| Date | Description |
|---|
| 2024-03-11 |
insert index_pages_linkeddomain realtawealth.com |
| 2023-08-17 |
delete coo Emilio Primus |
| 2023-08-17 |
delete email cb..@coastal-one.com |
| 2023-08-17 |
delete email ep..@coastal-one.com |
| 2023-08-17 |
delete email ta..@coastal-one.com |
| 2023-08-17 |
delete person Chester Bracey |
| 2023-08-17 |
delete person Emilio Primus |
| 2023-08-17 |
delete person Terra Allen |
| 2023-08-17 |
update person_title James Nevels: Virtual Assistant => Operations Associate |
| 2023-07-14 |
delete svp Nick Worontzoff |
| 2023-07-14 |
delete svp V. Camp Cuthrell IV |
| 2023-07-14 |
delete vp James Riggs |
| 2023-07-14 |
insert otherexecutives Yanni Bousnakis |
| 2023-07-14 |
delete email ah..@coastal-one.com |
| 2023-07-14 |
delete email at..@coastal-one.com |
| 2023-07-14 |
delete email cc..@coastal-one.com |
| 2023-07-14 |
delete email dw..@coastal-one.com |
| 2023-07-14 |
delete email jr..@coastal-one.com |
| 2023-07-14 |
delete email kn..@coastal-one.com |
| 2023-07-14 |
delete email ks..@coastal-one.com |
| 2023-07-14 |
delete email nw..@coastal-one.com |
| 2023-07-14 |
delete email pc..@coastal-one.com |
| 2023-07-14 |
delete email sl..@coastal-one.com |
| 2023-07-14 |
delete email tc..@coastal-one.com |
| 2023-07-14 |
delete person Amanda Teeple |
| 2023-07-14 |
delete person Andre Hatibi |
| 2023-07-14 |
delete person Dylan Wodrich |
| 2023-07-14 |
delete person James Riggs |
| 2023-07-14 |
delete person Katie Nutt |
| 2023-07-14 |
delete person Kent Snodgrass |
| 2023-07-14 |
delete person Nick Worontzoff |
| 2023-07-14 |
delete person Paul Cross |
| 2023-07-14 |
delete person Siara Laughton |
| 2023-07-14 |
delete person Tiya Corrigan |
| 2023-07-14 |
delete person V. Camp Cuthrell IV |
| 2023-07-14 |
insert email yb..@coastal-one.com |
| 2023-07-14 |
insert person Yanni Bousnakis |
| 2023-04-25 |
delete president Barrett Schultz |
| 2023-04-25 |
delete svp Amanda Teeple |
| 2023-04-25 |
insert ceo Kevin M. Keefe |
| 2023-04-25 |
delete email dh..@coastal-one.com |
| 2023-04-25 |
delete email hh..@coastal-one.com |
| 2023-04-25 |
delete email sb..@coastal-one.com |
| 2023-04-25 |
delete person David Hartness |
| 2023-04-25 |
delete person Heather Hyson |
| 2023-04-25 |
delete person Seonne Baylor |
| 2023-04-25 |
insert email ah..@coastal-one.com |
| 2023-04-25 |
insert email ao..@coastal-one.com |
| 2023-04-25 |
insert email kk..@coastal-one.com |
| 2023-04-25 |
insert email lg..@coastal-one.com |
| 2023-04-25 |
insert email mr..@coastal-one.com |
| 2023-04-25 |
insert person Amy Odom |
| 2023-04-25 |
insert person Andre Hatibi |
| 2023-04-25 |
insert person Kevin M. Keefe |
| 2023-04-25 |
insert person Laura Gates |
| 2023-04-25 |
insert person Marianne Rafferty |
| 2023-04-25 |
update person_title Amanda Teeple: Senior Vice President; Senior Vice President, MBD => Senior Vice President, Managing Broker Dealer; Member of the Coastal Capital Markets Team |
| 2023-04-25 |
update person_title Barrett Schultz: President; Chief Compliance Officer => Chief Compliance Officer |
| 2023-03-25 |
delete vp Elizabeth Ward |
| 2023-03-25 |
delete email ew..@coastal-one.com |
| 2023-03-25 |
delete person Elizabeth Ward |
| 2023-02-21 |
delete chieflegalofficer Francis J. Skinner |
