CONSORTIUM

The Consortium was founded in 1989 and built on the philosophy that marketing and compliance can absolutely work in harmony and that this combined strategy would help build solid financial services firms. After 30 years, this vision endures today... The Consortium offers comprehensive services and solutions to Registered Investment Advisors ("RIAs") and Broker/Dealers ("BDs"). Financial services firms are subject to federal (SEC), state, and self-regulatory organization (FINRA) securities regulations... As the inaugural compliance COACH for 2018 and 2019, The Consortium provided FPA members with a 30-minute coaching session

Also known as: The Consortium

Primary location: Tigard United States