COMPLIANCE WEEK - Key Persons
Job Titles:
- Staff Writer - Financial Services
Aaron Nicodemus covers regulatory policy and compliance trends for Compliance Week. He previously worked as a reporter for Bloomberg Law and as business editor at the Telegram & Gazette in Worcester, Mass.
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- Staff Writer - Technology
Adrianne Appel writes regulatory news, policy, and trends for Compliance Week. She previously reported about policy developments for Bloomberg Law and Bloomberg Government.
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- TD Bank Chief Risk Officer
TD Bank Chief Risk Officer Ajai Bambawale said "procedural weaknesses" in the institution's U.S. anti-money laundering program allowed bad actors to exploit its network.
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- Data & Research Journalist
Aly McDevitt is Data & Research Journalist at Compliance Week. She has a background in education and college consulting. Prior to teaching, she was an editor/author at Thomson Reuters, where she reported on private equity and venture capital activity in emerging markets and edited content on international business, legal, and regulatory developments.
Anne Morriss, co-author of "Move Fast and Fix Things," advises compliance officers to tap into curiosity, communicativeness, and comfort with discomfort to build organizational trust, fast.
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- Training and Ad Operations Manager
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- Chief Compliance Officer of Networking and Cybersecurity Solutions Company Juniper Networks, Was Named CCO of the Year at the 2023 Excellence in Compliance Awards
Bill Burtis, affable chief compliance officer of networking and cybersecurity solutions company Juniper Networks, was named CCO of the Year at the 2023 Excellence in Compliance Awards.
Job Titles:
- Executive
- Managing Director
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- Director of Sales and Marketing
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- Director of Sponsorship Sales
Compliance Week Advisory Board members Eric Young and Ellen Hunt participate in a debate-style discussion regarding whistleblower-related topics including culture of compliance, monetary incentives, retaliation, and more.
Job Titles:
- Director of the Securities
Erik Gerding, director of the Securities and Exchange Commission's Division of Corporation Finance, issued a statement addressing early inconsistencies observed under the agency's new cybersecurity incident disclosure rule.
Gina Nese - Chief Compliance Officer
Gina Nese, head of compliance and privacy at Align Technology, jumps at the chance to share new ideas and ways to innovate, including regarding emerging technologies like AI. Her work earned her recognition as CCO of the Year at the 2024 Excellence in Compliance Awards.
Job Titles:
- Deputy Chief Compliance Officer at BBVA Global Wealth Advisors
Giovanni Corrado, deputy chief compliance officer at BBVA Global Wealth Advisors, shares with Compliance Week his personal goal to change the narrative around compliance and his interests at the intersection of regulation and technology.
Job Titles:
- Chief Operating Officer, CW & FRA
Job Titles:
- Chief Credit Officer
- Senior Vice President
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- Managing Editor
- Managing Editor, Editorial Projects and Analytics
Jeff Dale is Managing Editor, Editorial Projects and Analytics, at Compliance Week. He previously served as Compliance Week's Digital Editor and has worked as a copy editor at the Boston Herald and city editor at The Hour Publishing Co. in Norwalk, Conn.
Jeffrey Epstein's designation as a high-risk client should have subjected him to enhanced due diligence that never appeared to occur, most notably at Deutsche Bank. Instead, Epstein was allowed to continue his misconduct despite numerous red flags.
Joe Benz - Chief Legal Officer
Job Titles:
- Chief Legal Officer
- General Counsel
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- Senior Operations Manager
- Operations
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- Editor in Chief
- Editorial
Kyle Brasseur is Editor in Chief of Compliance Week. His background includes expertise in user personalization with ESPN.com.
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- George Washington University Associate Professor of Accountancy
Martin Gruenberg announced he will step down as chairman of the Federal Deposit Insurance Corporation following the release of an independent review that criticized the agency's lack of response to employee claims of sexual harassment and discrimination.
Job Titles:
- Chief Compliance Officer
- Director
Melanie Sponholz, chief compliance officer and director of responsible investing, portfolio operations at Waud Capital Partners, discusses with Compliance Week her mentoring philosophy, the ways she connects with other professionals, and the importance of influence to the compliance function.
Job Titles:
- Federal Reserve Board Governor
Federal Reserve Board Governor Michelle Bowman argued banking regulators should move from their current reactive posture on banking innovation to a position that actively encourages new technologies, business models, and ideas to solve age-old problems.
Job Titles:
- Membership Success Manager
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- Accounting and Office Assistant