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  • www.acisecure.com
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Formerly known as Gettenberg Consulting, ACI - Accounting & Compliance International was founded in 1984 with the goal of becoming an industry leading provider of broker-dealer accounting services. In the summer of 1986, we signed our first lease on..
Relevance: 98.464005
  • www.dorfman-finop.com
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Dorfman FinOp Services, LLC provides outsourced Financial and Operations Principal (FINOP) Services, bookkeeping and consulting to the broker-dealer community...
Relevance: 47.578217
  • cartanaconsulting.com
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Cartana Consulting Solutions, LLC provides professional financial consulting services with a focus on small to medium size broker dealers. Founded in 2015 by Ana R. Carter, the firm strives to provide exceptional service to its clients. Our main goal..
Relevance: 45.30744
  • cannabis.komand.ca
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KOMAND is a strategic and financial advisory firm dedicated to the cannabis market. We provide strategy consulting, M&A advisory and corporate development services in the cannabis sector. KOMAND occassionally conducts financial advisory services..
Relevance: 44.4197
  • www.dfkfinancialservices.com
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DFK Financial Services, Inc. was formed in 1998 as a sole proprietorship and incorporated in 2007. Initially intended to be a bookkeeping and accounting service, Dan Kiernan soon saw an opening in the broker dealer industry and decided to pursue it -..
Relevance: 44.337074
  • www.brokerageconsulting.com
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Brokerage Consulting Group is a team of professional consultants offering financial services such as FOCUS reporting, branch office auditing and starting a new broker dealer. We customize our plan and approach to each client to meet their unique and..
Relevance: 44.15491
  • financialadvocates.com
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Financial Advocates is the fourth largest enterprise at LPL Financial, the nation's largest independent broker/dealer*, with client assets custodied at Fidelity, TD Ameritrade, and Charles Schwab... Whether an advisor is looking to move to an..
Relevance: 43.71385
  • www.malberian.com
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Malberian Consulting is a San Francisco based financial regulatory consulting firm that has been delivering solutions to broker-dealers, investment advisers and FinTech firms for over a decade. Staffed by experienced attorneys with in depth knowledge..
Relevance: 43.5957
  • innovationpartnersllc.com
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Innovation Partners, LLC (IPL), is a diversified financial services and consulting firm. It is a state registered Broker Dealer and is registered with FINRA and SIPC. The firm is registered with the SEC as an Investment Advisory firm... Our team is..
Relevance: 43.3321
  • www.wakeleyfinancial.com
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Securities offered through BD4RIA, Inc Member FINRA/SIPC. Wakeley Financial, Cerity Partners LLC and BD4RIA, Inc are nonaffiliated. Wakeley Financial is not a registered broker/dealer or independent investment advisory firm... Wakeley Financial..
Relevance: 42.58469
  • www.alightfs.com
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Alight Financial Solutions LLC, member FINRA, SIPC, is a broker/dealer that primarily provides services to retirement plans. It is a subsidiary of Alight Solutions LLC, a global human resources outsourcing and consulting firm, founded in 1940 and..
Relevance: 42.366364
  • www.regcompfinancial.com
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From broker dealer formations to implementation of supervisory controls and everything in between, RegComp Financial provides top-tier expertise and global coverage to advise at every stage of the broker dealer life cycle. We are a full-service..
Relevance: 41.60154
  • waypoint-consultants.com
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Waypoint Consultants LLC is a consulting and recruiting firm that provides education, perspective, guidance, and assistance to financial advisors, RIAs, and independent broker/dealers. Specifically, we are focused on serving the following client..
Relevance: 40.809196
  • www.maureenfobrien.com
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Maureen F. O'Brien, LLC. is a Full-Service Investment and Financial Consulting firm made up of highly trained Financial Advisors. We offer flexible, customized wealth management through LPL Financial, an Independent Broker-Dealer to investors in..
Relevance: 40.72812
  • www.rdestockloans.com
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Were are not investment banker, broker dealer, nor finra or securities registered broker. We are a consulting firm, partnered with finra registered broker, and other banks which conduct financial deal-making... At RDE Stockloans, we believe that..
