LEE LOWINGER

Lee Lowinger is a specialty law firm focused on providing value to its clients. It specializes in corporate and securities matters. It provides counseling on a variety of corporate matters, assists with corporate transactions, and advises on regulatory matters... Our regulatory work focuses on advising broker dealers and investment advisers on regulatory compliance as well as transactions. This includes advising on SEC and FINRA rules and regulations, and assisting with regulatory audits and investigations We also help buyers and sellers of broker dealers achieve FINRA approval of change of control transactions. In addition, we assist clients seeking to establish new broker dealers and new registered investment advisers. We also represent clients seeking to understand and then comply with the broker dealer and investment adviser laws and regulations.

Primary location: Mclean United States