CANACCORD - Key Persons


Adam Caplan

Job Titles:
  • Member of the Portfolio Management Team
  • Senior Investment Director
  • Team Leader

Adam Jordan

Job Titles:
  • Wealth Planner

Adam Newman

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Adam Rix

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Adam Ross - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Adam Towey

Job Titles:
  • Member of the Portfolio Management Team

Adrian Francis

Job Titles:
  • Member of the Portfolio Management Team
  • Senior Investment Director

Adrian Pelosi - Chief Risk Officer, EVP, Treasurer

Job Titles:
  • Chief Risk Officer
  • Executive Vice President
  • Treasurer

Alasdair Ogilvy-Stuart

Job Titles:
  • Intermediary Sales Director

Alex English

Job Titles:
  • Stockbroker

Alex Toohey

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Alex van Moppes - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Alex Whiting - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Alexander Bignell

Job Titles:
  • Senior Financial Planner

Alison Brooks

Job Titles:
  • Performance & Risk

Alison Johnson

Job Titles:
  • Member of the Portfolio Management Team
  • Investment Administrator

Alison Monk - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Allan Thomas - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Amanda MacDonald

Job Titles:
  • Member of the Portfolio Management Team
  • Team Assistant

Amy Freedman

Job Titles:
  • Independent Director
  • Member of the Audit and Risk Committee
  • Director of Mandalay Resources Corporation
  • Head of Engagement Fund Investment at Ewing Morris & Co
Amy Freedman is a Partner and Head of Engagement Fund Investment at Ewing Morris & Co. Investment Partners Ltd. Ms. Freedman was previously CEO of Kingsdale Advisors, a leading shareholder services and advisory firm specializing in strategic and defensive advisory, governance advisory, proxy and voting analytics and investor communications. Prior to Kingsdale, Ms. Freedman spent over 15 years in capital markets as an investment banker with global firms including Stifel and Morgan Stanley in both Toronto and New York. She holds an MBA and JD from the University of Toronto. Ms. Freedman currently serves as a director of Mandalay Resources Corporation and was previously a director of Park Lawn Corporation.

Amy Lawther

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Amy Merrien

Job Titles:
  • Assistant
  • Investment Manager
  • Member of the Portfolio Management Team

Andre de Gruchy - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Andrew Cantouris

Job Titles:
  • Senior Investment Director

Andrew Crickmore - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Andrew F. Viles - Chief Legal Officer, EVP

Job Titles:
  • Chief Legal Officer
  • Executive Vice President

Andrew Findlater - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Andrew Garstang

Job Titles:
  • Member of the Portfolio Management Team
  • Head of Lancaster Office

Andrew Pang

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Andrew Taggart

Job Titles:
  • Associate Director
  • Member of the Portfolio Management Team

Andy Finch

Job Titles:
  • Member of the International Leadership Team
  • Chief Executive Officer, International
Andy is responsible for Canaccord Genuity Wealth Management's International business. He is a Director of CGIF Plc, our Irish UCITS umbrella fund; a Director of Canaccord Genuity Management Company; and a member of our International executive committee. Having worked for Canaccord since 2002, Andy has undertaken a number of leadership roles within the business most recently as Managing Director, CGWM Funds. With over 35 years' experience in the wealth management industry, and having been instrumental in spearheading the success and growth of the CGWM Fund Range in the last 5 years, he brings strong leadership to the International business.

Andy Pearce

Job Titles:
  • Investment Manager

Andy Wilkinson

Job Titles:
  • Member of the Portfolio Management Team
  • Senior Dealer

Anna Salim

Job Titles:
  • Investment Analyst
  • Member of the Asset Management Team

Anna Trickey

Job Titles:
  • Member of the International Leadership Team
  • Divisional Head of Compliance

Anne-Marie Collivet

Job Titles:
  • Member of the International Leadership Team
  • Member of the Portfolio Management Team
  • Head of Client Services, International

Anson House

Job Titles:
  • Cae'R Llynen

Anthony Holley

Job Titles:
  • Member of the Portfolio Management Team
  • Private Client Director

Anthony Richards

Job Titles:
  • Chartered Financial Planner

Antony Summers

Job Titles:
  • Wealth Planning Director

Archie MacLellan

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Archie Stirling

Job Titles:
  • Investment Analyst
  • Member of the Asset Management Team

Arthur Molloy - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Ashley Wilkes - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Ben Bavin

Job Titles:
  • Stockbroking Director

Callum Davies

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Carl Fiford

Job Titles:
  • Head of Operations

Carl Moreira

Job Titles:
  • Senior Treasury Manager

Caroline de La Soujeole

Job Titles:
  • Member of the Asset Management Team
  • Fund Analyst

Catherine Lake

Job Titles:
  • Head of Paraplanning

Charles Cohen - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Cheryl Marshall

