SECORE & WALLER

Secore Waller, LLP is a Securities Law Firm in Dallas Texas, which provides legal representation to regional and national members of the securities and investment community. Our area of practice includes: offerings and filings, regulatory defense needs, securities litigation and business corporate representaiton... We represent issuers and broker/dealers in securities offerings. We prepare offering documents, private placement memoranda and underwriting or selling agreements. We assist investment funds and individuals in the filing of ownership reports, including Schedule 13Ds, and Forms U-3, U-4 and U-5. We represent issuers, broker/dealers, investment advisers, and registered representatives in applications and filings with the SEC, FINRA and state securities agencies... Our regulatory experience helps us provide effective representation to clients in investigations and enforcement proceedings conducted by the SEC, FINRA, and state securities agencies and in enforcement or..

Also known as: Secore & Waller, LLP

Primary location: Dallas United States