VOGEL RETIREMENT SOLUTIONS - Key Persons
Dave Vogel is passionate about helping people achieve financial confidence. Since founding Vogel Retirement Solutions, LLC in 2013, he has helped hundreds of people work toward realizing their dream retirement. He does this by building real and transparent relationships with his clients based on trust, integrity, and a practical approach. He focuses on informing his clients about how to produce secure and sustainable retirement income distributions they cannot outlive.
A New York native, Dave has been helping others manage and protect their money for more than 30 years. He began his financial services career at EF Hutton, was a senior vice president at Lehman Brothers, and later a branch manager at Raymond James Financial Services before starting his own independent financial firm, specializing in retirement income planning.
Tom Rozman - Chief Investment Officer
Mr. Rozman, Chief Investment Officer, is responsible for leading the investment team for Simplicity Wealth. Prior to Simplicity, Mr. Rozman was President and Chief Investment Officer of Sawtooth Solutions. He also worked in Institutional Sales and Trading at Merrill Lynch. Mr. Rozman is a Chartered Financial Analyst®, Chartered Alternative Investment Analyst®, and is Series 65 registered. He has previously held Series 7 and 24 securities licenses. He earned an M.B.A. from the University of Chicago and a B.A from St. Olaf College.