BDLCC

As former regulators with FINRA (formerly NASD), we believe we have a unique insight into the regulatory system and a specialized knowledge of a very complex apparatus of securities laws, rules and regulations. Our company was founded in 2002 with the intent to provide our clients with the highest level of customer service, honesty and integrity. Our expertise and qualifications allow our team to provide a full suite of compliance consulting and expert witness services... Our all-inclusive, flat-rate consulting packages allow our clients to outsource their compliance functions at a fraction of the cost of full-time compliance staff. We also offer competitive flat-rate pricing on a project basis (Independent Anti-Money Laundering Audits, Mock Audits, New Membership Applications, Continuing Membership Applications, etc.)... Our partners have years of industry experience, both as regulators and as in the field registered persons. We ensure that our clients are set up to operate exactly..

Primary location: Chicago United States