NAVA WEALTH - Key Persons
Alan Wong - Chief Legal Officer, Secretary, SVP
Job Titles:
- Corporate Secretary
- General Counsel
- Member of the Executive Committee
- Member of the Leadership Team
- Senior Vice President
- Senior Vice President, General Counsel & Corporate Secretary / Raymond James Ltd.
Alan Wong is Senior Vice President, General Counsel & Corporate Secretary. Alan has been with Raymond James since 2006 in progressively senior roles within the legal department, including having acted as General Counsel in 2018 and then again since October 2019. Alan brings a practical approach to finding solutions with an unwavering commitment to the spirit and letter of the law. He has practiced law since 1998 after obtaining his law degree from the University of Alberta and is a member of both the Alberta and BC Bar. He commenced his career as a commercial and civil litigator before specializing in financial services with insurance and securities firms.
Job Titles:
- Vice President, Practice Management
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Senior Vice President and CFO of Raymond James
- Senior Vice President, Chief Financial Officer / Raymond James Ltd.
Anne Meyer is Senior Vice President and CFO of Raymond James and is responsible for overseeing a full service brokerage finance and accounting operation, providing leadership and direction at the corporate level. Anne is responsible for providing financial and management reporting, operational planning and analysis, as well as formulating and implementing tactical and strategic initiatives. Anne brings extensive experience in the financial services sector to her role. Before joining Raymond James in 2003 she was a Senior Manager with Grant Thornton where she specialized in the financial services sector. In addition to receiving her chartered accounting (CA) designation, Anne completed the in depth tax course offered by the CICA and the certified investments and derivatives auditor (CIDA) designation. Anne currently acts as Director for the Raymond James Canada Foundation and Chair of the Audit Committee with AdvantageBC.
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Senior Managing Director / Head of Institutional Trading
- Senior Managing Director, Head of Institutional Trading / Raymond James Ltd.
Bob McDonald joined Raymond James in 2000, as a proprietary trader in our Vancouver office. In 2004, he became the firm's income trust facilitation trader, and in 2006, he moved to Toronto to become Head of Institutional Trading, joining the firm's Capital Markets Executive Management Group. In 2008, Bob moved back to Vancouver from where he leads the Institutional Trading team. Bob is a Chartered Professional Accountant (CA) and holds the Chartered Financial Analyst designation.
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Senior Vice President, Head of Private Client Solutions / Raymond James Ltd.
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Senior Managing Director / Head of Investment Banking
- Senior Managing Director, Head of Investment Banking and M & a / Raymond James Ltd.
Prior to Raymond James, Mr. McDougall was Head of Mergers & Acquisitions at National Bank Financial for 17 years. Mr. McDougall also worked at Deutsche Morgan Grenfell where he was a Vice-President and Director in the Global Mergers and Acquisitions group. Prior to that, he was a senior practitioner at Ernst & Young's Mergers and Acquisitions group. Mr. McDougall has over 30 years of senior mergers and acquisitions experience. Mr. McDougall is a member of the Institute of Chartered Accountants (C.A.) and holds a Chartered Business Valuator (C.B.V.) designation. Mr. McDougall was past President and member of the Board of Directors of the Canadian Institute of Chartered Business Valuators.
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Senior Managing Director
- Senior Managing Director, Head of Equity Research / Raymond James Ltd.
Daryl Swetlishoff joined the firm in 2001 and was named Head of Equity Research of Raymond James Ltd. in May 2007. Based in Vancouver, he is responsible for a group of 40 research and operations professionals, providing research coverage on over 240 companies across seven sectors. Daryl is also a ranked analyst covering Paper & Forest sector equities. He holds the Chartered Financial Analyst designation, and earned an MA (Economics) from the University of Victoria.
Job Titles:
- Member of the Management Team
- Head of Strategy & Business Development, Correspondent Services
Job Titles:
- Member of the Management Team
- Vice President, Correspondent Services
Job Titles:
- Member of the Management Team
- Senior Vice President, Correspondent Services
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Senior Vice President, National Director, IFS / Raymond James Ltd.
Davida's extensive career spans over 30 years in the private client group arena. She joined Raymond James in 2009 as Manager, Transition Services to lead the Private Client Group transitions team in successfully onboarding over 200 Advisors to the Raymond James platform. From there, her responsibilities continued to grow and she added oversight of the Investment Services Centre, PCG Projects and PCG Training to her purview. In her current role of SVP, National Director, IFS, she provides leadership to over 120 agencies and 250 Advisors across Canada under the independent agent model.