| 2023-02-21 |
delete cmo Debra Karrat |
| 2023-02-21 |
insert president Barrett Schultz |
| 2023-02-21 |
delete email an..@coastal-one.com |
| 2023-02-21 |
delete email cf..@coastal-one.com |
| 2023-02-21 |
delete email dk..@coastal-one.com |
| 2023-02-21 |
delete email fs..@coastal-one.com |
| 2023-02-21 |
delete person Annam Balasubramaniam |
| 2023-02-21 |
delete person Debra Karrat |
| 2023-02-21 |
delete person Francis J. Skinner |
| 2023-02-21 |
insert email sl..@coastal-one.com |
| 2023-02-21 |
insert email wk..@coastal-one.com |
| 2023-02-21 |
insert person Siara Laughton |
| 2023-02-21 |
insert person William King |
| 2023-02-21 |
update person_title Barrett Schultz: Chief Compliance Officer => President; Chief Compliance Officer |
| 2023-02-21 |
update person_title Charlie M. Sobel: Vice President, Trading & Operations; Compliance Manager => Compliance Manager |
| 2023-02-21 |
update person_title Nancy C. Schwart: Senior Vice President, MBD; Representative Support => Representative Support |
| 2023-01-20 |
update person_title Barbara A. Trimbur: Operations Associate => Senior Operations Associate |
| 2023-01-20 |
update person_title Julie Houck: Support Specialist; Executive => Support Specialist; Executive; Human Resources Manager |
| 2022-12-20 |
insert email ks..@coastal-one.com |
| 2022-12-20 |
insert email sb..@coastal-one.com |
| 2022-12-20 |
insert person Kent Snodgrass |
| 2022-12-20 |
insert person Seonne Baylor |
| 2022-11-18 |
insert email jf..@coastal-one.com |
| 2022-11-18 |
insert person Jamie Fardone |
| 2022-11-18 |
update person_title Barbara A. Trimbur: Operations Associate; Chief Supervision Officer & AML Officer => Operations Associate |
| 2022-10-17 |
insert vp James Riggs |
| 2022-10-17 |
delete email es..@coastal-one.com |
| 2022-10-17 |
delete person Elizabeth Stevens |
| 2022-10-17 |
insert email jr..@coastal-one.com |
| 2022-10-17 |
insert person James Riggs |
| 2022-10-17 |
update person_description Debra Karrat => Debra Karrat |
| 2022-10-17 |
update person_title Chester Bracey: Accounting Associate => Commissions Analyst |
| 2022-09-16 |
delete email ck..@coastal-one.com |
| 2022-09-16 |
delete person Cyle Knopf |
| 2022-09-16 |
delete source_ip 107.180.21.52 |
| 2022-09-16 |
insert email co..@coastal-one.com |
| 2022-09-16 |
insert person Cameron Ostroff |
| 2022-09-16 |
insert source_ip 173.231.205.116 |
| 2022-09-16 |
update person_title Timothy E. Snodgrass: Executive Vice President; Member of the Executive Team; Executive Vice President, Capital Markets => Executive Vice President; Member of the Executive Team; President, CoastalOne Capital Markets |
| 2022-08-14 |
insert coo Emilio Primus |
| 2022-08-14 |
insert svp Nick Worontzoff |
| 2022-08-14 |
insert svp V. Camp Cuthrell IV |
| 2022-08-14 |
insert vp Elizabeth Ward |
| 2022-08-14 |
delete email sh..@coastal-one.com |
| 2022-08-14 |
delete person Shanice Lee-Graham |
| 2022-08-14 |
insert email cb..@coastal-one.com |
| 2022-08-14 |
insert email dw..@coastal-one.com |
| 2022-08-14 |
insert email ep..@coastal-one.com |
| 2022-08-14 |
insert email ew..@coastal-one.com |
| 2022-08-14 |
insert email nw..@coastal-one.com |
| 2022-08-14 |
insert email rm..@coastal-one.com |
| 2022-08-14 |
insert person Chester Bracey |
