BRECKINRIDGE - Key Persons

Abi Ingalls

Job Titles:

Senior Investment Product Strategist

Abi is a senior investment product strategist. In her role, Abi is responsible for coordinating strategic and tactical initiatives for messaging, positioning, and planning for the firm's fixed income strategies by acting as a point person between the investment and distribution teams. She joined Breckinridge in 2009; most recently, Abi was responsible for corporate credit analysis from 2017 to 2023 and municipal credit analysis from 2015 to 2017. Prior to that, she spent two years with Breckinridge's consultant relations team, developing institutional relationships and introducing our ESG capabilities to clients. Prior to being a part of the consultant relations team, Abi was a member of the research team, joining in 2009 as an associate, then rising to analyst in 2011 and a senior analyst in 2013. She began her career with Breckinridge's client service team. Abi holds a B.S. in psychology from Tufts University and an MBA in finance from the Boston University School of Management. Abi is a CFA® charterholder. She also currently holds a Series 65 license, is an FSA Credential holder and earned the CFA Institute Certificate in ESG Investing.

Abigail Ingalls

Job Titles:

Member of the Executive Committee
Member of the Portfolio Management Team
Senior Investment Product Strategist
Senior Investment Product Strategist / Consultant Relations

Adam Maietta

Job Titles:

Trader
Trader / Compliance

Adam is a trader for Breckinridge. In his role, Adam is responsible for municipal bond trade execution. He joined Breckinridge's client services team in 2011 and transitioned to trading in 2014. Prior to Breckinridge, he worked as a forensic analyst at Secure Financial Services Inc. Adam holds a B.S. in finance from the University of Vermont and an MBA in finance from the Boston University Questrom School of Business. Adam currently holds a Series 65 license.

Adam Stern

Job Titles:

Member of the Executive Committee
Member of the Portfolio Management Team
Co - Head of Research
Co - Head of Research / Information Technology
Co - Head of Research / Research
Co - Head of Research, Leads the Firm 's Municipal Research Efforts and Serves on the Investment and Executive Committees

Aimee Korch

ak..@breckinridge.com

Job Titles:

Member of the Executive Committee
Member of the Portfolio Management Team
Co - Head of Consultant Relations
Co - Head of Consultant Relations / Consultant Relations
Co - Head of Consultant Relations / Information Technology

Aimee is co-head of consultant relations at Breckinridge. In her role, she assists in setting overall consultant relations and business development strategy and manages many of the firm's key relationships. Aimee has been with the firm since 2018 and has over 19 years of experience in the investment management industry. Prior to Breckinridge, she was in the financial institutions group at Blackrock, focusing on business development with insurance companies. Before that, she was responsible for institutional business development and relationship management for both Deutsche Asset Management and Neuberger Berman. She began her career at Lord Abbett as a client service associate in the institutional group. Aimee holds a B.S. in finance and political science from Tulane University and an MBA from The Johnson School at Cornell University.

Ali DiFonzo

ad..@breckinridge.com

Job Titles:

Member of the Executive Committee
Consultant Relations
Relationship Management Associate
Relationship Management Associate / Operations

Ali is a relationship management associate at Breckinridge. In her role, she is responsible for relationship management and business development. Ali has been with the firm since 2022 and has over seven years of experience. Prior to Breckinridge, she was a Registered Wealth Management Client Associate at Merrill Lynch. Before that Ali was a Life Services Relationship Consultant for Merrill Edge. Ali holds a B.B.A. in finance from James Madison University.

Andre Barros

Job Titles:

Desktop Support Engineer
Desktop Support Engineer / Information Technology
Support Engineer

Andre is a desktop support engineer at Breckinridge. In his role, he is responsible for end user support. Andre has been with the firm since 2023 and has over 10 years of experience. Prior to Breckinridge, he worked for Balyasny Asset Management providing IT support to teams in the Boston office as well as remote offices. Prior to Balyasny, Andre worked with a few managed service providers providing remote and onsite support for customers. Andre holds the following certifications: MCSA for Office 365, MSCA for Server 2016, and MC Azure Administrator Associate.

