the UK Leadership Team
- Head of UK Finance
Job Titles:
- Principal, Financial Planning
Job Titles:
- Group Chief Operating Officer
- Member of the International Leadership Team
- Member of the UK Leadership Team
Peter Haynes - Chief Investment Officer
Peter Seamer - Chief Investment Officer
Job Titles:
- Principal, Financial Planning
Job Titles:
- Investment Analyst
- Member of the Asset Management Team
Phil Walker - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Member of the Portfolio Management Team
- Senior Investment Director
- Team Leader
Job Titles:
- Member of the International Leadership Team
- Head of International Sales
Job Titles:
- Member of the Asset Management Team
- Member of the UK Leadership Team
- Head of Asset Management and Fund Manager
- Head of Fund Management
Richard Hyder - Chief Investment Officer
Job Titles:
- Member of the Portfolio Management Team
- Head of Norwich Office
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Rob Horan - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Member of the International Leadership Team
- Head of Stockbroking, Jersey
After 22 years in various industries, including a spell in the City as broker, and eight years self-employed trading sports markets, I joined our Treasury team in 2011. I am currently Head of Stockbroking in our Jersey office, running a team of 12. As a team, we focus on delivering a fast, efficient and valued service to private clients and intermediaries in collaboration with our discretionary colleagues on the portfolio management team.
As a member of our International leadership team, I contribute to the development of our international strategy. I am a member of our International Business Development , Jersey Management and COVID internal committees and Chair the Jersey Events Committee. I am a Chartered Fellow of the CISI.
Job Titles:
- Independent Director
- Member of the Audit and Risk Committee
- Independent Director / Communications With Independent Members of the Board
Rod Phillips is a business and public policy leader and lifelong community volunteer. He was the Member of Provincial Parliament (MPP) for Ajax, Ontario and served as Ontario's Minister of the Environment, Conservation, and Parks, Minister of Finance, and Minister of Long-term Care. Prior to his public service, Mr. Phillips was the President and CEO of the Ontario Lottery and Gaming Corporation, and of Morneau Shepell (Lifeworks). He began his career as a management consultant with KPMG. He also worked with Goodmans LLP and as Chief of Staff to the first Mayor of the amalgamated city of Toronto.
Mr. Phillips was also Canadian Chair and Global Advisory Board Member of Afiniti and served as Chair of the Board of Directors for Postmedia Network Inc., and as a member of the corporate boards of Data Communications Management, Top Aces, and the Interprovincial Lottery Corporation. Mr. Phillips served as the volunteer chair of CivicAction and the TELUS Community Fund and on the Boards of Toronto International Film Festival, the Canadian Psychiatric Research Foundation, the Global Business and Economic Roundtable on Addiction and Mental Health, the Council of the College of Physicians and Surgeons of Ontario, Bridgepoint Health, and the Toronto Community Foundation. He is a past President of the Canadian Club of Toronto.
Mr. Phillips has an Honours BA in Political Science and English from the University of Western Ontario, and an MBA from Wilfrid Laurier University. He is also a graduate of the Rotman School of Management Directors Education Program with Institute of Corporate Directors designation, ICD.D.
Mr. Phillips is currently not a director of any other public companies.
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Member of the Portfolio Management Team
- Senior Investment Director
Job Titles:
- Member of the UK Leadership Team
- Head of Human Resources, UK
Job Titles:
- Investment Director - Investment Management Team Leader
Russell Wynn - Chief Investment Officer
Job Titles:
- Member of the International Leadership Team
- Member of the Portfolio Management Team
- Head of Portfolio Management
- Head of Wealth Management, Jersey
For the last 15 years, I have been responsible for the portfolio management team and, more recently, the Jersey office. I have over 35 years' experience in the financial sector and oversee the management of many portfolios. Investment markets are challenging, and I am privileged to work at CGWM with a team who are knowledgeable, experienced and have a strong work ethic. Together we deliver solutions to our clients.
I am a Chartered Fellow of the CISI and hold the PCIAM Diploma.
Job Titles:
- Principal, Financial Planning
Job Titles:
- Head of UK Intermediary Sales
Job Titles:
- Member of the Portfolio Management Team
Job Titles:
- Fund Manager
- Member of the Asset Management Team
Simon Gunning - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Head of Business Development for Punter Southall Wealth
Job Titles:
- Pension Principal / Consultant
Job Titles:
- Member of the Portfolio Management Team
- Head of Worcester Office
Job Titles:
- Investment Director - Strategic Distribution Partnerships
My career in the financial services industry started in 1983, initially in banking and trust services, then into Stockbroking in the mid-nineties.
joined the company as an Advisory Stockbroker in 2007 and was Head of our Jersey Stockbroking team for more than 10 years. In addition to providing advisory and discretionary services to a large portfolio of high value client relationships, I specialised in income-orientated portfolios. I also conducted our international business development activities, which enabled me to travel to numerous interesting places around the world. This experience laid the foundations for my current role working with our domestic and international Intermediary client base. In this role I help to provide investment solutions to existing and prospective clients and formulate successful strategic partnerships.