Job Titles:
  • Chartered Financial Planner

Cheryl Udunuwara

Job Titles:
  • Member of the Portfolio Management Team
  • Team Assistant

Chris Colclough

Job Titles:
  • Member of the International Leadership Team
  • Member of the Portfolio Management Team
  • Head of Wealth Management, Guernsey
My key responsibility is providing leadership to the Portfolio Management and Stockbroking teams in Guernsey. I advise, and actively manage portfolios, for a diverse range of individuals, trustees, family offices, professional intermediaries, captive insurance, fund and Government entities on strategies to achieve their investment goals. My aim is to improve our client's knowledge, understanding and access to financial investments in order to ultimately help investors grow their wealth with confidence. At a more strategic level, I am also a member of the firm's International Executive Committee and Divisional Risk Committee. In this role I contribute to the development of our international business strategy and operational resilience. My investment career started with a bang; the week of the Asian Crisis in July 1997. It has been intriguing and eventful ever since; an endless journey of learning. None more so than during my 8 years as an Associate Director/Fund Manager at HSBC Global Asset Management. Crucially, this involved dealing with ultra-high net worth Asian families and a Sovereign Wealth Fund as clients through the boom/bust cycle of 'the noughties'.

Chris Trower

Job Titles:
  • Senior Sales Manager

Chris Wilson

Job Titles:
  • Member of the International Leadership Team
  • Head of Stockbroking, IOM
  • Head of Stockbroking, Isle of Man
I started working in finance shortly after graduating from Lancaster University with a BSc (Hons) in Physics with Philosophy. I joined the company in 1994 and have worked both as an Investment Manager and Stockbroker. As head of the Isle of Man Stockbroking team; I provide investment advice and dealing services to private clients, intermediaries and asset managers. I am a Chartered fellow of the Chartered Institute of Securities and Invesment and a Chartered Wealth Manager.

Christina Marinoff

Job Titles:
  • SVP, Head of Investor Relations & Global Corporate Communications

Clive Collins

Job Titles:
  • Chartered Financial Planner

Craig McGuire

Job Titles:
  • Stockbroking Director

Dan Daviau - CEO, President

Job Titles:
  • Chief Executive Officer
  • Member of the Board of Directors
  • President
  • Director of the Company and Chief Executive Officer
Dan Daviau was appointed President and Chief Executive Officer and a director of the Company and Chief Executive Officer of Canaccord Genuity Group Corp. effective on October 1, 2015. Previously, Dan served as President of Canaccord Genuity's North American Capital Markets business from February 2015. From 2012 to 2015, he was President of the firm's US Capital Markets business, where he helped to structure the firm's investment banking, research, sales, and trading operations in the region and improve cross-border capabilities. From 2010 to 2012, he was Head of Investment Banking for Canaccord Genuity. Before the Canaccord/Genuity merger that was announced in 2010, Dan was a Principal and Founder of Genuity Capital Markets, where he held a variety of senior roles since 2005. Before 2005, Dan was Co-Head of Investment Banking at CIBC World Markets, a firm he joined in 1991. While at CIBC World Markets, he also served as the Head of the Media and Telecommunications Group since 2000 and Head of the Technology Investment Banking Group in Canada since 1997. Having started his career as a securities lawyer with Goodman & Co., Dan has extensive experience in a broad range of financing transactions and M&A assignments. Dan is based in Toronto, Canada. He holds an MBA from York University, an LL.B. from Osgoode Hall/York University, and a B.A. (Math and Statistics) from the University of Western Ontario. Mr. Daviau is not currently a director of any other public companies.

Dan Parmar - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Dan Smith

Job Titles:
  • IM and International Equity Analyst

Dan Wynne - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Daniel Adams - Chief Investment Officer

Job Titles:
  • Investment Director

Daniel Marks - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Daniel Sugarman

Job Titles:
  • Senior Wealth Adviser

Daragh O'Sullivan

Job Titles:
  • Business Development Director

David Chapman

Job Titles:
  • Stockbroking Director

David Esfandi

Job Titles:
  • Member of the International Leadership Team
  • Member of the UK Leadership Team
  • Chief Executive Officer, Canaccord Genuity Wealth Management
  • Chief Executive Officer, Canaccord Genuity Wealth Management ( UK & Europe )

David Goodfellow

Job Titles:
  • Head of UK Financial Planning

David Herbert

Job Titles:
  • Member of the Portfolio Management Team
  • Head of UK Portfolio Management