Andressa Tsaparlis

Job Titles:

Associate Portfolio Manager

Andressa is an associate portfolio manager at Breckinridge. In her role, Andressa supports the portfolio managers and traders with various aspects of the investment process, including portfolio implementation, investment management, portfolio analysis and reporting. Andressa joined Breckinridge's client services team in 2018 and transitioned to trading in 2020. She began her current role in 2022. Prior to Breckinridge, she worked for JPMorgan Chase, first as an investor relations analyst and then as a compliance analyst. Andressa holds a B.A. in economics from Framingham State University and an MBA from the Boston University Questrom School of Business.

Andrew Bogus

Job Titles:

Software Engineer
Software Engineer / Information Technology
Software Engineer / Research

Andrew is a software engineer at Breckinridge. In his role, he helps design and develop the firm's computer software. Andrew has been with the firm since 2022 and has over 18 years of experience. Prior to Breckinridge, he was a senior full stack software engineer for John Hancock within the global wealth and asset management division. Andrew also worked as a software engineer for Andera, Inc. and Verisk Health. Andrew holds a B.S. in computer science and mathematics from Bridgewater State University and an M.S. in predictive analytics from Northwestern University.

Anthony Greco - COO

Job Titles:

Chief Operating Officer
Member of the Executive Committee
Member of the Portfolio Management Team
Chief Operating Officer / Compliance
Chief Operating Officer / Operations

Anthony is Breckinridge's chief operating officer. He is a member of the firm's Executive and Risk Committees and the Board of Directors. In his role, Anthony oversees business operations and manages both internal and external controls. Anthony joined Breckinridge in 2004 and has been promoted several times during his tenure with the firm. Prior to moving into his current role in May 2016, Anthony was a senior vice president on the portfolio management team. Prior to moving to portfolio management in 2014, he was a member of the trading team, initially joining in 2008 and rising to head of trading in 2013. In addition to his roles on the investment team, Anthony has been a key architect of the proprietary technology employed by the firm. His vision and insight have been instrumental in the development of Breckinridge's trading and portfolio management platforms as well as the reconciliation systems utilized by the firm. Prior to his move to the investment side of the business, Anthony served Breckinridge in a variety of operational capacities, from client services to account reconciliation to portfolio management support. Anthony holds a B.S. in accounting from Stonehill College.

Ariana Polk

ap..@breckinridge.com

Job Titles:

Member of the Executive Committee
Member of the Portfolio Management Team
Consultant Relations
Senior Sales Enablement Strategist
Senior Sales Enablement Strategist / Consultant Relations

Ariana is a senior sales enablement strategist at Breckinridge. In her role, Ariana is primarily responsible for developing the Distribution team's sales enablement strategy, serving as a bridge between the distribution, marketing, and technology teams. Additionally, Ariana is responsible for home office relationship management for many of the firm's largest relationships, such as national broker-dealers and banks and is tasked with increasing Breckinridge's exposure within those firms. Ariana joined Breckinridge in 2008 as a member of the client services team and transitioned to consultant relations in 2013. Prior to Breckinridge, she was a financial representative for John Hancock Financial Network. Ariana earned a B.S. in economics and finance from Bentley University. She holds a Series 65 license.

Ashish Sandhu

Job Titles:

Member of the Executive Committee
Member of the Portfolio Management Team
Operations Specialist
Trade Operations Specialist
Trade Operations Specialist / Consultant Relations
Trade Operations Specialist / Operations

Ashish is a trade operations specialist at Breckinridge. In his role, he is responsible for the firm's trading operations and maintains the firm's relationships between advisors, custodians and contra-brokers. Ashish has been with the firm since 2022 and has over six years of experience. Prior to Breckinridge, he was an operations specialist-trade settlements for GW&K Investment Management where he worked alongside portfolio managers and analysts, traders, brokers and dealers to post, amend and settle both domestic and international trades in the equity, municipal and taxable asset classes. Ashish was the Co-Chair Leader of POC network at GW&K Investment and worked alongside different diversity groups to build towards a more inclusive work environment. Ashish holds a Bachelor of Business Administration in finance from the University of Massachusetts Amherst and is pursuing an MBA from University of Massachusetts Amherst.