I am a Fellow of the Chartered Securities Institute and South Africa Representative. I am alss a Member of our Business Development, Events and Fixed Interest Credit Committees.
Investment involves risk and you may not get back what you invest. It's not suitable for everyone.
Job Titles:
- Chairman
- Member of the UK Leadership Team
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
- Stockbroking Director
Job Titles:
- Consultant
- Member of the Portfolio Management Team
Job Titles:
- Chartered Financial Planner
Job Titles:
- Senior Business Development Director
Job Titles:
- Member of the UK Leadership Team
- Head of UK Operations and Finance
Job Titles:
- Chief Administrative Officer
- Executive Vice President
- President, Canaccord Genuity Wealth Management ( Canada )
Job Titles:
- Member of the Portfolio Management Team
- Head of Portfolio Management
- Head of Portfolio Management, Isle of Man
I joined the company in 2007 and feel proud to work for a multi award-winning firm. With over 30 years of experience in banking and investments, I am a member of the Securities Institute and Head of Portfolio Management in the Isle of Man. My top priority is how my team and I can continue to improve our clients' experience, with a particular focus on excellent service and portfolio performance.
Job Titles:
- Member of the Portfolio Management Team
- Senior Investment Director
- Team Leader
Job Titles:
- Chairman of Audit and Risk Committee
- Member of the Board of Directors
- Member of the Corporate Governance and Compensation Committee
- Lead Director and Chair of Audit and Risk Committee
Terrence (Terry) Lyons, ICD.D, age 73, is a corporate director and currently serves as Lead Director and Chair of the Audit and Risk Committee. He is an Independent Director and Chair of the Audit Committee of Martinrea International Inc. He is also a Director of several public and private corporations, including Three Valley Copper Corp. (Chairman), Mineral Mountain Resources Ltd. and Waterotor Technologies Inc. (Chairman). Mr. Lyons is a retired Managing Partner of Brookfield Asset Management, past Chairman of Polaris Materials Corp. (recently acquired by Vulcan Materials), Northgate Minerals Corp. (now Alamos Gold), Eacom Timber Corp. (acquired by Interfor) and Westmin Mining and Vice-Chairman of Battle Mountain Gold (acquired by Newmont Gold). He was previously on the Board of Directors of Canaccord Genuity Group Inc. for 18 years from 2004 to 2022, having served as Lead Director and Chair of the Audit Committee.Terry is a Civil Engineer (UBC) with an MBA from Western University. He is a Member Emeritus of the Advisory Board of the Richard Ivey School of Business and is active in sports and charitable activities, is a past Governor of the Olympic Foundation of Canada, past Chairman of The Mining Association of B.C., past Governor and member of the Executive Committee of the B.C. Business Council, past Co-Chair of the B.C. Business Hall of Fame, past Director of the Institute of Corporate Directors (BC) and a former director of the BC Pavilion Corp. (Pavco). In 2007, he was awarded the INCO Medal by the Canadian Institute of Mining and Metallurgy for distinguished service to the mining industry.
Thomas Becket - Chief Investment Officer
Job Titles:
- Investment Manager
- Member of the Portfolio Management Team
Job Titles:
- Head of Scotland and the North of England
Job Titles:
- Investment Director
- Team Leader
Job Titles:
- Investment Analyst
- Member of the Asset Management Team
Job Titles:
- Analyst
- Member of the Asset Management Team
Tom Richards - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Tony Tharian - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Investment involves risk and you may not get back what you invest. It's not suitable for everyone.
Victor Polak - Chief Investment Officer
Job Titles:
- Investment Director
- Member of the Portfolio Management Team
Job Titles:
- Member of the Portfolio Management Team
- Team Assistant
Job Titles:
- Member of the Portfolio Management Team
- Performance & Risk
Job Titles:
- Member of the International Leadership Team
- Head of Compliance & MLRO, Isle of Man
Job Titles:
- Member of the Portfolio Management Team
- Deputy Head of Portfolio Management
Job Titles:
- Member of the International Leadership Team
- Member of the UK Leadership Team
- Chief Finance Officer, Wealth Management UK & Europe
- Chief Financial Officer, Wealth Management UK & Europe
Job Titles:
- Business Development Director
Job Titles:
- Investment Analyst
- Member of the Asset Management Team