| 2022-08-14 |
insert person Dylan Wodrich |
| 2022-08-14 |
insert person Elizabeth Ward |
| 2022-08-14 |
insert person Emilio Primus |
| 2022-08-14 |
insert person Nick Worontzoff |
| 2022-08-14 |
insert person Ryan Martin-Hayes |
| 2022-08-14 |
update person_description Barrett Schultz => Barrett Schultz |
| 2022-08-14 |
update person_title Barrett Schultz: Chief Compliance Officer / Interim Chief Operating Officer; Chief Compliance Officer => Chief Compliance Officer |
| 2022-08-14 |
update person_title Katie Nutt: MBD Operations Coordinator => MBD Operations Coordinator; Operations Coordinator |
| 2022-08-14 |
update person_title V. Camp Cuthrell IV: Senior Vice President, Capital Markets => Senior Vice President; Member of the Executive Team; SVP, MBD |
| 2022-07-05 |
update robots_txt_status coastal-one.com: 404 => 200 |
| 2022-07-05 |
update robots_txt_status www.coastal-one.com: 404 => 200 |
| 2022-04-04 |
delete source_ip 50.62.160.83 |
| 2022-04-04 |
insert source_ip 107.180.21.52 |
| 2022-02-15 |
delete email ma..@coastal-one.com |
| 2022-02-15 |
delete person Marlene Arteta |
| 2022-02-15 |
insert email sh..@coastal-one.com |
| 2022-02-15 |
insert email ta..@coastal-one.com |
| 2022-02-15 |
insert person Shanice Lee-Graham |
| 2022-02-15 |
insert person Terra Allen |
| 2021-09-25 |
insert chieflegalofficer Francis J. Skinner |
| 2021-09-25 |
insert coo Phinon Woodside |
| 2021-09-25 |
insert cto Ken Fischer |
| 2021-09-25 |
insert email bs..@coastal-one.com |
| 2021-09-25 |
insert email ck..@coastal-one.com |
| 2021-09-25 |
insert email hh..@coastal-one.com |
| 2021-09-25 |
insert email jh..@coastal-one.com |
| 2021-09-25 |
insert email kj..@coastal-one.com |
| 2021-09-25 |
insert email kn..@coastal-one.com |
| 2021-09-25 |
insert email re..@coastal-one.com |
| 2021-09-25 |
insert email sb..@coastal-one.com |
| 2021-09-25 |
insert email ts..@coastal-one.com |
| 2021-09-25 |
insert person Barrett Schultz |
| 2021-09-25 |
insert person Cyle Knopf |
| 2021-09-25 |
insert person Heather Hyson |
| 2021-09-25 |
insert person Julie Houck |
| 2021-09-25 |
insert person Katie Nutt |
| 2021-09-25 |
insert person Ken Fischer |
| 2021-09-25 |
insert person Ryan Estok |
| 2021-09-25 |
insert person Stephanie Beach |
| 2021-09-25 |
insert person Tim Snodgrass |
| 2021-09-25 |
update person_title Candice Gilman: Compliance Manager => Compliance Manager; Chief Compliance Officer |
| 2021-09-25 |
update person_title Eric Lauk: Junior Bond Trader => Fixed Income Trader |
| 2021-09-25 |
update person_title Francis J. Skinner: Chief Legal & Compliance Officer; Chief Compliance Officer => Chief Legal Officer; Chief Legal & Compliance Officer; Chief Compliance Officer |
| 2021-09-25 |
update person_title Phinon Woodside: Executive Operations Specialist => Director of Operations |
| 2021-04-27 |
delete coo Matthew D. Rakerd |
| 2021-04-27 |
insert coo Joseph Cook |
| 2021-04-27 |
insert otherexecutives Matthew D. Rakerd |
| 2021-04-27 |
insert email an..@coastal-one.com |
| 2021-04-27 |
insert email jc..@coastal-one.com |
| 2021-04-27 |
insert email ma..@coastal-one.com |
| 2021-04-27 |
insert email tc..@coastal-one.com |
| 2021-04-27 |
insert person Joseph Cook |
| 2021-04-27 |
insert person Marlene Arteta |
| 2021-04-27 |