David Kassie - Chairman

Job Titles:
  • Chairman
  • Chairman of the Board of Directors
  • Director
  • Group Chairman
David Kassie became Group Chairman and a director of the Company on the closing of the acquisition of Genuity Capital Markets, a Canadian investment bank, on April 23, 2010, and became Chairman on April 1, 2012. He was the Principal, Chairman and Chief Executive Officer of Genuity Capital Markets from 2004 until May 9, 2010, when the integration of the businesses of Genuity Capital Markets and Canaccord Financial Ltd. was completed under the name Canaccord Genuity. Before 2004, he was Chairman and Chief Executive Officer of CIBC World Markets and the Vice Chairman of CIBC. On the death of Paul Reynolds on April 1, 2015, Mr. Kassie was appointed as the Chief Executive Officer of the Company and held that office until the appointment of mr. Daviau as Chief Executive Officer. Mr. Kassie is now the full-time Chairman of the Board. Mr. Kassie has extensive experience as an advisor, underwriter and principal. He sits on a number of corporate boards. Mr. Kassie is actively involved in community and charitable organizations and is a director and former Chairman of the Board of Baycrest Health Sciences and was formerly on the board of the Richard Ivey School of Business, the Toronto International Film Festival Group and the Hospital for Sick Children. Mr. Kassie holds a B.Comm. (Honours) in Economics from McGill University (1977), and an MBA from the University of Western Ontario (1979). In addition to Canaccord Genuity Group Inc., Mr. Kassie is a director of the following public company: Reitmans (Canada) Limited.

David Muncaster

Job Titles:
  • Head of Distribution

David Rossell

Job Titles:
  • Wealth Planning Director

David Walton

Job Titles:
  • Fund Manager
  • Member of the Asset Management Team

Debbie Kay

Job Titles:
  • Wealth Planning Director

Dermot Hamill

Job Titles:
  • Member of the International Leadership Team
  • Head of Wealth Management, IOM
  • Head of Wealth Management, Isle of Man
I joined the firm in 2003 and feel incredibly lucky to have a London City type job and to be able to do it on the beautiful Isle of Man. The IOM office, which has won the Cithwealth IOM Investment Manager of the Year award for five years in a row, has grown significantly over recent years driven by our desire to provide excellent investment returns and a top class service to a global client base. I am dedicated to growing both our client's wealth and our business on the IOM and, to those ends, spend much of my day trying to improve everything we do. I am passionate about delivering the best returns to our clients and a service second to none. As head of the IOM office I manage and mentor the team to be the best that they can be. I also actively manage a large number of portfolios and advise individuals, pension funds, family offices and trusts on strategies to achieve their investment aims with confidence. I am member of the firm's Internnational Executive Committee where I contribute to the development of our international strategy.

Don MacFayden - CFO, EVP

Job Titles:
  • Chief Financial Officer
  • Executive Vice President

Doug Jones

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Dudley Warnes

Job Titles:
  • Member of the Portfolio Management Team
  • Senior Investment Manager

Duncan Macpherson

Job Titles:
  • Chartered Financial Planner

Duncan Reid - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Duncan Stratford

Job Titles:
  • Member of the Portfolio Management Team
  • Member of the UK Leadership Team
  • Managing Director, Canaccord Genuity Wealth Management

Duncan Taylor

Job Titles:
  • Member of the UK Leadership Team
  • Head of Compliance, UK

Edmund Wortley

Job Titles:
  • Member of the Portfolio Management Team

Edward Hall - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Eustace Santa Barbara

Job Titles:
  • Fund Manager
  • Member of the Asset Management Team

Fera Jeraj - CTO

Job Titles:
  • Chief Technology Officer

Frans van den Berg

Job Titles:
  • Principal, Financial Planning

Frazer Wilson

Job Titles:
  • Senior Wealth Adviser

Geoff Tresman

Job Titles:
  • Director
  • Principal

George Finlay

Job Titles:
  • Fund Manager
  • Member of the Asset Management Team

George Nabbs

Job Titles:
  • Financial Planner

Graham Neale

Job Titles:
  • Stockbroker

Graham Norford

Job Titles:
  • Financial Planner

Graham Webb

Job Titles:
  • Treasury Manager

Grahame Lovett

Job Titles:
  • Member of the International Leadership Team
  • Chairman Canaccord Genuity Wealth ( International ) Limited

Grant Spital

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Guy Feld

Job Titles:
  • Fund Manager
  • Member of the Asset Management Team

Harry Evett

Job Titles:
  • Member of the Asset Management Team
  • Junior Investment Analyst

Harry Plunkett

Job Titles:
  • Wealth Adviser

Harry Schofield - Chief Investment Officer

Job Titles:
  • Investment Director
  • Team Leader

Hayley Hamer

Job Titles:
  • Team Leader Financial Planner

Henry Denne

Job Titles:
  • Principal and Head of Financial Planning

Howard Alter - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Howard Phillips

Job Titles:
  • Stockbroking Director

Iain MacKenzie

Job Titles:
  • Head of Treasury
I joined the company in 2008 after 27 years in banking, predominantly in Treasury, managing back & front office functions. With a focus on cash, interest rates and foreign exchange, my cross divisional role connects with the business on many levels. I am a holder of the ACI Diploma & a Chartered MCSI.