Ashley Breault

Job Titles:

Client Service Specialist
Client Service Specialist / Operations

Ashley Miller

Job Titles:

Director of Client Services
Director of Client Services / Operations

Ben Callahan

Job Titles:

Client Service Specialist
Member of the Portfolio Management Team
Client Service Specialist / Operations

Ben McBride

Job Titles:

Software Engineer
Software Engineer / Information Technology
Software Engineer / Operations

Ben Smelser - CTO

Job Titles:

Chief Technology Officer
Member of the Portfolio Management Team
Chief Technology Officer / Information Technology
Chief Technology Officer / Research
Chief Technology Officer, Directs the Strategic Integration of Technology across the Firm.

Benjamin Clough

Job Titles:

Member of the Executive Committee
Relationship Manager / Consultant Relations

Bob Conlon - CHRO

Job Titles:

Director of Human Resources
Member of the Executive Committee
Director of Human Resources / Operations

Bobbie Stivers

Job Titles:

Senior Systems Engineer / Consultant Relations
Senior Systems Engineer / Information Technology

Boris Kozorez

Job Titles:

Member of the Portfolio Management Team
Software Engineer / Information Technology
Software Engineer / Research

Brian Garcia

Job Titles:

Senior Research Analyst
Senior Research Analyst / Research

Brian Kelleher

Job Titles:

Member of the Portfolio Management Team
Portfolio Analyst
Portfolio Analyst / Consultant Relations
Portfolio Analyst / Research

Bryan Poston

Job Titles:

Member of the Executive Committee
Member of the Portfolio Management Team
Senior Strategist / Consultant Relations

Carly Downer

Job Titles:

Communications Specialist
Member of the Executive Committee
Communications Specialist / Research

Catherine Clough

Job Titles:

Member of the Executive Committee
Relationship Management Associate / Consultant Relations

Chelsea Campbell

Job Titles:

Trader
Trader / Operations

Chris Bennett

Job Titles:

Head of Infrastructure / Information Technology

Christian Caswell

Job Titles:

Member of the Executive Committee
Senior Proposal Specialist / Information Technology
Senior Proposal Specialist / Marketing

Christian Nadeau

Job Titles:

Trader

Christina Lynch

Job Titles:

Member of the Executive Committee
Member of the Portfolio Management Team
Co - Head of Consultant Relations / Compliance
Co - Head of Consultant Relations / Consultant Relations
Co - Head of Consultant Relations / Operations

Christopher Hemhauser

Job Titles:

Member of the Executive Committee
Member of the Portfolio Management Team
Relationship Manager / Consultant Relations
Relationship Manager / Information Technology

Craig Belanger

Job Titles:

Head of Development / Information Technology

Dan Hoye

Job Titles:

Member of the Portfolio Management Team
Network Engineer / Consultant Relations
Network Engineer / Information Technology

David Stenhouse

Job Titles:

Senior Research Analyst / Research

Davis O'Connor

Job Titles:

Member of the Portfolio Management Team
Research Analyst / Information Technology
Research Analyst / Research

Dominica Ribeiro

Job Titles:

Member of the Executive Committee
Member of the Portfolio Management Team
Chief Marketing and Distribution Officer
Chief Marketing and Distribution Officer / Consultant Relations
Chief Marketing and Distribution Officer / Information Technology
Chief Marketing and Distribution Officer / Marketing

Don Schattle

Job Titles:

Member of the Executive Committee
Member of the Portfolio Management Team
Security Engineer
Security Engineer / Research

Eric Haase

Job Titles:

Member of the Portfolio Management Team
Senior Portfolio Manager
Senior Portfolio Manager / Consultant Relations

Erika Smull

Job Titles:

Research Analyst
Research Analyst / Investments
Research Analyst / Research

Erin Nicholls

Job Titles:

Member of the Portfolio Management Team
Portfolio Manager
Portfolio Manager / Research

Evan Lassow

Job Titles:

Member of the Portfolio Management Team
Senior Research Analyst / Information Technology
Senior Research Analyst / Research

Fan Ding

Job Titles:

Reconciliation Specialist / Marketing
Reconciliation Specialist / Operations

Grace Robinson

Job Titles:

Member of the Executive Committee
Member of the Portfolio Management Team
Relationship Management Associate / Consultant Relations
Relationship Management Associate / Operations

Helen McAuley

Job Titles:

Member of the Portfolio Management Team
Chief Compliance Officer / Compliance
Chief Compliance Officer / Information Technology

James Spidle

Job Titles:

Member of the Executive Committee
Head of Strategic Partnerships / Consultant Relations
Head of Strategic Partnerships / Research

