Companies similar to CAPITAL MARKETS TRIBUNAL
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  • www.capitalmarketstribunal.ca
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The Capital Markets Tribunal is established by the Securities Commission Act, 2021 as an independent division of the Ontario Securities Commission. It conducts hearings under the Ontario Securities Act and the Commodity Futures Act and determines all..
Relevance: 37.2115
  • sec.gov.gh
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The Securities and Exchange Commission (‘the Commission') is established by the Securities Industry Act, 2016 (Act 929) (‘the Act') with the object to regulate and promote the growth and development of an efficient, fair and transparent securities..
Relevance: 28.827366
  • www.ttsec.org.tt
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The Securities Industry Act (SIA 1995) was proclaimed in 1997 ushering in a new regime in the securities market in Trinidad and Tobago and giving birth to the Securities and Exchange Commission ("the Commission")...
Relevance: 27.649471
  • www.seczambia.org.zm
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The Securities and Exchange Commission (SEC) is the regulator of the Capital Markets in Zambia. It was established through an Act of Parliament, the Securities Act no. 41 of 2016... Licensing, registration and authorization for financial..
Relevance: 27.082834
  • www.cub.ca
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The Canadian Unlisted Board Inc. ("CUB®") offers an internet web-based system for dealers to report completed trades in unlisted and unquoted equity securities in Ontario as required pursuant to Part VI of Regulation 1015 to the Ontario Securities..
Relevance: 25.903917
  • www.bcsc.bc.ca
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The British Columbia Securities Commission is the independent provincial government agency that enforces BC's Securities Act, which regulates how businesses raise money and how securities, such as stocks, bonds and mutual funds, are bought and sold...
Relevance: 25.604836
  • www.nufi.com
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The Shares of any Fund have not been approved or disapproved by the Securities and Exchange Commission, are not registered under the Securities Act of 1933 (the "Securities Act"), the Investment Company Act of 1940 (the "Investment Company Act"), or..
Relevance: 25.595076
  • mcf-securities.com
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MCF Securities is a Exempt Market Dealer registered with the Ontario Securities Commission (OSC), British Columbia Securities Commission (BCSC), Nova Scotia Securities Commission (NSSC), Consumer, Corporate and Financial Services Division, Justice..
Relevance: 25.226507
  • highincomesecuritiesfund.com
High Income Securities Fund (formerly, Putnam High Income Securities Fund) is a Massachusetts business trust and is currently registered with the Securities and Exchange Commission under the Investment Company Act of 1940, as amended, as a closed-end..
Relevance: 24.985544
  • radiusfinancial.ca
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Radius is Canada's Best Mortgage Lender (voted by Canada's Mortgage professionals), trusted by thousands of mortgage brokers across the country and many Fortune 500 as their corporate partners... MoToken is compliant with Securities & Exchange..
Relevance: 24.932117
  • www.showamop.com
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SHOWAM ORGANIC PRODUCTS INC. is a stock company under Foreign Investment Act (FIA) registered by Securities and Exchange Commission (SEC)...
Relevance: 24.640535
  • www.taifinancial.com
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Headquartered in Toronto, Tyche Global Financial Inc. ("Tyche") is a financial service firm licensed to trade in exempt market securities. Tyche was incorporated in March 2017 and the firm was officially registered with the Ontario Securities..
Relevance: 24.526577
  • www.crystalamber.com
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Any securities or related instruments of the Crystal Amber Fund Limited discussed or referred to in the materials on this website have not been, and will not be, registered under the Securities Act, or under the securities legislation of any state of..
Relevance: 24.206644
  • www.linkascapital.ca
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LiNKAS CAPITAL is a Mortgage Investment Corporation, which is monitored by Ontario Securities Commission(OSC). It also as defined under the Income Tax Act, offering investors the opportunity to participate in an alternative investment class of a..
Relevance: 24.189388
  • www.aasb.gov.au
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The AASB is an Australian Government agency under the Australian Securities and Investments Commission Act 2001... The official website of the Australian Accounting Standards Board (AASB)...
Relevance: 24.06572
  • bse.com.bb
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The Barbados Stock Exchange Inc. is firmly committed to providing an environment of confidence and trust in the activities of the capital markets. This commitment, to providing quality service with the highest integrity, has allowed Barbadians and..
