REGENCY FINANCIAL GROUP - Key Persons

Karen-Lee Stock

Job Titles:
  • Operations Manager
Karen is the Operations Manager of Regency Financial Group, LLC, she has 20+ years experience in the financial services industry, having started in retail banking before moving into the investment field in 1997.

Stephen A. Beam - Managing Director

Job Titles:
  • Investment Advisor
  • Managing Director
  • Owner
  • Representative
  • Registered Representative and Investment Advisor
Stephen A. Beam is Managing Director and owner of Regency Financial Group, LLC. He has been serving his clients throughout Massachusetts since 1994. He has 20 years of professional wealth management experience. Stephen formed Regency Financial Group in 2008. Although he provides a wide range of financial services, Stephen's primary expertise lies in wealth management, college planning, and estate planning for individuals. Before forming Regency Financial Group, Stephen served as Senior Vice President for an independent financial consulting firm formerly located in Woburn, MA called FleetStar Financial, LLC. He was employed there for three years. Prior to his employment at FleetStar, Stephen served as Senior Vice President and Senior Financial Consultant with Quick & Reilly, Inc., and Banc of America Investment Services, Inc. where he was responsible for managing accounts for over 1,000 clients. Stephen graduated cum laude from the University of Massachusetts at Amherst in 1991, where he received his Bachelor of Arts degree in Economics. He holds Series 6,7,63, and 65 licenses and is licensed to offer securities in the states of Florida, Massachusetts, New Hampshire, & Pennsylvania. A lifelong resident of Massachusetts, Stephen grew up in Acton, Massachusetts and currently resides in West Roxbury, Massachusetts. Stephen is an avid sports fan and loyal supporter of the Boston Bruins and Boston Red Sox. His hobbies include cycling, golfing, music, running, skiing and gardening. Stephen can be reached directly at : sbeam@regencyfinancialgroup.net. Mobile Phone: (617) 861-7822 Stephen A. Beam is a registered representative and investment advisor representative.