Jeff Yu

Job Titles:

Business Systems Analyst

Jeffrey Glenn

Job Titles:

Member of the Portfolio Management Team
Co - Head of Portfolio Management
Co - Head of Portfolio Management / Operations
Co - Head of Portfolio Management / Research

Jeremy Jenkins

Job Titles:

Member of the Executive Committee
Member of the Portfolio Management Team
Director, Relationship Management
Director, Relationship Management Consultant Relations

Ji Young Jung

Job Titles:

Director of Business Systems / Operations

Jim Durning

Job Titles:

Member of the Executive Committee
Senior Investment Writer
Senior Investment Writer / Marketing

John Bastoni

Job Titles:

Senior Trader
Senior Trader / Marketing

Joshua Perez

Job Titles:

Member of the Portfolio Management Team
Portfolio Manager and Director, Corporate Research
Portfolio Manager and Director, Corporate Research / Research
Portfolio Manager and Director, Corporate Research Consultant Relations

Joshua Stein

Job Titles:

Senior Research Analyst / Research

Julio Sical

Job Titles:

Senior Trader / Operations
Senior Trader / Trading

Kelly Silva

Job Titles:

Director of Corporate Sustainability / Information Technology
Director of Corporate Sustainability / Operations

Khurram Gillani

Job Titles:

Senior Portfolio Manager

Kristin Meehan

Job Titles:

Associate Director, Compliance / Compliance
Associate Director, Compliance / Consultant Relations

Kristin Wetherbee - CMO

Job Titles:

Director of Marketing
Member of the Executive Committee
Director of Marketing / Marketing

Kwijoo Lee

Job Titles:

Member of the Portfolio Management Team
Software Engineer / Consultant Relations
Software Engineer / Information Technology

Leo Chan

Job Titles:

Senior Systems Engineer
Senior Systems Engineer / Information Technology

Maggie Fitzpatrick

Job Titles:

Member of the Portfolio Management Team
Portfolio Manager
Portfolio Manager / Compliance

Mark Carlson

Job Titles:

Senior Reconciliation Specialist
Senior Reconciliation Specialist / Operations

Mark Hills

Job Titles:

Member of the Portfolio Management Team
Software Engineer / Information Technology
Software Engineer / Operations

Matt Corn

Job Titles:

Trader
Trader / Research

Matthew Buscone

Job Titles:

Member of the Portfolio Management Team
Co - Head of Portfolio Management
Co - Head of Portfolio Management / Research

Meagan McKiernan

Job Titles:

Senior Trade Operations Specialist / Compliance
Senior Trade Operations Specialist / Operations

Michael Bonanno

Job Titles:

Senior Research Analyst / Operations
Senior Research Analyst / Research

Miguel Santana

Job Titles:

Member of the Executive Committee
Member of the Portfolio Management Team
Consultant Relations Associate
Consultant Relations Associate / Information Technology

Mitchel Syp

Job Titles:

Member of the Executive Committee
Director, Relationship Management
Director, Relationship Management Consultant Relations

Nicholas Elfner

Job Titles:

Member of the Portfolio Management Team
Co - Head of Research / Research

Nick Kachmar

Job Titles:

Finance Associate
Finance Associate / Operations

Patrick Araujo-Lipine

Job Titles:

Associate Portfolio Manager / Portfolio Management
Associate Portfolio Manager / Research

Peter Coffin - President

Job Titles:

Member of the Executive Committee
President
President / Consultant Relations

Rachel Bater

Job Titles:

Member of the Executive Committee
Creative Specialist / Information Technology
Creative Specialist / Marketing

Robert Azrin

Job Titles:

Member of the Portfolio Management Team
Senior Research Analyst
Senior Research Analyst / Information Technology
Senior Research Analyst / Research

Robert Fernandez

Job Titles:

Member of the Portfolio Management Team
Director, ESG Research
Director, ESG Research / Research

Ruth Ducret

Job Titles:

Senior Research Analyst / Marketing
Senior Research Analyst / Research

Ryan Mendoza

Job Titles:

Member of the Executive Committee
Relationship Manager
Relationship Manager / Consultant Relations

Sara Chanda

Job Titles:

Head of Municipal Trading / Consultant Relations
Head of Municipal Trading, Is Responsible for Leading Municipal Bond Execution and Sits on the Investment Committee.