| Date | Description |
|---|
| 2024-03-08 |
delete vp Raj Arora |
| 2024-03-08 |
delete person Chris Chatzimichalis |
| 2024-03-08 |
delete person Evan Wright |
| 2024-03-08 |
insert person Celeste Merey |
| 2024-03-08 |
update person_title Raj Arora: Vice - President; Portfolio Manager => Portfolio Manager |
| 2023-01-08 |
insert otherexecutives Cliff Rose |
| 2023-01-08 |
insert otherexecutives Karen Parente |
| 2023-01-08 |
insert otherexecutives Matthew Laffrade |
| 2023-01-08 |
insert svp Cliff Rose |
| 2023-01-08 |
insert vp Raj Arora |
| 2023-01-08 |
delete person Frankie Liu |
| 2023-01-08 |
delete person Joel Panet |
| 2023-01-08 |
insert person Gareth Tingling |
| 2023-01-08 |
insert person McIver Lochran |
| 2023-01-08 |
update person_description Aldo Wright => Aldo Wright |
| 2023-01-08 |
update person_description Alixandra Albert => Alixandra Albert |
| 2023-01-08 |
update person_description Andrew Goetz => Andrew Goetz |
| 2023-01-08 |
update person_description Avery Wislesky => Avery Wislesky |
| 2023-01-08 |
update person_description Bill Wong => Bill Wong |
| 2023-01-08 |
update person_description Candace Brereton => Candace Brereton |
| 2023-01-08 |
update person_description Chris Chatzimichalis => Chris Chatzimichalis |
| 2023-01-08 |
update person_description Christopher Foster => Christopher Foster |
| 2023-01-08 |
update person_description Cliff Rose => Cliff Rose |
| 2023-01-08 |
update person_description David Winnell => David Winnell |
| 2023-01-08 |
update person_description Evan Wright => Evan Wright |
| 2023-01-08 |
update person_description Howard Schwartz => Howard Schwartz |
| 2023-01-08 |
update person_description Karen Parente => Karen Parente |
| 2023-01-08 |
update person_description Lori Quirke => Lori Quirke |
| 2023-01-08 |
update person_description Martin Lochran => Martin Lochran |
| 2023-01-08 |
update person_description Matthew Laffrade => Matthew Laffrade |
| 2023-01-08 |
update person_description Nishant Patil => Nishant Patil |
| 2023-01-08 |
update person_description Paul Karpiuk => Paul Karpiuk |
| 2023-01-08 |
update person_description Philip Marion => Philip Marion |
| 2023-01-08 |
update person_description Raj Arora => Raj Arora |
| 2023-01-08 |
update person_description Steve Carinci => Steve Carinci |
| 2023-01-08 |
update person_description Victor Todorovski => Victor Todorovski |
| 2023-01-08 |
update person_title Aldo Wright: Investment Advisor Click to Read Bio => Senior Wealth Advisor |
| 2023-01-08 |
update person_title Alixandra Albert: Member of the Support Team; Investment Representative Click to Read Bio => Investment Representative |
| 2023-01-08 |
update person_title Avery Wislesky: Investment Advisor Click to Read Bio => Investment Advisor |
| 2023-01-08 |
update person_title Bill Wong: Investment Advisor Click to Read Bio => Investment Advisor |
| 2023-01-08 |
update person_title Candace Brereton: Member of the Support Team; Human Resources Generalist Click to Read Bio => Human Resources Generalist; Employee |
| 2023-01-08 |
update person_title Chris Chatzimichalis: Investment Advisor Click to Read Bio; Investment Advisor => Senior Investment Advisor; Investment Advisor |
| 2023-01-08 |
update person_title Cliff Rose: Investment Advisor, Senior Vice President, Director Click to Read Bio => Senior Vice President; Investment Advisor; Member of the Isaac Walton Fly Fishing Club; Director |
| 2023-01-08 |
update person_title Evan Wright: Investment Advisor Click to Read Bio => Investment Advisor |
| 2023-01-08 |
update person_title Howard Schwartz: Senior Wealth Management Advisor Click to Read Bio => Senior Wealth Management Advisor |
| 2023-01-08 |
update person_title Karen Parente: Vice President, Operations Click to Read Bio; Member of the Support Team => Vice President, Operations |
| 2023-01-08 |
update person_title Lori Quirke: Member of the Support Team; Investment Representative Click to Read Bio => Investment Representative |
| 2023-01-08 |
update person_title Martin Lochran: CIM; Member of the Portfolio Management Team => CIM; Portfolio Manager |
| 2023-01-08 |
update person_title Matthew Laffrade: Member of the Executive Team; Chief Compliance Officer, Director Click to Read Bio => & Associates As Branch Manager; Director; Chief Compliance Officer |
