Companies similar to NORTHPOINT COMPLIANCE
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  • npcomply.com
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NorthPoint Compliance provides compliance assistance to investment advisers registered with the U.S. Securities Exchange Commission. NorthPoint understands the compliance requirements of investment advisers and how to develop, implement and maintain..
Relevance: 43.5757
  • northpointconsultingllc.com
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Northpoint Regulatory & Compliance Consultants, LLC. is a compliance consulting company located in Suwanee, Georgia. We offer compliance consulting to Broker/Dealers and Registered Investment Advisers. With securities industry regulations constantly..
Relevance: 26.886572
  • outsourcecco.com
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Adviser Compliance Consulting Inc. (ACC) is a compliance consulting firm that provides proactive compliance solutions, including outsourced CCO support, to registered investment advisers, hedge funds, private funds, investment companies, private..
Relevance: 25.77744
  • uscomplianceconsultants.com
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U.S. Compliance Consultants, LLC is an independent compliance consulting company dedicated to helping investment advisers simplify their compliance by providing high quality, professional and value-added solutions to complex regulatory challenges. We..
Relevance: 24.927135
  • focus1associates.com
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Focus 1 Associates LLC specializes in assisting registered investment advisers-institutional, wealth advisers, family offices, and advisers to private funds-with their compliance needs under Rule 206(4)-7 of the Investment Advisers Act of 1940.....
Relevance: 24.199238
  • www.northpoint-am.com
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Northpoint Asset Management, Inc. - a professional residential and commercial property investment management company... Northpoint Asset Management, Inc. - Committed to provide best-in-class real estate management service...driven by relationships..
Relevance: 23.991728
  • investmentadviserlawblog.com
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Legal and compliance issues for investment advisers and fund managers and others in the investment management industry..
Relevance: 23.795242
  • www.sapphirecompliance.com
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Sapphire Compliance Management is a compliance consulting firm. It is not a law firm and does not provide legal advice... Sapphire Compliance Management, LLC, started in San Antonio, Texas and now, based in Troy, Michigan, provides compliance..
Relevance: 23.795036
  • www.northpointam.com
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Northpoint Asset Management, an Inc. 5000 Business (Ranked #2 in Utah, #200 in U.S. in Real Estate sector, and #3,478 for growth out of over 9 million private companies in the U.S.), is an Institutional Private Equity Real Estate (PERE) Investment..
Relevance: 23.608631
  • www.bostoniacompliance.com
Compliance consulting for investment advisers in Boston and New England..
Relevance: 23.515171
  • ria-compliance.com
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RIA Compliance Group, LLC, was established in 2010 and is based in Delray Beach, Florida. The firm provides ongoing consulting services to over two hundred and fifty clients. It has been engaged by over fifty additional clients to provide à la carte..
Relevance: 23.480373
  • www.vardalisconsulting.com
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We are independent consulting firm that specializes in compliance and registration services required by investment advisers throughout the United States. We offer our services to both federal- and state-registered investment advisers. We assist firms..
Relevance: 22.922504
  • www.accredence.com
Accredence is focused on serving investment advisers, broker/dealers, funds, and small to medium-sized businesses by providing legal and compliance advisory services... Accredence advises clients across a variety of industries, including financial..
Relevance: 22.72891
  • www.gullwing.us
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Gullwing Capital Advisers Limited is a private limited liability company registered in England and Wales (Company number 09333925) with registered office at Gullwing Capital Advisers Limited, C/O Newgate Compliance Limited, 5th Floor, 20 Fenchurch..
Relevance: 22.576641
  • www.secadvisors.com
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SCA has been a trusted provider of compliance consulting products and services since 1996. Our team is comprised of industry experts in securities regulation, including accountants, attorneys, former regulators, industry executives and compliance..
Relevance: 22.54215
  • tslg-law.com
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The Securities Law Group is a specialized boutique law firm dedicated exclusively to representing investment advisers... We are a recognized leader in advising and representing separate account managers at both the SEC and the state levels. Our..
Relevance: 22.366655
  • www.descott.com
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We are a regulatory consulting practice specializing in SEC compliance requirements for registered investment advisers and mutual funds. Founded by David E. Scott in December of 2005, D.E. Scott & Associates serves as a valuable resource in helping..
Relevance: 22.363401
  • www.corecls.com
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At Core Compliance & Legal Services, Inc.℠ ("Core Compliance"), we assist registered investment advisers, broker-dealers, advisers to private funds, advisers to investment companies, and financial professionals to ensure they are meeting the complex..
Relevance: 22.320744
  • www.mortgagechicago.com
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NorthPoint Lending Group, Inc strives to ensure that its services are accessible to people with disabilities. NorthPoint Lending Group, Inc has invested a significant amount of resources to help ensure that its website is made easier to use and more..
Relevance: 22.31219
  • www.complianceexchange.com
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Formed in 2004, Compliance Exchange, LLC is a compliance consulting firm that specializes in providing solutions to Broker Dealers, Investment Advisers and Investment Companies throughout the United States... If you employ your compliance resources..
Relevance: 22.227085
  • www.complianceadvisers.com
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Founded in 1989, Compliance Advisers, Inc. is an industry-leading, boutique regulatory compliance consulting firm that specializes in providing Customized Compliance Solutions™ to Broker Dealers, Investment Advisers and Investment Companies..
Relevance: 22.2232
  • www.c2ccompliance.com
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Coast to Coast Compliance is a securities compliance consulting firm providing a wide range of compliance consulting services for investment advisers (SEC-registered, state-registered, exempt reporting advisers, etc.), alternative asset managers..
Relevance: 21.956964
  • www.riacc.io
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RIA Compliance Concepts is a boutique consulting firm. RIA compliance consultants offering compliance solutions to registered investment advisory firms... As a leading compliance consulting firm to registered investment advisers, we offer a wide..
Relevance: 21.812151
  • pineviewpartners.com
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At Pine View Partners (PVP) we recruit legal and compliance professionals for asset managers at every level. Our clients are investment advisers, investment companies and the alternative asset management divisions of major financial institutions...
Relevance: 21.800182
  • gloorlawadr.com
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We serve as outside general counsel to broker-dealers and investment advisers, with a particular focus on providing legal advice and counsel to these firms and their representatives relating to compliance with the federal securities laws, SEC..
Relevance: 21.742365
  • www.amcsolves.com
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AMC Compliance was founded on the idea of providing tested, practical compliance products and solutions to the asset management sector. Since our founding, we have provided our clients with practical compliance products and solutions to operate..
Relevance: 21.63191
  • www.northpointam.com
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Northpoint Asset Management, Inc. - Committed to provide best-in-class real estate management service...driven by relationships and performance. No Property Left Behind™... Northpoint, an INC 5000 business, ranked #75 in the U.S. for growth in Real..
Relevance: 21.515982
  • www.complect.com
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Complect helps advisors build compliance into every aspect of their business. Doing the right thing shouldn't be an afterthought... By getting the whole organization involved, we create buy-in and build compliance directly into everyone's..
Relevance: 21.45362
  • www.buildnp.com
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At Northpoint property services, we understand that prevention is often the best approach to protect your property. Our preventive services are designed with this in mind, aiming to shield your property from damage and deterioration. By choosing our..
Relevance: 21.371086
  • www.synergycomplianceeducation.com
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Synergy Compliance Education is your one-stop shop for Frequently Asked Questions and Best Practices for Registered Investment Advisers... Compliance is a continuous process, and not a destination. Along the way, changes in firm structure and..
Relevance: 21.299797