Relevance: 24.065554
  • www.midlandfund.com
THIS SITE HAS BEEN PREPARED IN CONNECTION WITH THE OFFER AND SALE OUTSIDE OF THE UNITED STATES, ITS TERRITORIES TO A LIMITED NUMBER OF PERSONS WHO ARE NEITHER CITIZENS NOR RESIDENTS OF THE UNITED STATES OF AMERICA(US). NO REGISTRATION STATEMENT HAS..
Relevance: 24.056402
  • bardsantner.com
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Bard Santner Markets Incorporated (Private) Limited is licenced and regulated by the Securities and Exchange Commission of Zimbabwe (SECZIM) as a Securities Investment Advisory Company in terms of the Securities and Exchange Act [Chapter 24:25]...
Relevance: 24.03847
  • catalystlp.com
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Catalyst Partners Capital Advisors, LLC ("Catalyst Partners") is an investment adviser not registered with the Securities and Exchange Commission (the "SEC") pursuant to the Investment Advisers Act of 1940...
Relevance: 23.69218
  • www.qwealth.com
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Quintessence Wealth, a registered Portfolio Manager in Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland and Labrador, Nova Scotia, Ontario, Prince Edward Island, Quebec, and Saskatchewan, an Investment Fund Manager in Newfoundland and..
Relevance: 23.598782
  • athasset.com
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ATH manages investment portfolios for clients of all size, including individuals, families, corporations, and trusts. We are registered as a Portfolio Manager with the Ontario Securities Commission and other provincial securities regulators. ATH is..
Relevance: 23.523632
  • ekaton.ca
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Ekaton is a wealth management firm providing wealth management guidance to a limited number of private clients and their families... Maintaining regulatory compliance is of utmost importance to Ekaton. Ekaton is registered as an exempt market dealer..
Relevance: 23.383148
  • innerkip.com
Innerkip is an Investment Management Firm serving primarily high net worth clients in Ontario, Canada... We are an independent, Ontario-based investment management firm registered as a Portfolio Manager and Investment Fund Manager with the Ontario..
Relevance: 23.285797
  • efmarketplace.com
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EF Funding Portal LLC is a "funding portal" as defined in section 3(a)(80) of the Securities Exchange Act of 1934. Here, you can review investment opportunities of companies offering securities under section 4(a)(6) of the Securities Act of 1933,..
Relevance: 23.026878
  • fundontology.com
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Semantic Compliance® is an ontological approach to regulatory reporting and oversight. The Fund Regulation Ontology defines semantic rules that implement laws and regulations of Dodd-Frank and the Investment Adviser Act. The prototype release..
Relevance: 22.925793
  • www.tradecapitalmarkets.com
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Trade Capital Markets (TCM) Limited was incorporated in 2013 and is authorized and regulated by the Cyprus Securities and Exchange Commission ("CySEC") to act as a Cyprus Investment Firm("CIF"), providing investment and ancillary services...
Relevance: 22.753252
  • www.fiatchryslervehiclesalesfairfund.com
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If you invested with FCA US LLC and Fiat Chrysler Automobiles N.V. (collectively, the "Respondents") between October 13, 2014, through July 26, 2016, and suffered a loss as a result of the conduct described in the SEC Proceeding described below, you..
Relevance: 22.677446
  • www.timberlink.net
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TimberLink LLC is an investment adviser registered with the U.S. Securities and Exchange Commission under the Investment Advisers Act of 1940... Timberland investments require highly technical expertise. That's what makes our work essential to a..
Relevance: 22.623474
  • www.parkprivatewealth.com
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PARK Private Wealth Inc. provides independent investment counselling and oversight to private clients and institutions... Our firm was established in 2008 and is registered as a Portfolio Manager with the Ontario Securities Commission (OSC). The..
Relevance: 22.561777
  • kmcounsel.ca
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Kushneryk Morgan is a boutique law firm in Toronto with expertise in corporate commercial litigation and arbitration, securities and other regulatory enforcement matters, special situations and crises, and internal investigations and risk..
Relevance: 22.558681