| 2023-01-08 |
update person_title Paul Karpiuk: Senior Wealth Advisor Click to Read Bio => Senior Wealth Advisor |
| 2023-01-08 |
update person_title Philip Marion: CIM / Managing Director, Portfolio Manager Click to Read Bio; Member of the Portfolio Management Team => CIM |
| 2023-01-08 |
update person_title Raj Arora: Vice - President, Portfolio Manager Click to Read Bio => Vice - President; Portfolio Manager |
| 2023-01-08 |
update person_title Steve Carinci: Investment Advisor; Senior Wealth Advisor Click to Read Bio => Senior Wealth Advisor |
| 2023-01-08 |
update person_title Victor Todorovski: Financial Planner Click to Read Bio => Portfolio Manager, Financial Planner |
| 2022-06-12 |
delete person Stefan Tetzlaff |
| 2022-06-12 |
insert person Alixandra Albert |
| 2022-06-12 |
insert person Victor Todorovski |
| 2022-06-12 |
update person_title Philip Marion: CIM => CIM / Managing Director, Portfolio Manager Click to Read Bio; Member of the Portfolio Management Team |
| 2022-04-11 |
update person_title Candace Brereton: Member of the Support Team; Adminstrator, HR & Benefits Click to Read Bio => Member of the Support Team; Human Resources Generalist Click to Read Bio |
| 2022-02-06 |
delete person Jyothy George |
| 2022-02-06 |
insert person Raj Arora |
| 2022-02-06 |
insert person Stefan Tetzlaff |
| 2022-02-06 |
update person_title Cliff Rose: Investment Advisor Click to Read Bio => Investment Advisor, Senior Vice President, Director Click to Read Bio |
| 2022-02-06 |
update person_title Joel Panet: Senior Investment Advisor Click to Read Bio => Associate Click to Read Bio |
| 2022-02-06 |
update person_title Paul Karpiuk: Investment Advisor Click to Read Bio => Senior Wealth Advisor Click to Read Bio |
| 2022-02-06 |
update person_title Steve Carinci: Investment Advisor; Senior Vice - President, Investment Advisor Click to Read Bio => Investment Advisor; Senior Wealth Advisor Click to Read Bio |
| 2021-07-29 |
insert person Adijena Arifi |
| 2021-06-27 |
update person_title Evan Wright: Associate Click to Read Bio => Investment Advisor Click to Read Bio |
| 2021-05-27 |
delete person Ashley Aldridge |
| 2021-04-11 |
delete person Gerald Reagan |
| 2021-04-11 |
insert person Candace Brereton |
| 2021-04-11 |
insert person Evan Wright |
| 2021-04-11 |
insert person Joel Panet |
| 2021-02-16 |
insert person Steve Carinci |
| 2021-02-16 |
update person_title Matthew Laffrade: Branch Manager Click to Read Bio; Member of the Executive Team => Member of the Executive Team; Chief Compliance Officer, Director Click to Read Bio |
| 2020-06-06 |
insert person Cliff Rose |
| 2020-06-06 |
insert person Gerald Reagan |
| 2020-04-06 |
insert person Howard Schwartz |
| 2020-02-05 |
insert person Andrew Goetz |
| 2020-01-05 |
update person_description Philip Marion => Philip Marion |
| 2019-12-06 |
insert person David Winnell |
| 2019-11-05 |
delete evp Ron Riley |
| 2019-11-05 |
delete person Anthony Sordo |
| 2019-11-05 |
delete person John Suske |
| 2019-11-05 |
delete person Karen Parente |
| 2019-11-05 |
delete person Ron Riley |
| 2019-11-05 |
insert person Philip Marion |
| 2019-09-06 |
delete person Evan Warsh |
| 2019-08-06 |
insert person Karen Parente |
| 2019-07-07 |
delete person Francis Ligon |
| 2019-05-05 |
delete person Jeff Walker |
| 2019-02-23 |
delete person Robert Van de Mark |
| 2019-02-23 |
insert person Francis Ligon |
| 2019-01-22 |
delete person Karen Parente |
| 2019-01-22 |
delete person Nelson Myers |
| 2019-01-22 |
delete person Ty Soo |
| 2019-01-22 |
insert person Chris Chatzimichalis |
| 2018-12-16 |
delete person Gilbert LaBine |
| 2018-12-16 |
insert person Karen Parente |
| 2018-10-22 |
delete person Frank Florio |
| 2018-10-22 |
delete person Matt Madden |
| 2018-10-22 |
delete person Scott Ford |
| 2018-09-02 |
delete cco Adam Kretschmann |
| 2018-09-02 |
delete person Adam Kretschmann |
| 2018-09-02 |
delete person Noah Marks |
| 2018-07-24 |
insert evp Ron Riley |
| 2018-07-24 |
insert person Ron Riley |
| 2018-04-08 |
delete person Nello DiCostanzo |
| 2018-04-08 |
update person_description Noah Marks => Noah Marks |
| 2018-02-21 |
delete person Cappuccitti Comi |
| 2018-02-21 |
