DEUTSCHE BANK SECURITIES

On February 24, 2009, the first of six putative class action complaints was filed. Following consolidation of the complaints, on November 23, 2009, the Court appointed Class Plaintiffs and Lead Counsel and directed the filing of a Consolidated Amended Complaint ("CAC"). The CAC, filed on January 25, 2010, alleged violations of §§11, 12(a)(2) and 15 of the Securities Act of 1933 (the "Securities Act") by Deutsche Bank and certain individual defendants, underwriters, and the auditor relating to a Form F-3 Registration Statement and Prospectus filed with the Securities and Exchange Commission on October 10, 2006, and various prospectus supplements to that Registration Statement (collectively, the "Offering Materials") used to conduct the Offerings... Plaintiffs appealed the Court's August 9, 2012 order, and on July 16, 2014, the Second Circuit affirmed the Court's dismissal of the action. Plaintiffs then filed a petition for a writ for certiorari on February 13, 2014. While Plaintiffs'..

Also known as: Deutsche Bank Capital Funding LLC, Deutsche Bank Contingent Capital LLC, Deutsche Bank Securities Inc., Deutsche Bank Securities Settlement

Primary location: Providence United States