RIA MADE EASY - Key Persons
Job Titles:
- Director of SEC Compliance
Job Titles:
- Vice President - Co - Owner
Job Titles:
- Senior Compliance Consultant
We know what it feels like to be confused about trying to be compliant and not have peace of mind.
If you're like many RIAs, you don't know if you are compliant and how to do it the right way. You've likely wondered if there was a way that you could be compliant without spending hours doing so. We know you want to become confident in your compliance, and it's wrong to live in fear of the possibility of regulators taking away your ability to work.