RBC DOMINION SECURITIES - Key Persons
Since 1989, Caroline Gauthier has been a leading force in guiding high net worth investors towards their financial goals. Holding a Bachelor of Commerce in Finance from Concordia University and a Chartered Financial Analyst designation, Caroline brings a wealth of knowledge and experience to the field of wealth management. Her expertise includes a wide range of services such as discretionary portfolio management, all delivered through a holistic approach that seamlessly integrates financial and estate planning.
Caroline's distinct approach involves meticulously preparing financial models and devising strategies that resonate with the unique stories and aspirations of each client. Her commitment to personalized service has garnered Caroline widespread trust and numerous referrals. She has advised many families across two to three generations, and remarkably, one family through five generations, underscoring her expertise in long-term financial security and legacy planning.
Beyond her professional realm, Caroline's love for reading, particularly biographies and finance literature, underscores her continuous pursuit of knowledge. Similarly, her enjoyment of long walks in the woods reflects her philosophy of balance, a principle she applies both in finance and in life.
David embarked on his journey with RBC Dominion Securities in 2011 as an Investment Advisor, bringing a wealth of knowledge and a client-centric approach to wealth management. His ability to build client relationships and enhance their wealth has been recognized by colleagues and management throughout his career.
His wealth of experience prior to joining RBC includes skills honed over the years as a tax attorney, small business owner, real estate investor, newspaper columnist, and philanthropist. In his current role, David combines his diverse background with the strength and resources of RBC, offering a full range of financial services, including insurance, investment advice, retirement planning, and estate and tax planning strategies.
A believer in continuing education, David has completed the Wealth Management Essentials course and obtained his Certificate in Derivative Market Strategies through the Canadian Securities Institute. He also holds a joint Honours Bachelor of Arts in Economics and Political Science from Carleton University, a Master of Business Administration, and both civil law (BCL) and common law (LLB) degrees from McGill University.
Outside of work, David strongly believes in giving back to the community. He has served in leadership positions for several community organizations, including the Nellie Philanthropy Foundation, Federation CJA, the Jewish Community Foundation, and Hockey Sans Frontières, among many others.
Deborah (Debbie) graduated from l'Université de Montréal in 2009 with a Bachelor's degree in Science and a minor in Economics. Soon after graduating, she began her career with RBC Dominion Securities. Her experience and development brought her to work with Caroline Gauthier in early 2014. She is licensed as an Investment Representative and oversees all procedures on the team. In 2022, Debbie received the RBC Performance Award and attended the annual convention; an honor given to a chosen few each year.
From Italian descent, Debbie was born and raised in Montreal. In her spare time, she loves to read, watch movies and talking over a great meal with friends and family. She enjoys equally a night out or a quiet evening at home with her cat, Groot.
Denis Received his Bachelor's degree in Finance at John Molson School of Business. He first started his journey with RBC Direct Investing in 2021, as an Investment Service Representative and grasped the self-directed model of the industry. In early 2024, he joined RBC Dominion Securities to expand his knowledge and promote stellar client relationships with his commitment and client first attitude.
Denis is a huge fan of Real Madrid and enjoys watching European football. He has even travelled to Europe to watch some derbies. In his spare time, he will get creative with delicious cooking and stay active by working out at the gym consistently.
Devon received his Bachelor's degree in History at Concordia University and completed his Chartered Financial Analyst designation (CFA) in 2017. He brings to the team valuable skills and knowledge in investment research and analysis. Devon's experience includes several years in the investment management industry.
Born in Montreal and raised in the Eastern Townships, he is the father of two young daughters, which keeps him busy. Devon enjoys reading, hiking and skiing in his spare time.
Ethan graduated with an Economics degree from John Molson School of Business and has been working in RBC Dominion Securities since March 2022.
After acquiring experience in the financial sector from working at IA Private Wealth, he further polished his financial knowledge and interpersonal skills to deliver an excellent level of customer service. He joined the Gauthier-Leclerc team in late 2023, where he develops his career and high level of interest in market and economic analysis. Ethan enjoys spending time being active climbing at the bouldering gym with his friends and going snowboarding during the winter months.
