ISLE OF MAN FSA - Key Persons
Name: Alan Louis Address (at date of disqualification): Not known Date of Birth: 23 November 1965 Means of Disqualification: Disqualification Order Roles in respect of the Disqualification Order or Undertaking: (a) a director; (b) a secretary; (c) a registered agent; (d) a liquidator; (e) a receiver; (f) a person holding an office under any relevant foreign law analogous to any of the offices specified in paragraphs (a), (b), (c), (d) or (e) in respect of a company; or (g) a person who, in any way, whether directly or indirectly, is concerned or takes part in the promotion, formation or management of a company. Period of Disqualification: 12 Years 0 Months 0 Days Dates of Disqualification: From 29 April 2019 to 28 April 2031 Particulars of Disqualification Order or Undertaking: Sections 4 and 5 Company Officers (Disqualification) Act 2009 Notes: Order made 8 April 2019. Court ref: CHP 16/0073
Job Titles:
- Executive
- Member of the Resolution Committee
- Representative
Job Titles:
- Member of the Risk and Control Committee
Job Titles:
- Member of the Resolution Committee
- Chief Financial Officer, Isle of Man Treasury )
Address (at date of disqualification): formerly 14 Harcroft Meadows, Douglas, Isle of Man, IM2 1JS (currently Mr Carroll is residing at HM IOM Prison, St Patrick's Close, Jurby, Isle of Man)
Name: John McCauley Address (at date of disqualification): Not known Date of Birth: 30 March 1955 Means of Disqualification: Disqualification Order Roles in respect of the Disqualification Order or Undertaking: (a) a director; (b) a secretary; (c) a registered agent; (d) a liquidator; (e) a receiver; (f) a person holding an office under any relevant foreign law analogous to any of the offices specified in paragraphs (a), (b), (c), (d) or (e) in respect of a company; or (g) a person who, in any way, whether directly or indirectly, is concerned or takes part in the promotion, formation or management of a company. Period of Disqualification: 5 Years 0 Months 0 Days Dates of Disqualification: From 29 April 2019 to 28 April 2024 Particulars of Disqualification Order or Undertaking: Sections 4 and 5 Company Officers (Disqualification) Act 2009 Notes: Order made 8 April 2019. Court ref: CHP 16/0073
Job Titles:
- Chairman of the Risk and Control Committee
Job Titles:
- Member of Human Resources and Compensation Committee
- Member of the Resolution Committee
- Member of the Risk and Control Committee
Job Titles:
- Member of Human Resources and Compensation Committee
- Member of the Risk and Control Committee
Name: Lukas Nakos Address (at date of disqualification): Not known Date of Birth: 6 March 1976 Means of Disqualification: Disqualification Order Roles in respect of the Disqualification Order or Undertaking: (a) a director; (b) a secretary; (c) a registered agent; (d) a liquidator; (e) a receiver; (f) a person holding an office under any relevant foreign law analogous to any of the offices specified in paragraphs (a), (b), (c), (d) or (e) in respect of a company; or (g) a person who, in any way, whether directly or indirectly, is concerned or takes part in the promotion, formation or management of a company. Period of Disqualification: 6 Years 0 Months 0 Days Dates of Disqualification: From 29 April 2019 to 28 April 2025 Particulars of Disqualification Order or Undertaking: Sections 4 and 5 Company Officers (Disqualification) Act 2009 Notes: Order made 8 April 2019. Court ref: CHP 16/0073
Job Titles:
- Chairman of Human Resources and Compensation Committee
- Chairman of the Risk and Control Committee
Job Titles:
- Chairman of the Resolution Committee
Job Titles:
- Member of Human Resources and Compensation Committee
- Member of the Risk and Control Committee