38 COMPLIANCE

Since 2010, 38 Compliance has been providing solutions to simplify compliance for registered investment advisers, hedge funds and private equity funds. Whether you have one or multiple entities, are newly registered or well-established, we are skilled in delivering practical solutions that address your compliance challenges... With constant compliance changes and regulation-driven deadlines, having professionals with comprehensive expertise and concrete experience is the key to making it all work. With over 50 years of combined experience, our team of consultants has the know-how and aptitude to simplify compliance for our clients. We are former CCOs CFOs and regulatory examiners, and have also held the FINRA Series 7, 24, 27, 63, 65, and 87 licenses... At 38 Compliance we help financial institutions increase their productivity by simplifying and resolving the complexities of compliance.

Primary location: Clermont United States