insert person Tiya Corrigan |
| 2021-04-27 |
update person_description Charles F. Reiling III => Charles F. Reiling III |
| 2021-04-27 |
update person_description Ross B. Fronk => Ross B. Fronk |
| 2021-04-27 |
update person_title Matthew D. Rakerd: Chief Operating Officer => Chief Growth Officer |
| 2021-02-25 |
delete source_ip 209.212.253.122 |
| 2021-02-25 |
insert source_ip 50.62.160.83 |
| 2021-02-25 |
update robots_txt_status www.coastal-one.com: 200 => 404 |
| 2020-09-26 |
insert vp Aileen DeFroda |
| 2020-09-26 |
insert person Aileen DeFroda |
| 2020-09-26 |
insert person Candice Gilman |
| 2020-09-26 |
insert person Dan Foraker |
| 2020-09-26 |
insert person Eric Lauk |
| 2020-09-26 |
insert person Kenneth Fischer |
| 2020-09-26 |
insert person Phinon Woodside |
| 2020-07-18 |
insert address 1201 N. Orange St., Suite 729
Wilmington, DE 19801 |
| 2020-07-18 |
insert index_pages_linkeddomain sec.gov |
| 2020-07-18 |
insert management_pages_linkeddomain sec.gov |
| 2020-07-18 |
insert service_pages_linkeddomain sec.gov |
| 2020-05-18 |
insert president Mike Driscoll |
| 2020-05-18 |
update person_title Brendon P. Healy: Insurance Consulting, LLC; Managing Partner of Coastal Insurance Consulting LLC => Consultant; Managing Partner of Coastal Insurance Consulting LLC |
| 2020-05-18 |
update person_title Kieran B. Cannon: Insurance Consulting, LLC => Consultant |
| 2020-05-18 |
update person_title Mike Driscoll: President, Coastal Insurance Consulting, LLC => President |
| 2020-05-18 |
update person_title Tom P. O'Keefe: New Business Administrator; New Business Administrator, Coastal Insurance Consulting, LLC => New Business Administrator |
| 2020-04-18 |
delete otherexecutives Kylie M. Fischer |
| 2020-04-18 |
delete index_pages_linkeddomain complianceresourcenetwork.com |
| 2020-04-18 |
delete management_pages_linkeddomain complianceresourcenetwork.com |
| 2020-04-18 |
delete person Kylie M. Fischer |
| 2020-04-18 |
delete service_pages_linkeddomain complianceresourcenetwork.com |
| 2020-02-17 |
insert index_pages_linkeddomain complianceresourcenetwork.com |
| 2020-02-17 |
insert management_pages_linkeddomain complianceresourcenetwork.com |
| 2020-02-17 |
insert service_pages_linkeddomain complianceresourcenetwork.com |
| 2019-09-14 |
delete person Steven M. Richards |
| 2019-08-15 |
delete person Greg A. Bianco |
| 2018-12-30 |
delete source_ip 23.235.204.223 |
| 2018-12-30 |
insert source_ip 209.212.253.122 |
| 2017-07-31 |
insert cfo David J. Monahan |
| 2017-07-31 |
insert otherexecutives Kylie M. Fischer |
| 2017-07-31 |
insert vp Ross B. Fronk |
| 2017-07-31 |
update person_title David J. Monahan: Controller; Controller of the Coastal Companies => CFO of the Coastal Companies; CFO; Controller |
| 2017-07-31 |
update person_title Heather M. Spriggs: Assistant Controller, the Coastal Companies; Assistant Controller => Assistant Controller, the Coastal Companies |
| 2017-07-31 |
update person_title Kylie M. Fischer: Senior Operations Manager, the Coastal Companies; Senior Operations Manager => Vice President, Operations, the Coastal Companies; Vice President, Operations |
| 2017-07-31 |
update person_title Ross B. Fronk: Managing Partner of Coastal Risk Advisors; Supervisory Principal and Financial Advisor => Vice President, Supervision; Vice President; Managing Partner of Coastal Risk Advisors |
