Companies similar to IMMACULATA LAW FIRM
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  • immaculaw.com
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Immaculata Law Firm is not registered as a securities broker-dealer or investment advisor with the U.S. Securities and Exchange (the "SEC") or with any state securities regulatory authority. All offerings of securities are made through an SEC-..
Relevance: 25.42773
  • mallonandjohnson.com
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Mallon & Johnson primarily provides legal services to investment advisers, broker-dealers and investment companies, and related registered persons. These services range from SEC, FINRA and State securities enforcement proceedings defense, registering..
Relevance: 24.285423
  • www.pcsecurities.us
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Pacific Century Securities, LLC is a broker-dealer registered with the U.S. Security and Exchange Commission (SEC)... Pacific Century Securities, LLC (CRD#: 131607/SEC#: 8-66487) was established in Florida since 2004. Pacific Century Securities, LLC..
Relevance: 23.919117
  • engine1.com
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Engine No. 1 is an investment firm that believes 1) electrification, 2) deglobalization and 3) technological innovation are interrelated themes that will fundamentally reshape the investment landscape in real asset markets... Engine No. 1 is..
Relevance: 23.829855
  • jonshepard.com
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Here at Shepard PLLC, we offer services for Seed Capital and Subsequent Funding Rounds, SEC Filings, SEC Reporting Requirements, Securities Law and more! Call Us Now!... Jonathan has practiced corporate and securities law, including public and..
Relevance: 23.771818
  • www.checkifinancial.com
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John Checki Jr. offers Securities through Securities America, Inc. Member FINRA/SIPC and Advisory services through Securities America Advisors, Inc. An SEC Registered Investment Advisor. Checki Financial and Securities America are separate entities...
Relevance: 23.335203
  • www.moneymanagementconcepts.com
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Founded in 1993 as an independent financial planning firm, Money Management Concepts, Inc. is a Registered Investment Advisor governed by and construed in accordance with the laws of the Securities and Exchange Commission (SEC)... Money Management..
Relevance: 23.16927
  • www.mendozaprivatewealth.com
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Mendoza Private Wealth is an independent financial planning services firm providing comprehensive asset management advisory services near you in Florida... Mendoza Private Wealth, Inc. ("Mendoza Private Wealth") is a Registered Investment Advisor..
Relevance: 23.14681
  • www.fsiplanners.com
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Planners are Registered Representatives of and offer securities through Securities America, Inc., member FINRA/ SIPC. Advisory services offered through Securities America Advisors, Inc., an SEC Registered Investment Advisor. Financial Strategies..
Relevance: 22.945168
  • planetcapitalltd.com
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Planet Capital Limited is a boutique Investment Bank, Issuing House and Capital Market Operator registered and regulated by the Securities and Exchange Commission Nigeria (SEC). All securities offered to the public are duly registered by the SEC...
Relevance: 22.88362
  • www.trebuchetconsulting.com
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Trebuchet Consulting, LLC is an investment advisor registered with the U.S. Securities and Exchange Commission ("SEC") under the Investment Advisers Act of 1940. The information contained herein should not be construed as a solicitation to effect, or..
Relevance: 22.850876
  • www.incomemaxfinancial.com
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Securities offered through Securities America, Inc., A Registered Broker/Dealer, Member FINRA/SIPC. Advisory services offered through Securities America Advisors, INC. An SEC Registered Investment Advisory Firm. Securities America and its..
Relevance: 22.845724
  • juliuscapital.com
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Julius Capital is a consulting firm passionate about helping nonprofit organizations realize and expand their mission through responsible stewardship of their financial resources. We understand the unique challenges and advantages nonprofit entities..
Relevance: 22.78394
  • www.orionwealthinc.com
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Securities offered through Securities America, Inc., a Registered Broker/Dealer, Member FINRA/SIPC. Advisory services offered through Securities America Advisors, Inc., an SEC Registered Investment Advisory firm. Orion Wealth, Inc. is not affiliated..