Job Titles:
- Associate
- Investment Advisor
- Associate Investment Advisor With
- CIM / Associate Investment Advisor
As an Associate Investment Advisor with RBC Dominion Securities, Julia Gauthier provides access to a comprehensive range of services to help you build and protect your wealth. A graduate of the John Molson School of Business, Julia obtained a Bachelor of Commerce with a major in Finance. A firm believer in ongoing education, she has acquired the advanced industry designations of Chartered Investment Manager (CIM®) and holds her Insurance of Persons license with the AMF.
Being part of this industry since 2011, Julia draws on her expert knowledge, including previous position as Investment Associate for one of the largest team in the industry, to develop comprehensive wealth management solutions for her clients. Julia's breadth of experience, expertise and credentials help ensure sound advice, expert execution, and peace of mind for clients who need solutions for broad and complex wealth management needs.
Outside of work, Julia is a devoted mother to her two daughters with whom she loves to stay active. A competitive swimmer for many years, Julia still tries to get in the water as often as possible whether it be at the Hudson Yacht Club where she has been a lifelong member or on her family travels.
Lee Ann joined the team in 2023 and has over 15 years of experience working as an Associate at RBC Dominion Securities. As an Associate Advisor, Lee Ann is organized and dedicated to providing exceptional customer service and is committed to our clients' best interests.
Lee Ann holds a bachelor's degree in finance from the John Molson School of Business at Concordia University. She is fully licensed and has completed the Canadian Securities Course, Conduct and Practices Handbook as well as the Wealth Management Essentials Course.
In her spare time, she enjoys spending time with her children and making new memories with her family.
Since graduating in 2017, Lizzie has carved out a meaningful niche in the financial industry, beginning her journey as an Investment Specialist with RBC Direct Investing. There, she became a trusted guide for self-directed investors, using her expertise to enhance financial literacy and empower clients to navigate their financial journeys with confidence.
With a Bachelor's in Commerce and certifications as a licensed trader in Equity, Fixed Income, and Options (CSC, CPH, DFOL), Lizzie excels at translating complex financial concepts into relatable advice. Now as an Associate Wealth Advisor at RBC Dominion Securities, she collaborates closely with partners to develop and implement tailored wealth management strategies, ensuring that each client receives an exceptional level of service.
In her role, Lizzie is dedicated to maintaining a deep understanding of client accounts, overseeing daily transactions, and addressing inquiries with care. She also supports her team of Investment Advisors in areas such as financial planning, projection analysis, trade execution, and tax minimization strategies.
Outside of work, Lizzie finds joy in exploring the great outdoors through hiking and biking, playing squash, and cooking up new recipes. Traveling fuels her passion for learning and broadening her perspectives, further enriching her approach to wealth management.
Job Titles:
- Branch Operations Manager
Job Titles:
- Will & Estate Consultant, Family Office Services, RBC Wealth Management
Prior to joining RBC Wealth Management, Michael Neudorf specialized in personal, estate and corporate planning for clients in a national law firm. In particular, Michael focused on providing tailor-made service to clients by assisting them in navigating through personal and legal issues in the most tax-efficient manner.
Michael obtained his Bachelor of Law (LL.B) in 2015 from the University of Montreal and was called to the Barreau du Quebec in 2016. Michael also holds a BA from McGill University in Political Science and History.
Michael is an active member of the Canadian Tax Foundation, the Association de planification fiscale et financière, the International Fiscal Association and the Canadian Bar Association.
Job Titles:
- Branch Operations Manager
Pascale Leclerc's approach to wealth planning is defined by her belief that each client's financial situation is unique. A Senior Portfolio Manager with a Bachelor of Commerce in Finance from McGill University and a Chartered Financial Analyst designation, she brings over twenty years of experience in crafting bespoke financial solutions. Her expertise particularly benefits professionals, entrepreneurs, and women who are integral in managing their family's wealth.
Pascale is renowned for her role as a personal 'Chief Financial Officer' among her clients, who value her for her thorough approach, sound advice, flexibility, and proactive strategies. She is dedicated to meticulously reviewing each client's current situation and objectives, ensuring that the solutions she provides are the most suitable for their specific needs. Her focus on listening and truly understanding the personal narratives of her clients allows her to align financial strategies with their life stories.