Ian Berry

Job Titles:
  • UK Small Cap Equity Analyst

James Adley

Job Titles:
  • Principal, Financial Planning

James Holroyd

Job Titles:
  • Member of the Portfolio Management Team
  • Investment Director / Assistant Head of Worcester Office

James Knowles

Job Titles:
  • Investment Director, Head of Fixed Interest

James Meysey-Thompson

Job Titles:
  • Member of the Portfolio Management Team
  • Head of York Office

James Nightingale

Job Titles:
  • Financial Planner

James Schute

Job Titles:
  • Financial Planner

James Workman

Job Titles:
  • Investment Analyst
  • Member of the Asset Management Team

Jane Parry

Job Titles:
  • Head of Marketing and Communications
  • Member of the UK Leadership Team

Jane Tulloch - Chief Investment Officer

Job Titles:
  • Investment Director

Jason Melbourne

Job Titles:
  • Global Head of Distribution

Jason Robilliard

Job Titles:
  • Member of the Portfolio Management Team
  • Head of Portfolio Management, Guernsey

Jeffrey Barlow

Job Titles:
  • President, Canaccord Genuity LLC ( US )

Jen Pardi

Job Titles:
  • Managing Director, Global Head of Equity Capital Markets

Jeremy Hippolite

Job Titles:
  • Professional Partnerships

Jerry McLoughlin

Job Titles:
  • Principal, Financial Planning

Jo Jehan

Job Titles:
  • Stockbroker

Jo-Anne O'Connor

Job Titles:
  • Member of Audit and Risk Committee
  • Member of the Board of Directors
  • Member of the Corporate Governance and Compensation Committee
  • Audit and Risk Committee
Jo-Anne O'Connor, has over 35 years experience within financial services, with expertise in capital markets. Ms. O'Connor spent close to 30 years (1985 to 2014) at Wood Gundy and CIBC, with senior positions in Institutional Equity Trading. From 2017 to 2020, Ms. O'Connor was Managing Director and Chief Operating Officer for a family office, Crescentwood Capital. She is currently the President and Chief Executive Officer of Strategem Capital Corporation, a publicly-traded company (SGE-TSXV) providing growth through diverse investment assets. Ms. O'Connor is not currently a director of any other public companies. The Corporate Governance and Compensation Committee is responsible for developing the Company's approach to governance issues, reviewing the Company's overall governance principles and recommending changes to those principles from time to time. The committee has full access to staff and resources. At all regular committee meetings during the year, a portion of such meeting is held without management present to allow a more open discussion.

Joel Tippey

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

John Hamilton-Hunt - COO

Job Titles:
  • Chief Operations Officer

John Simon - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Jon Gould - Chief Investment Officer

Job Titles:
  • Investment Director

Jonathan Hayton

Job Titles:
  • Chartered Financial Planner

Jonathan Ward

Job Titles:
  • Member of the Portfolio Management Team
  • Senior Investment Director

Joseph Paul - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Josh Llewellyn

Job Titles:
  • Investment Manager

Julian Key - Chief Investment Officer

Job Titles:
  • Investment Director

Justin Oliver

Job Titles:
  • Member of the International Leadership Team
  • Chief Investment Officer, Canaccord Genuity Funds

Kamal Warraich

Job Titles:
  • Head of Equity Fund Research

Karen Faragh

Job Titles:
  • Assistant
  • Investment Manager
  • Member of the Portfolio Management Team

Karen Smith

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Karl Craig

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Kathryn Field - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Katie Santy

Job Titles:
  • Chartered Financial Planner

Kellie Want

Job Titles:
  • Member of the Portfolio Management Team
  • Team Assistant

Kevin Norman

Job Titles:
  • Member of the UK Leadership Team
  • Head of Client Services, UK

Lauren Hurford

Job Titles:
  • Team Assistant

Laurence Leigh

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Lawrence Peterman

Job Titles:
  • Member of the Portfolio Management Team
  • Senior Investment Director
  • Team Leader

Lee Burnham - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Lee McDowell

Job Titles:
  • Head of Business Development, Psigma

Leetal Stark

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Leon Shuall - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Letty Papageorgiou

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Leyton Hunt

Job Titles:
  • Member of the Portfolio Management Team
  • Head of Blackpool Office

