ARA

The Compliance Support Program is exclusive to Ara and was developed to address the unique needs of independent securities registrants. Our support program provides management with a rational process to manage their compliance obligations and ongoing access to senior-level compliance knowledge, experience and judgment... Ara Compliance Support provides independent Portfolio Managers and Exempt Market Dealers with a fully functioning compliance department for less than the cost of hiring a full-time administrative assistant... The Ara team of professionals serves as a virtual head office compliance department in support of the firm's Designated Chief Compliance Officer. We provide an organized and rational process for managing compliance, so that management can focus on running its business.

Also known as: Ara Compliance

Primary location: Toronto