Companies similar to ACI
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  • www.acisecure.com
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Formerly known as Gettenberg Consulting, ACI - Accounting & Compliance International was founded in 1984 with the goal of becoming an industry leading provider of broker-dealer accounting services. In the summer of 1986, we signed our first lease on..
Relevance: 30.757385
  • www.dfkfinancialservices.com
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DFK Financial Services, Inc. was formed in 1998 as a sole proprietorship and incorporated in 2007. Initially intended to be a bookkeeping and accounting service, Dan Kiernan soon saw an opening in the broker dealer industry and decided to pursue it -..
Relevance: 25.824545
  • ohabco.com
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Broker Dealer Audit We are registered with PCAOB and have over 15 years of experience... Ohab Company, an Orlando Tax Accountant since 1993. We specialize in tax accounting for business and SEC broker dealer audits. Call 407-545-6668..
Relevance: 25.806053
  • www.krenaconsulting.com
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Krena Consulting is dedicated to assisting with your accounting, financial reporting, compliance and management consulting needs... Krena Consulting is recognized by its clients as the perfect solution to supplement your current accounting..
Relevance: 24.100908
  • cross-search.com
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Cross-Search opened in 1989 as an advisor placement firm specializing in the independent sector of the securities industry. Founder Larry Papike was formerly Executive Vice President and a founder of Sentra Securities, which he helped grow from one..
Relevance: 23.811789
  • fbc.brokerdealerselect.com
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Broker Dealer Select was designed specifically for you to find qualified advisors. Broker Dealer Select wants to be the unique resource within the financial industry for "Linking Advisors with Independent Broker Dealers"... Understanding this vital..
Relevance: 23.466139
  • www.brokerageconsulting.com
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Brokerage Consulting Group is a team of professional consultants offering financial services such as FOCUS reporting, branch office auditing and starting a new broker dealer. We customize our plan and approach to each client to meet their unique and..
Relevance: 23.159834
  • www.lsrosscpa.com
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Ross Accounting & Financial Services, Inc. is an accounting firm operated by Richard Ross. Richard Ross is a licensed financial advisor*. We provide tax and accounting services to individuals and businesses. Richard is also fully licensed and offer a..
Relevance: 22.663923
  • www.pangburngroup.com
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The Pangburn Group is not a law firm or accounting firm and does not function as a broker-dealer or investment advisor. Consequently, no portion of the information provided herein should be interpreted as legal, actuarial, accounting, tax, broker-..
Relevance: 22.600058
  • www.compliance911solutions.com
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Does your firm need assistance with applying new rules, existing regulations, business changes, training, new firm application or membership agreement revisions, registrations, advertising, risk assessments, annual testing or examination services? We..
Relevance: 22.59764
  • birdenterprise.org
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Bird Enterprise was founded by Kevin Byrd and established in 2006. Mr. Byrd began his financial career in 1998 after graduating from North Carolina Agricultural and Technical State University with Bachelor of Science in Accounting. He later worked in..
Relevance: 22.173872
  • us.fitzpatrick-securities.com
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Fitzpatrick Securities LLC dba Fitzpatrick™ is an independent Private Fund Adviser operating in accordance with Section 203(m)-1 of the U.S. Investment Advisers Act of 1940. Fitzp atrick™ is not a broker-dealer and does not provide legal, tax, or..
Relevance: 22.097095
  • www.naabconsulting.com
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Naab Consulting is your complete source for accounting practice sales, mergers, acquisitions, and financing... Brian has been an accounting business broker since 2002 and is currently our Business Development Officer with 20 years of experience in..
Relevance: 22.003347
  • brokerdealings.sewkis.com
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Broker Dealings: A Broker-Dealer Law Blog SM is a blog published by Seward & Kissel LLP that reviews regulatory and legal events of interest to attorneys, compliance officers, executives and other participants in the broker dealer industry...
