REGULATORY INTELLIGENCE COMPLIANCE SOLUTIONS

Regulatory Intelligence Compliance Solutions Inc. is a Compliance Consulting and Outsourcing firm founded by former NYSE Securities Regulators and industry Compliance Professionals with extensive experience in Broker-Dealer compliance. Our firm specializes in Securities Regulation (FINRA, NYSE, SEC), Mock Regulatory Audits, Regulatory Exam Coordination, Written Supervisory/Compliance Procedures and Web-based compliance software... Our objective at Regulatory Intelligence Compliance Solutions Inc. is more than just superior service it's becoming part of your team and building lasting meaningful relationships. We will take the time to get to know your goals and objectives and dedicate ourselves completely until all your needs are met... Regulatory Intelligence Compliance Solutions Inc., founded by former regulators and industry compliance professionals, is a strategic consulting firm specializing in compliance services for the securities industry. We have extensive experience on a wide..

Also known as: Regulatory Intelligence Compliance Solutions Inc.

Primary location: Allendale United States