Lucy Bloomfied

Job Titles:
  • Member of the Asset Management Team
  • Deputy Fund Manager

Marcos Mackie

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Marcus Freeman

Job Titles:
  • Chief Executive Officer, Canaccord Genuity Group ( Asia - Pacific )
  • Managing Director & Chief Executive Officer, Canaccord Genuity ( Australia ) Limited ( Asia - Pacific )

Marcus Low - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Marcus Potter

Job Titles:
  • Wealth Adviser

Mark Piper - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Mark Richards

Job Titles:
  • Business Development Director

Mark Whaling

Job Titles:
  • Global Head of Sales and Trading
  • Global Head of Securities

Matt Cyphus

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Matt Swatton

Job Titles:
  • Wealth Planning Director

Matthew Atkinson

Job Titles:
  • Member of the International Leadership Team
  • Head of Stockbroking, Guernsey
Having been interested in financial markets from an early age (I think my first purchase was British Airports Authority (BAA) at aged 14), I jumped at the chance of joining the company graduate scheme on my return to the island following University and a ski season in Chamonix. After spending time working in various departments, I felt my skills were best suited to stockbroking and joined the desk in 2006. I have been Head of the Guernsey stockbroking desk since 2012. Certain aspects have changed greatly, such as the systems we use and market infrastructure, however, the general nature of markets, our commitment to client service and the protection of client assets remains the same as ever. I count myself very lucky to be working in a team of committed professionals, using a world-class platform, and with an enviable client base. I have never been more excited about the firm's future than I am today.

Matthew Clarke

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Matthew Ellis - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Matthew Guterres

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Matthew Phillips

Job Titles:
  • Director of Wealth Planning

Matthew Rainbird

Job Titles:
  • Member of the Portfolio Management Team
  • Head of Llandudno Office

Matthew Sharp - Managing Director

Job Titles:
  • Managing Director

Matthew Whittington

Job Titles:
  • Member of the Portfolio Management Team
  • Investment Manager / Assistant Head of Blackpool Office

Max Caris-Harris

Job Titles:
  • Member of the Portfolio Management Team
  • Senior Investment Director

Max de Carteret

Job Titles:
  • Assistant
  • Investment Manager
  • Member of the Portfolio Management Team

Michael Auerbach

Job Titles:
  • Chairman of the Corporate Governance and Compensation Committee
  • Member of Audit and Risk Committee
  • Audit and Risk Committee
  • Entrepreneur, Investor
Michael Auerbach is an entrepreneur, investor, business consultant, media producer and private diplomat. Since 2013, he has served as the founder and managing member of Subversive Capital LLC, a venture capital firm, which is dedicated to investing in radical companies whose core missions subvert the status quo and require sophisticated government and regulatory strategies for success. Since 2021, he has also served as the managing member of Subversive Capital Advisor LLC, an SEC-registered investment advisor which recently launched the Subversive Metaverse ETF on the Chicago Board Options Exchange (CBOE). Mr. Auerbach served as the Chief Executive Officer of Subversive Acquisition LP, which was a publicly traded Canadian special purpose acquisition company prior to its qualifying transaction and becoming Intercure Ltd., in April 2021. Mr. Auerbach served as Chairman of Subversive Capital Acquisition Corp., which was a publicly traded Canadian special purpose acquisition company prior to its qualifying transaction and becoming TPCO Holding Corp. In his capacity as a private diplomat, since November 2012, Mr. Auerbach has served as a senior vice president at Albright Stonebridge Group, a part of Denton Global Advisors, a global consulting firm founded by former Secretary of State the late Madeleine Albright. Prior to joining Albright Stonebridge Group, Mr. Auerbach founded and then sold a risk consulting firm to Control Risks - a leading global risk consulting firm. Mr. Auerbach started his career during the dot-com boom of the late 1990s running Panopticon Inc., a VC incubator concentrating on internet and mobile technology. Mr. Auerbach was the Executive Producer of Pseudo Programs. Mr. Auerbach has also held senior positions at the Center for American Progress and The Century Foundation, where he concentrated on issues related to U.S. foreign policy, national security and conflict resolution. His work has been published in a variety of national and international publications, and he served as a Visiting Professor at the New School for Social Research. He has also taught at the University of Cape Town and Cyprus College. Mr. Auerbach received a M.A. in International Relations from Columbia University and a B.A. in Critical Theory from the New School for Social Research. Mr. Auerbach is currently the director of the following public companies: Atai Life Sciences NV, The Parent Company (TPCO Holding Corp.) and Tuscan Holdings Corp. II.

