JOE RUZZI

I provide assistance and support to the partners of a financial planning business. The business provides a range of financial planning/credit advice & services to its clients ranging from "mums & dads" to high net worth clients... I am currently a Director of company which holds an Australian Financial Services Licence (AFSL). The company has, as its clients, a number of independent providers of financial services (Authorised Representatives) who own their own financial services' business. My role is to ensure that the AFSL requirements are met so as to ensure compliance with regulatory obligations.