| 2017-05-14 |
delete index_pages_linkeddomain fccaccessonline.com |
| 2017-05-14 |
delete management_pages_linkeddomain fccaccessonline.com |
| 2017-05-14 |
delete service_pages_linkeddomain fccaccessonline.com |
| 2017-05-14 |
insert fax 302-250-4730 |
| 2017-05-14 |
insert index_pages_linkeddomain adobe.com |
| 2017-05-14 |
insert management_pages_linkeddomain adobe.com |
| 2017-05-14 |
insert service_pages_linkeddomain adobe.com |
| 2017-05-14 |
update person_description Ross B. Fronk => Ross B. Fronk |
| 2017-01-22 |
update person_description Brendon P. Healy => Brendon P. Healy |
| 2017-01-22 |
update person_description Charlie M. Sobel => Charlie M. Sobel |
| 2017-01-22 |
update person_description Daniel C. Rhoads => Daniel C. Rhoads |
| 2017-01-22 |
update person_description David J. Monahan => David J. Monahan |
| 2017-01-22 |
update person_description Greg A. Bianco => Greg A. Bianco |
| 2017-01-22 |
update person_description Heather M. Spriggs => Heather M. Spriggs |
| 2017-01-22 |
update person_description John F. McNichol => John F. McNichol |
| 2017-01-22 |
update person_description Kaitlin H. Repella => Kaitlin H. Repella |
| 2017-01-22 |
update person_description Kieran B. Cannon => Kieran B. Cannon |
| 2017-01-22 |
update person_description Kylie M. Fischer => Kylie M. Fischer |
| 2017-01-22 |
update person_description Nancy C. Schwart => Nancy C. Schwart |
| 2017-01-22 |
update person_description Sandra L. Fries => Sandra L. Fries |
| 2017-01-22 |
update person_description Tom P. O'Keefe => Tom P. O'Keefe |
| 2017-01-22 |
update person_title Charlie M. Sobel: Trading & Operations => Supervisory Principal, Trading & Operations, the Coastal Companies |
| 2017-01-22 |
update person_title Mike Driscoll: President & CEO, Coastal Insurance Consulting, LLC => President, Coastal Insurance Consulting, LLC |
| 2017-01-22 |
update person_title Sandra L. Fries: Compliance Associate => Operations & Compliance Associate, the Coastal Companies |
| 2016-12-09 |
delete person Barb A. Trimbur |
| 2016-12-09 |
insert person Barbara A. Trimbur |
| 2016-12-09 |
update person_description Charles F. Reiling III => Charles F. Reiling III |
| 2016-12-09 |
update person_description Francis J. Skinner => Francis J. Skinner |
| 2016-09-03 |
insert vp Matthew D. Rakerd |
| 2016-09-03 |
delete fax 302-250-4730 |
| 2016-09-03 |
insert person Barb A. Trimbur |
| 2016-09-03 |
insert person Brendon P. Healy |
| 2016-09-03 |
insert person Catherine J. Fischer |
| 2016-09-03 |
insert person Charlie M. Sobel |
| 2016-09-03 |
insert person Dan C. Rhoads |
| 2016-09-03 |
insert person Dave J. Monahan |
| 2016-09-03 |
insert person Greg A. Bianco |
| 2016-09-03 |
insert person Heather M. Spriggs |
| 2016-09-03 |
insert person Kaitlin H. Repella |
| 2016-09-03 |
insert person Kieran B. Cannon |
| 2016-09-03 |
insert person Kylie M. Fischer |
| 2016-09-03 |
insert person Nancy C. Schwart |
| 2016-09-03 |
insert person Ross B. Fronk |
| 2016-09-03 |
insert person Sandy L. Fries |
| 2016-09-03 |
insert person Tom P. O'Keefe |
| 2016-09-03 |
update person_title Matthew D. Rakerd: Managing Director => Vice President; Managing Director |