Michel Perera - Chief Investment Officer

Job Titles:
  • Chief Investment Officer

Miguel de Freitas

Job Titles:
  • Deputy Head of Stockbroking

Miguel Guterres - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Mike Alford

Job Titles:
  • Senior Wealth Adviser

Mike Davies - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Mike Ferrington

Job Titles:
  • Senior Wealth Adviser

Mike Myers

Job Titles:
  • Investment Director and Head of SRI

Min Saha

Job Titles:
  • Member of the Portfolio Management Team
  • Senior Investment Director
  • Team Leader

Muriel Meehan

Job Titles:
  • Senior Business Development Associate

Naseer Dean - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Natalie Brown

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Natalie Howard

Job Titles:
  • Investment Manager

Neil Norman

Job Titles:
  • Senior Wealth Adviser

Nero Patel

Job Titles:
  • Wealth Planning Director

Nicholas Feldman - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Nicholas Grant - Chief Investment Officer

Job Titles:
  • Investment Director

Nicholas Maunder

Job Titles:
  • Investment Analyst

Nicholas Michell

Job Titles:
  • Wealth Adviser

Nick Brown

Job Titles:
  • Account Executive
  • Member of the Portfolio Management Team

Nick Hodges

Job Titles:
  • Member of the Portfolio Management Team
  • Senior Dealer

Nick Leigh

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Nick Muir

Job Titles:
  • Member of the Portfolio Management Team
  • Head of MPS and Passive
  • Intermediary Investment Director

Nick Russell

Job Titles:
  • Chief Executive Officer, Capital Markets Canaccord Genuity Limited ( UK & Europe )

Nick Teo

Job Titles:
  • Business Development Director

Nicola Hoyland-Birch

Job Titles:
  • Member of the International Leadership Team
  • Head of Human Resources, International

Nigel Mather

Job Titles:
  • Member of the International Leadership Team
  • Head of IT, International

Oliver Bedford

Job Titles:
  • Fund Manager
  • Member of the Asset Management Team

Patrick Burke

Job Titles:
  • President, Capital Markets, Canaccord Genuity Corp. ( Canada )

Patrick Thomas - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Paul Derrien

Job Titles:
  • Member of the Portfolio Management Team
  • Senior Investment Director
  • Team Leader

Paul Langford

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Paul Parker - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Paul Pearce - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Paul Philp - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Paul Sherwood

Job Titles:
  • Member of the UK Leadership Team
  • Head of UK Finance

Paul Simons

Job Titles:
  • Principal, Financial Planning

Peter Hall - COO

Job Titles:
  • Group Chief Operating Officer
  • Member of the International Leadership Team
  • Member of the UK Leadership Team

Peter Haynes - Chief Investment Officer

Job Titles:
  • Investment Director

Peter Seamer - Chief Investment Officer

Job Titles:
  • Investment Director

Peter Young

Job Titles:
  • Principal, Financial Planning

Phil Cook

Job Titles:
  • Wealth Planning Director

Phil Hallam

Job Titles:
  • Investment Analyst
  • Member of the Asset Management Team

Phil Raper

Job Titles:
  • Wealth Planning Director

Phil Walker - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Philip Miles

Job Titles:
  • Member of the Portfolio Management Team
  • Senior Investment Director
  • Team Leader

Richard Burden

Job Titles:
  • Member of the International Leadership Team
  • Head of International Sales

Richard Champion

Job Titles:
  • Deputy CIO - UK

Richard Hallett

Job Titles:
  • Member of the Asset Management Team
  • Member of the UK Leadership Team
  • Head of Asset Management and Fund Manager
  • Head of Fund Management

Richard Hyder - Chief Investment Officer

Job Titles:
  • Investment Director

Richard Larner

Job Titles:
  • Member of the Portfolio Management Team
  • Head of Norwich Office

Richard Pollitzer - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Richard Stanley - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Rob Horan - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Robert Llewellin

Job Titles:
  • Member of the International Leadership Team
  • Head of Stockbroking, Jersey
After 22 years in various industries, including a spell in the City as broker, and eight years self-employed trading sports markets, I joined our Treasury team in 2011. I am currently Head of Stockbroking in our Jersey office, running a team of 12. As a team, we focus on delivering a fast, efficient and valued service to private clients and intermediaries in collaboration with our discretionary colleagues on the portfolio management team. As a member of our International leadership team, I contribute to the development of our international strategy. I am a member of our International Business Development , Jersey Management and COVID internal committees and Chair the Jersey Events Committee. I am a Chartered Fellow of the CISI.

