REGMAVEN

RegMaven recognizes that financial services firms today - specifically broker-dealers and registered investment advisors - are occasionally in conflict with their compliance departments regarding what can and cannot be done while operating a revenue generating enterprise. This does not only pose challenges for the business but also for compliance. Our expertise is in delivering a comprehensive compliance infrastructure that works in tandem with your business model... For this reason, RegMaven has built its services with your business in mind; ‘Where Compliance Meets Business'. It is imperative that these two core functional areas understand and appreciate one another; operating proficiently together, the business will achieve the vision of its principal(s).

Primary location: Londonderry United States