Relevance: 21.891092
  • www.mdiinvestments.com
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MDI Investments is affiliated with, and clears all securities through, Tangent Capital Partners, LLC, a broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) and a member of the Financial Industry Regulatory Authority..
Relevance: 21.704308
  • www.orionconsulting.services
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We are broker/dealer professionals experienced in accounting, finance and compliance, with ready access to expert opinions in law, information technology and data security... Learn how we can help your firm register as an Exempt Market Dealer or..
Relevance: 21.540438
  • www.sifma.org
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SIFMA is the voice of the nation's securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets... SIFMA is the leading trade..
Relevance: 21.273926
  • www.malberian.com
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Malberian Consulting is a San Francisco based financial regulatory consulting firm that has been delivering solutions to broker-dealers, investment advisers and FinTech firms for over a decade. Staffed by experienced attorneys with in depth knowledge..
Relevance: 21.195452
  • donaldsoncompliance.com
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DCC is a consulting firm providing regulatory compliance and operational consulting services to investment advisors and broker dealers. In addition to assisting new firms with start up, DCC also assists broker dealer and registered investment..
Relevance: 21.111221
  • www.larocheresearch.com
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LaRoche Research Partners is a boutique research firm solely focused on the broker-dealer industry. Our flagship product is the Broker-Dealer Database, which offers subscribers the most comprehensive data available in the market today with over 170..
Relevance: 21.073038
  • www.bdcaonline.com
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B/D Consulting Associates, Inc. (BDCA) is a group of talented professional consultants that offers a vast array of services and products that are designed to meet the needs of firms within the financial services industry. BDCA strives to offer each..
Relevance: 21.063711
  • www.mgionline.net
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Morris Group is the firm for the local independent Rep. Our industry knowledge, work ethic and leadership will make reaching your goals a reality... Morris Group Inc. is an independent securities broker dealer located on the north side of..
Relevance: 21.029951
  • www.energia.com
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Energia is not a registered broker-dealer. Broker-dealer services are offered by DCMB Securities, LLC, a FINRA registered broker-dealer and member of SIPC... Energia is an energy FinTech company run by an experienced team of petroleum engineers,..
Relevance: 20.97046
  • www.dancllc.com
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Dannemiller Analytics & Consulting, LLC is ready to assist firms to identify and penetrate the Broker Dealer marketplace, and to help retail brokerage firms with technology evaluation and selection. The ability to bring 25 years of industry..
Relevance: 20.909367
  • www.deycompany.com
A broker/dealer, investment advisor, broker/dealer representative or investment advisor representative may only transact business in a particular state in the U.S. after licensure or satisfying qualification requirements of that state, or only if..
Relevance: 20.800903
  • www.ascensus.com
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Ascensus, LLC provides administrative and recordkeeping services. It is not a broker-dealer or an investment advisor and does not provide tax, legal, or accounting services. Ascensus® and the Ascensus logo are trademarks of Ascensus, LLC. "People..
Relevance: 20.768417
  • www.brokerdealer.com
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Brokerdealer.com is dedicated to linking companies with broker dealers, brokers, finders, investment advisors and investors globally. Brokerdealer.com offer the most comprehensive broker-dealer linkage worldwide. If your company is seeking funding,..
Relevance: 20.722954
  • luxorbd.com
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Luxor Financial Group, Inc specializes in the formation of Broker Dealers. Whether you are buying a Broker Dealer or want to build one, Luxor Financial Group gets the job done. We are experts in New Membership Applications (NMAs/1013s), Continuing..
Relevance: 20.698761
  • alignedcs.com
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Aligned Consulting Services Inc. provides executive placement, merger and acquisition consulting, and business broker services to professional partnerships... Aligned Consulting Services specializes in attorney recruitment, executive search, and law..
Relevance: 20.651445
  • www.getthenet.com
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Get The Net, LLC is a consulting group specializing in compliance and business service solutions for the alternative investment and broker/dealer communities...
Relevance: 20.649696