Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces...
We are pleased to present our annual Compliance Priorities Report: Helping Firms with Compliance for 2024. This report summarizes current issues and challenges that dealers regulated by CIRO should focus on to improve investor protection and foster market integrity. It also outlines initiatives that support transformation and innovation in the industry.