WESTERN FINANCIAL - Key Persons

Job Titles:

• Vice - President, EMoney Financial Planning Specialist & Investment Adviser

Grace is a financial planning and an eMoney specialist dedicated to assisting clients with the input and organization of their financial planning data. She also provides assistance with formulation of client cash flow and retirement advanced planning and reporting.

Job Titles:

• Vice - President, Administration & Operations

Judy joined Western Financial Corporation in 2013 and is responsible for the firm's day-to-day back office operations which include account processing, account transfers, deposits and wire transfers, bookkeeping and assistance with compliance and trade execution. Previously, she was with Caris & Company for over 10 years where she was involved in various operations, compliance and administrative positions. Judy studied Business Administration at Aquinas College in Nashville, Tennessee and previously held the Series 7 (General Securities Representative), Series 24 (General Securities Principal), Series 63 (Uniform Securities Act), and Series 99 (Operations Professional) licenses.

Job Titles:

• Client Service Specialist

Nicole is responsible for the onboarding and servicing needs of all of Western's new and existing clients and is dedicated to ensuring that each client has an exceptional experience. Working closely with Western's advisers, she provides support for various client related tasks including new accounts, cash contributions and withdrawals, account updates and making sure that requests are processed in a timely manner. Nicole grew up in San Diego and graduated Summa Cum Laude from San Diego State University with a Bachelor of Science degree in Business Administration. She was also one of the Fowler School of Business's Top Outstanding Graduates for 2020.

Job Titles:

• Chief Executive Officer
• Chief Investment Officer
• President