insert person Anthony Sordo |
| 2017-10-01 |
insert person Matt Madden |
| 2017-07-21 |
delete person Richard Farmer |
| 2017-07-21 |
insert person Jessica Paciocco |
| 2017-07-21 |
insert person Scott Ford |
| 2017-07-21 |
update person_description Jennifer Coghill => Jennifer Coghill |
| 2017-07-21 |
update person_title Jennifer Coghill: MARKETING COORDINATOR => PROJECT COORDINATOR |
| 2017-06-14 |
delete person Shumei Yu |
| 2017-06-14 |
insert person Frankie Liu |
| 2017-06-14 |
insert person Richard Farmer |
| 2017-06-14 |
update person_description Christopher Foster => Christopher Foster |
| 2017-06-14 |
update person_title Evan Warsh: Portfoilio Manager => PORTFOLIO MANAGER |
| 2017-04-30 |
delete ceo Frank Florio |
| 2017-04-30 |
delete president Frank Florio |
| 2017-04-30 |
delete person Ric Li |
| 2017-04-30 |
insert person Paul Karpiuk |
| 2017-04-30 |
update person_title Frank Florio: PORTFOLIO MANAGER; CHIEF EXECUTIVE OFFICER; President => MANAGING DIRECTOR, PORTFOLIO SERVICES; Portfolio Manager |
| 2017-04-30 |
update person_title Noah Marks: INVESTMENT REPRESENTATIVE => INVESTMENT ADVISOR |
| 2017-02-14 |
insert cfo Nishant Patil |
| 2017-02-14 |
update person_title Jennifer Coghill: Member of the Administrative Team => MARKETING COORDINATOR |
| 2017-02-14 |
update person_title Nishant Patil: ACCOUNTING; Treasurer; Member of the Administrative Team; Risk Manager => Treasurer; CHIEF FINANCIAL OFFICER; Risk Manager |
| 2016-12-06 |
delete cco David Lister |
| 2016-12-06 |
delete otherexecutives David Lister |
| 2016-12-06 |
delete vp David Lister |
| 2016-12-06 |
insert chairman Christopher Foster |
| 2016-12-06 |
delete person David Lister |
| 2016-12-06 |
insert person Avery Wislesky |
| 2016-12-06 |
insert person Christopher Foster |
| 2016-12-06 |
update person_description Jennifer Coghill => Jennifer Coghill |
| 2016-12-06 |
update person_title Bill McIver: Member of the Investment Advisory Team; INVESTMENT ADVISOR => Senior Investment Advisor; Member of the Investment Advisory Team; INVESTMENT ADVISOR |
| 2016-12-06 |
update person_title Yuanyuan (Ric) Li: Vice President; Member of the Investment Advisory Team; INVESTMENT ADVISOR; CHIEF FINANCIAL OFFICER; Member of the Management Team => Vice President; Member of the Investment Advisory Team; CFO and Acting CCO; Chief Financial Officer; CHIEF FINANCIAL OFFICER, SENIOR INVESTMENT ADVISOR; Member of the Management Team; Acting Chief Compliance Officer ( CCO ) |
| 2016-09-08 |
update person_title Trisha Bjorklund: OFFICE COORDINATOR; Member of the Administrative Team => INVESTMENT REPRESENTATIVE; Member of the Administrative Team |
| 2016-08-11 |
delete cfo Rick Li |
| 2016-08-11 |
delete chairman Briar Foster |
| 2016-08-11 |
delete vp Rick Li |
| 2016-08-11 |
delete person Briar Foster |
| 2016-08-11 |
delete person Richard Farmer |
| 2016-08-11 |
delete person Rick Li |
| 2016-08-11 |
delete person Sorin Marinescu |
| 2016-05-05 |
insert person Richard Jozefacki |
| 2016-04-07 |
delete person Jennifer A. Putnam |
| 2016-04-07 |
update person_description Richard Farmer => Richard Farmer |
| 2016-01-21 |
insert person Richard Farmer |
| 2016-01-21 |
update person_title Evan Warsh: Investment; Portfolio Manager => Portfolio Manager |
| 2015-07-28 |
update person_title Frank Florio: President; Investment; Chief Executive Officer; Member of the Management Team; Portfolio Manager => President; Chief Executive Officer; Member of the Management Team; Portfolio Manager |
| 2015-06-22 |
update person_description David Lister => David Lister |
| 2015-05-25 |
insert vp Karen Parente |
| 2015-05-25 |
insert person Bill Wong |
| 2015-05-25 |
insert person Evan Warsh |
| 2015-05-25 |
insert person Jeff Walker |
| 2015-05-25 |
insert person Jennifer A. Putnam |
| 2015-05-25 |
insert person John S. Suske |
| 2015-05-25 |
insert person Karen Parente |
| 2015-05-25 |
insert person Nello DiCostanzo |
| 2015-05-25 |
insert person Nelson Myers |
| 2015-05-25 |
insert person Robert G. Van de Mark |
| 2015-05-25 |
insert person Shumei Yu |
| 2015-05-25 |
insert person Sorin Marinescu |
| 2015-05-25 |
insert person Trisha Bjorklund |
| 2013-11-07 |
insert otherexecutives Bill McIver |
| 2013-11-07 |
insert person Bill McIver |