Rod Phillips

Job Titles:
  • Independent Director
  • Member of the Audit and Risk Committee
  • Independent Director / Communications With Independent Members of the Board
Rod Phillips is a business and public policy leader and lifelong community volunteer. He was the Member of Provincial Parliament (MPP) for Ajax, Ontario and served as Ontario's Minister of the Environment, Conservation, and Parks, Minister of Finance, and Minister of Long-term Care. Prior to his public service, Mr. Phillips was the President and CEO of the Ontario Lottery and Gaming Corporation, and of Morneau Shepell (Lifeworks). He began his career as a management consultant with KPMG. He also worked with Goodmans LLP and as Chief of Staff to the first Mayor of the amalgamated city of Toronto. Mr. Phillips was also Canadian Chair and Global Advisory Board Member of Afiniti and served as Chair of the Board of Directors for Postmedia Network Inc., and as a member of the corporate boards of Data Communications Management, Top Aces, and the Interprovincial Lottery Corporation. Mr. Phillips served as the volunteer chair of CivicAction and the TELUS Community Fund and on the Boards of Toronto International Film Festival, the Canadian Psychiatric Research Foundation, the Global Business and Economic Roundtable on Addiction and Mental Health, the Council of the College of Physicians and Surgeons of Ontario, Bridgepoint Health, and the Toronto Community Foundation. He is a past President of the Canadian Club of Toronto. Mr. Phillips has an Honours BA in Political Science and English from the University of Western Ontario, and an MBA from Wilfrid Laurier University. He is also a graduate of the Rotman School of Management Directors Education Program with Institute of Corporate Directors designation, ICD.D. Mr. Phillips is currently not a director of any other public companies.

Roisin Newton

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Rollo Hovey

Job Titles:
  • Investment Manager

Roy Clouse

Job Titles:
  • Member of the Portfolio Management Team
  • Senior Investment Director

Rupa Ruparelia

Job Titles:
  • Member of the UK Leadership Team
  • Head of Human Resources, UK

Rupert Stone

Job Titles:
  • Investment Director - Investment Management Team Leader

Russell Wynn - Chief Investment Officer

Job Titles:
  • Investment Director

Ryan Harrison

Job Titles:
  • Member of the International Leadership Team
  • Member of the Portfolio Management Team
  • Head of Portfolio Management
  • Head of Wealth Management, Jersey
For the last 15 years, I have been responsible for the portfolio management team and, more recently, the Jersey office. I have over 35 years' experience in the financial sector and oversee the management of many portfolios. Investment markets are challenging, and I am privileged to work at CGWM with a team who are knowledgeable, experienced and have a strong work ethic. Together we deliver solutions to our clients. I am a Chartered Fellow of the CISI and hold the PCIAM Diploma.

Ryan Norman

Job Titles:
  • Investment Associate

Sanjeev Chopra - Chief Investment Officer

Job Titles:
  • Investment Director

Sarah Windsor-Lewis

Job Titles:
  • Principal, Financial Planning

Scott Morris

Job Titles:
  • Wealth Adviser

Sean Taylor

Job Titles:
  • Head of UK Intermediary Sales

Sebastian Carr

Job Titles:
  • Member of the Portfolio Management Team

Sharon Thorpe

Job Titles:
  • Wealth Planning Director

Sid Chand Lall

Job Titles:
  • Fund Manager
  • Member of the Asset Management Team

Simon Gunning - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Simon Kay

Job Titles:
  • Head of Business Development for Punter Southall Wealth

Simon McGarry

Job Titles:
  • Senior Equity Analyst

Simon Moore

Job Titles:
  • Wealth Planning Director

Simon Nicol

Job Titles:
  • Pension Principal / Consultant

Simon Raggett

Job Titles:
  • Member of the Portfolio Management Team
  • Head of Worcester Office

Stephen Glover

Job Titles:
  • Investment Director - Strategic Distribution Partnerships
My career in the financial services industry started in 1983, initially in banking and trust services, then into Stockbroking in the mid-nineties. joined the company as an Advisory Stockbroker in 2007 and was Head of our Jersey Stockbroking team for more than 10 years. In addition to providing advisory and discretionary services to a large portfolio of high value client relationships, I specialised in income-orientated portfolios. I also conducted our international business development activities, which enabled me to travel to numerous interesting places around the world. This experience laid the foundations for my current role working with our domestic and international Intermediary client base. In this role I help to provide investment solutions to existing and prospective clients and formulate successful strategic partnerships. I am a Fellow of the Chartered Securities Institute and South Africa Representative. I am alss a Member of our Business Development, Events and Fixed Interest Credit Committees. Investment involves risk and you may not get back what you invest. It's not suitable for everyone.