Relevance: 22.63203
  • kayansecurities.com
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Kayan Securities is a fully disclosed broker dealer registered with the SEC (Securities and Exchange Commission) and is a member of FINRA (Financial Industry Regulatory Authority) and the SIPC (Securities Investor Protection Corporation)...
Relevance: 22.610992
  • www.secorewaller.com
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Secore Waller, LLP is a Securities Law Firm in Dallas Texas, which provides legal representation to regional and national members of the securities and investment community. Our area of practice includes: offerings and filings, regulatory defense..
Relevance: 22.486784
  • pickholzlaw.com
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Founded by a career White Collar & SEC Whistleblower Attorney. The Pickholz Law Offices (the Firm) is a law firm that handles white collar financial and securities cases. We represent SEC whistleblowers, IRS whistleblowers, and CFTC whistleblowers...
Relevance: 22.333971
  • www.secalumni.org
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ASECA is a non-profit charitable organization that fosters the shared history and unique camaraderie between SEC alumni globally. ASECA provides its members with the opportunity to network and share information with fellow SEC alumni, support its..
Relevance: 22.304106
  • www.prometheum.com
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Prometheum is building "Wall Street 2.0." We are among the very first to provide investors with a SEC registered, full-service market ecosystem for digital asset securities... Prometheum is committed to the highest regulatory standards. We are a..
Relevance: 22.299635
  • gradientsecurities.com
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Gradient Securities, LLC is an independent broker-dealer and SEC registered investment advisor that offers an innovative approach to the sale of securities products and advisory services. The spirit of our approach is to inspire you to build your..
Relevance: 22.299604
  • www.13f.site
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We qualify your 13F securities list against the published SEC 13F list. We offer an easy-to-use "13F filing service providers" facility. We also make low-cost Form 13F list SEC filings. Consider this a cost-effective "13F XML conversion services"..
Relevance: 22.29132
  • www.ez13f.com
You will find here all the database-friendly files parsed out of the SEC 13(f) Quarterly List since 2004 to date. This is by far, the easiest no-sweat method to import and process the information published by the Securities & Exchange Commission each..
Relevance: 22.171886
  • securitiesattorneycolorado.com
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"Gun jumping" is the dissemination of information regarding the Issuer before a complete prospectus has been filed with the SEC. Communications prior, during and immediately following the filing of a registration statement are strictly regulated to..
Relevance: 22.134375
  • www.cisinvest.com
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Continental Investors Services, Inc. is a securities firm incorporated in 1991. We are registered as a Broker-Dealer with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities..
Relevance: 22.094698
  • www.edgaragents.com
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EdgarAgents is an industry leading, full-service SEC EDGAR filing agent, specializing in financial regulatory and compliance solutions for public and private companies, private equity firms, corporate attorneys, asset management companies, and..
Relevance: 22.080679
  • ashtreebv.com
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Ashtree Block Ventures LLC is able to originate registered digital assets (RDAs) which are registered as securities within the framework of the US Securities Exchange Commission (SEC). Ashtree Block Ventures LLC are firm believers that for digital..
Relevance: 21.955463
  • www.olimpinvestments.com
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Olimp Invest is not registered as a securities broker/dealer with either the U.S. Securities and Exchange Commission (SEC) or with any state or provincial securities regulatory authority. Olimp Invest is not a licensed broker, broker/dealer, market..
Relevance: 21.937017
  • franklin-street.com
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Franklin Street Advisors, Inc., is an investment adviser registered with the U.S. Securities and Exchange Commission (SEC). Registration as an investment adviser does not imply any level of skill or training...
Relevance: 21.894667
  • www.rencrofts.com
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Rencrofts Industrial Supplies Corporation is the manufacturers' representative in the Philippines on industrial machinery and mechanical power transmission equipment. Established on April 23, 1970 with Securities & Securities Commission (SEC) No...
Relevance: 21.852047
  • www.rebeccakatzwhistleblowerlawyer.com
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REBECCA M. KATZ investigates and prosecutes securities fraud on behalf of whistleblowers and represents clients in complex securities actions. Since its inception, she has assisted numerous clients through the complexities of the SEC Whistleblower..
Relevance: 21.808163