In addition to her professional endeavors, Pascale is a proud mother of two daughters. Her commitment to an active lifestyle, which includes triathlons, skiing, and family travel, is reflective of the energy and dedication she brings to each client relationship.
Job Titles:
- CA, LL.M, TEP / Vice President, Business Owner Specialist, Family Office Services, RBC Wealth Management
- Chartered Profesionnal Accountant
- Member of the Executive Committee of STEP Montreal
- Member of the Ordre
As a Business Owner Specialist, High Net Worth Planning Services, Paule, together with your primary RBC advisor, helps you explore succession, tax, retirement and estate planning issues you face as a business owner.
Her guidance supports clients in their relationships with their external professional advisors, with whom she frequently interacts.
Paule has a Bachelor's degree in Commerce from l'École des Hautes Études Commerciales (HEC) and a Master's degree in Tax Law from the Montreal University. She has completed the Securities Dealers Course from the Canadian Securities Institute.
As a Chartered Profesionnal Accountant, Paule has more than 30 years of experience in tax and estate planning consulting, in CA firms as well as in life insurance and securities dealer companies. Paule is a frequent lecturer at annual conferences and technical seminars of l'Association de planification fiscale et financière and other professional associations and an active writer of reference papers on tax and estate planning topics.
Paule is a member of the executive committee of STEP Montreal and is regularly involved in various committees of the Association de planification fiscale et successorale.
Paule is a member of the Ordre des comptables professionnels agréés du Québec, the l'Association de planification fiscale et successorale, the Canadian Tax Foundation, the International Fiscal Association and the Society of Trust and Estate Practitioners.
Job Titles:
- Chartered Professional Accountant
- M.Tax, F.Pl. Financial Planning Specialist, Family Office Services, RBC Wealth Management
Shawna is a Chartered Professional Accountant (CPA), and holds a Master of Taxation (MTax) degree from the University of Waterloo as well as her Bachelor's degree in Commerce from McGill University. She is also a Financial Planner (F. Pl.), duly registered under the Institut Québécois de Planification Financière (IQPF).
Prior to joining RBC, Shawna was a taxation manager at a Montreal based accountant firm, providing sophisticated tax and wealth management planning to high net worth individuals and corporate clients.
Shawna's area of expertise includes personal, corporate and estate tax planning, wealth preservation and financial planning. As a Financial Planning Specialist at RBC Family Office Services, Shawna works jointly with your advisor to prepare and present your comprehensive Compass Financial Plan.
Job Titles:
- Premier Banking Advisor, RBC Royal Bank
As a Premier Banking Advisor for the Montreal market, Suvra Das works as a single point of contact, providing personal banking and credit solutions for select clients of Wealth Management Canada and their families. Partnering with Investment Advisors and Counsellors across the region of Montreal, he provides personalized service and tailored advice to help clients save time and effectively manage their day to day banking needs.
With more than 13 years of experience in both personal and business financial services with RBC, Suvra is respected among his clients, industry peers, and has been well recognized in the organization for his contribution. Born in Asia and residing in greater Montreal area for the last 22 years, Suvra is committed to giving back to his community, and contributes to raising funds yearly at the ISKCON Montreal temple for the purpose of the distribution of free vegetarian meals.
He currently resides in the Montreal West Island area with his wife and young son. He is passionate about the electric vehicle industry. Suvra fluently speaks; French, English, Bengali and Hindi.
Job Titles:
- Senior Will and Estate Advisor, RBC Royal Trust
As a Senior Will and Estate Advisor for the Quebec Region, Tiziana Cirigliano brings an approach to estate planning that centers on understanding and addressing the unique needs of each client.
Tiziana works collaboratively with clients, their families and trusted professionals, to craft a personalized multi-generational estate plan that incorporates Wills, testamentary and inter vivos trusts, and protection mandates. Through this process, she helps clients ensure the protection of their patrimony and facilitates its smooth transfer to the next generation.