Stephen Massey - Chairman

Job Titles:
  • Chairman
  • Member of the UK Leadership Team

Stephen Sharples

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team
  • Stockbroking Director

Steve Birkett

Job Titles:
  • Consultant
  • Member of the Portfolio Management Team

Steven McKelvie

Job Titles:
  • Chartered Financial Planner

Stewart Howard

Job Titles:
  • Senior Business Development Director

Stuart Brookes

Job Titles:
  • Member of the UK Leadership Team
  • Head of UK Operations and Finance

Stuart Raftus - EVP

Job Titles:
  • Chief Administrative Officer
  • Executive Vice President
  • President, Canaccord Genuity Wealth Management ( Canada )

Stuart Wilson

Job Titles:
  • Member of the Portfolio Management Team
  • Head of Portfolio Management
  • Head of Portfolio Management, Isle of Man
I joined the company in 2007 and feel proud to work for a multi award-winning firm. With over 30 years of experience in banking and investments, I am a member of the Securities Institute and Head of Portfolio Management in the Isle of Man. My top priority is how my team and I can continue to improve our clients' experience, with a particular focus on excellent service and portfolio performance.

Sue Tummon

Job Titles:
  • Sales Support Officer

Symon Hawken

Job Titles:
  • Member of the Portfolio Management Team
  • Senior Investment Director
  • Team Leader

Terrence (Terry) Lyons

Job Titles:
  • Chairman of Audit and Risk Committee
  • Member of the Board of Directors
  • Member of the Corporate Governance and Compensation Committee
  • Lead Director and Chair of Audit and Risk Committee
Terrence (Terry) Lyons, ICD.D, age 73, is a corporate director and currently serves as Lead Director and Chair of the Audit and Risk Committee. He is an Independent Director and Chair of the Audit Committee of Martinrea International Inc. He is also a Director of several public and private corporations, including Three Valley Copper Corp. (Chairman), Mineral Mountain Resources Ltd. and Waterotor Technologies Inc. (Chairman). Mr. Lyons is a retired Managing Partner of Brookfield Asset Management, past Chairman of Polaris Materials Corp. (recently acquired by Vulcan Materials), Northgate Minerals Corp. (now Alamos Gold), Eacom Timber Corp. (acquired by Interfor) and Westmin Mining and Vice-Chairman of Battle Mountain Gold (acquired by Newmont Gold). He was previously on the Board of Directors of Canaccord Genuity Group Inc. for 18 years from 2004 to 2022, having served as Lead Director and Chair of the Audit Committee.Terry is a Civil Engineer (UBC) with an MBA from Western University. He is a Member Emeritus of the Advisory Board of the Richard Ivey School of Business and is active in sports and charitable activities, is a past Governor of the Olympic Foundation of Canada, past Chairman of The Mining Association of B.C., past Governor and member of the Executive Committee of the B.C. Business Council, past Co-Chair of the B.C. Business Hall of Fame, past Director of the Institute of Corporate Directors (BC) and a former director of the BC Pavilion Corp. (Pavco). In 2007, he was awarded the INCO Medal by the Canadian Institute of Mining and Metallurgy for distinguished service to the mining industry.

Thomas Becket - Chief Investment Officer

Job Titles:
  • Chief Investment Officer

Thomas Hibbert

Job Titles:
  • Investment Analyst

Tim Gilbert

Job Titles:
  • Investment Manager
  • Member of the Portfolio Management Team

Tim Wishart

Job Titles:
  • Head of Scotland and the North of England

Toby Carpenter - Chief Investment Officer

Job Titles:
  • Investment Director
  • Team Leader

Tom Dilrew

Job Titles:
  • Investment Manager

Tom Hutchinson

Job Titles:
  • Investment Analyst
  • Member of the Asset Management Team

Tom Livesey

Job Titles:
  • Analyst
  • Member of the Asset Management Team

Tom Richards - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Tom Stevens

Job Titles:
  • Investment Manager

Tony Tharian - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Tracey Carter

Job Titles:
  • Treasury Manager
Investment involves risk and you may not get back what you invest. It's not suitable for everyone.

Victor Polak - Chief Investment Officer

Job Titles:
  • Investment Director
  • Member of the Portfolio Management Team

Victoria Archer

Job Titles:
  • Member of the Portfolio Management Team
  • Team Assistant

Victoria Coutanche

Job Titles:
  • Member of the Portfolio Management Team
  • Performance & Risk

Victoria Liddle

Job Titles:
  • Member of the International Leadership Team
  • Head of Compliance & MLRO, Isle of Man

Wayne English

Job Titles:
  • Member of the Portfolio Management Team
  • Deputy Head of Portfolio Management

Wayne Martel

Job Titles:
  • Member of the International Leadership Team
  • Member of the UK Leadership Team
  • Chief Finance Officer, Wealth Management UK & Europe
  • Chief Financial Officer, Wealth Management UK & Europe

Wendy Scriven

Job Titles:
  • Business Development Director

Will Rosier

Job Titles:
  • Investment Analyst
  • Member of the Asset Management Team

Zoe Smart

Job Titles:
  • Stockbroking Director