Relevance: 40.361507
  • kimberliteinvest.com
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Kimberlite Investment Solutions, LLC is a Delaware incoporated consulting firm. Kimberlite is not a broker dealer and does not transact in securities... Consulting to small, medium, and family-owned businesses seeking to scale through acquisitions..
Relevance: 40.351395
  • www.compliance911solutions.com
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Does your firm need assistance with applying new rules, existing regulations, business changes, training, new firm application or membership agreement revisions, registrations, advertising, risk assessments, annual testing or examination services? We..
Relevance: 40.25579
  • www.deltaveritasconsulting.com
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As Founder and President of DELTA VERITAS Consulting and Training, Mo has been providing consulting, professional development training workshops, coaching services and has delivered Keynote speeches to financial advisors, planners and bankers in both..
Relevance: 40.153706
  • www.ppsadvice.com
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Private Portfolio Services, Inc., is an independent financial consulting practice whose goal is to empower those we serve to let go of financial fear and insecurity. Our mission is to become your partner in planning for, building, and enjoying..
Relevance: 39.7817
  • www.eastburnawm.com
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Unless otherwise identified, registered associates on this website are registered representatives of Lincoln Financial Advisors Corp. Securities offered through Lincoln Financial Advisors Corp., a broker/dealer (Member SIPC). Advisory services..
Relevance: 39.128933
  • www.marineradvisornetwork.com
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Mariner Advisor Network is an RIA firm that supports its investment advisor representatives, independent advisors affiliated with an OSJ of LPL Financial's broker dealer and corporate RIA, as well as a distribution arm for resources that that support..
Relevance: 38.899765
  • raincrossfinancialpartners.com
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Raincross Financial Partners is not a registered broker/dealer and is independent of Raymond James Financial Services, Inc. Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC. Investment advisory services offered..
Relevance: 38.63868
  • www.anasaziinvestment.com
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Founded in 1991, Anasazi Investment Group is comprised of investment consulting and financial planning advisors for individuals, corporations and pension plans. Our professionals collectively offer nearly a century of investment experience.....
Relevance: 38.588165
  • www.tri-statefinancialgroup.com
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Unless otherwise identified, registered associates on this website are registered representatives of Lincoln Financial Advisors Corp. Securities offered through Lincoln Financial Advisors Corp., a broker/dealer (Member SIPC). Investment advisory..
Relevance: 38.55228
  • www.rosestreetadvisors.com
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Securities and Investment Advisory Services Offered Through M Holdings Securities, Inc. A Registered Broker/Dealer and Investment Advisor, Member FINRA/SIPC. Rose Street Advisors is independently owned and operated. Rose Street Advisors is a member..
Relevance: 38.506214
  • juliuscapital.com
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Julius Capital is a consulting firm passionate about helping nonprofit organizations realize and expand their mission through responsible stewardship of their financial resources. We understand the unique challenges and advantages nonprofit entities..
Relevance: 38.095493
  • www.bdcaonline.com
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B/D Consulting Associates, Inc. (BDCA) is a group of talented professional consultants that offers a vast array of services and products that are designed to meet the needs of firms within the financial services industry. BDCA strives to offer each..
Relevance: 37.817005
  • www.hjamfinancial.com
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HJAM Financial is a full-service financial services firm committed to helping individuals and small business achieve financial objectives. Hans J. Manseth, CFP® is President of HJAM Financial and has been working with clients based out of the..
Relevance: 37.706177
  • gscomplianceconsulting.com
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Gery Sadzewicz Consulting LLC provides broad-based, proactive consulting services on a multitude of compliance, financial, infrastructure, and risk issues affecting financial service organizations - issues that can have a direct and indirect impact..
Relevance: 37.702766
  • www.bedfordandmain.com
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Our clients are primarily from the broker-dealer community: Introducing Brokers, Correspondent Clearing firms, Self-clearing and Start-up broker-dealers. We add to this mix the closely related group of Registered Investment Advisors (RIAs) and other..
Relevance: 37.700424