Job Titles:
- Chief Executive Officer
- Member of the Executive Committee
- Member of the Leadership Team
- Chief Executive Officer / Raymond James Ltd.
Jamie Coulter is Chief Executive Officer, Raymond James Ltd., responsible for the day-to-day operations of RJL. He is also on the Board of Raymond James Ltd. In his previous role as EVP, Head of Wealth Management, Jamie was responsible for leading the firm's advisor network, overseeing both the employee corporate advisors and the independent agents. Jamie first joined the predecessor firm of Raymond James in 1995, and held senior positions in both the firm's private client and equity capital markets divisions, including General Manager, Equity Capital Markets and Branch Manager of the downtown Toronto private client group complex.
Jamie has a Bachelor of Education from York University, a Masters in Economics and an Executive MBA from Queen's University.
Active in his community, Jamie currently serves as Chair of the Board of Governors for Crescent School and sits on the board of the Raymond James Canada Foundation.
Job Titles:
- Portfolio Manager
- Vice President
Jason Enouy - Chief Compliance Officer
Job Titles:
- Chief Compliance Officer
- Member of the Executive Committee
- Member of the Leadership Team
- Senior Vice President & Chief Compliance Officer / Raymond James Ltd.
As Chief Compliance Officer, Jason Enouy is responsible for the firm's compliance, privacy, and anti-money laundering programs for all lines of business. Before joining the firm, Jason led compliance and risk management functions at two large Canadian wealth management and securities firms, as well as a schedule II chartered bank. Jason is a member of the Law Society of Ontario, and holds a Juris Doctor from the University of Toronto and a Bachelor of Arts from Carleton University in Ottawa. Jason sits on the Board of the Raymond James Canada Foundation.
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Senior Vice President, Head of Wealth Solutions, Raymond James Ltd. and CEO, Solus Trust Company Raymond James Trust ( Québec ) Ltd.
- Senior Vice President, Head of Wealth Solutions, Raymond James Ltd. and CEO, Solus Trust Company Raymond James Trust ( Québec ) Ltd. Raymond James Ltd.
Jennifer Hodgson is Head of Wealth Solutions and CEO, Solus Trust Company. She is responsible for all of the firm's trust activities nationally including Raymond James Trust (Quebec) Ltd. Prior to joining Raymond James, Jennifer held various senior roles in two of Canada's biggest bank-owned Trust companies. With over 25 years in the Wealth management and Trust services industry, Jennifer brings extensive experience and knowledge to our organization and Trust offerings. A native Montrealer, Jennifer is bilingual and holds a Bachelor of Economics from Concordia University. She also holds a trust designation (MTI) from the Institute of Canadian Bankers as well as a TEP designation from the Society of Estate and Trust Practitioners.
Job Titles:
- Managing Director / Equity Capital
Job Titles:
- Chief Operating Officer
- Chief Risk Officer
- Member of the Executive Committee
- Member of the Leadership Team
- Chief Operating Officer & Chief Risk Officer / Raymond James Ltd.
As Chief Operating Officer and Chief Risk Officer, Lloyd is responsible for the firm's key administrative and operational functions, including Information Technology, Finance, Human Resources, Securities Operations, Office Services, Credit, and Registrations. Prior to joining Raymond James in 2001, he served as a senior financial and operations executive with the Canadian Venture Exchange (now TSX Venture Exchange) where he played an active role in the organization's development and acquisition by the TSX. Lloyd also held the role of Executive Vice President and Chief Financial Officer at the Vancouver Stock Exchange and was a director and senior executive of an international financial services organization and insurance company for 13 years. Lloyd serves on the Raymond James Board of Directors, and on the Risk Management and Audit Committees of the Canadian Depository for Securities Ltd. and Canadian Derivatives Clearing Corporation.
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Senior Vice President, National Director, Private Client Group / Raymond James Ltd.
Micol Haimson is an accomplished management professional and a bilingual leader with a talent for managing teams in challenging environments. She is a skilled networker, strategic thinker and effective communicator, and she has a notable track record in sales, sales leadership and business development.
Giving back has always been important to Micol. She has generously donated her time and talent to many organizations and causes throughout her career. She currently serves as a board member on several community organizations.
In her free time, Micol enjoys spending time with her husband, Charles, and their two sons, Harry and Ben.
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Senior Managing Director / Head of Equities
- Senior Managing Director, Head of Equities / Raymond James Ltd.
- Senior Managing Director, Head of Equities at Raymond James Ltd
Nicole Svec is Senior Managing Director, Head of Equities at Raymond James Ltd. Since joining Raymond James in 2000, Nicole has played an integral role in building out the US equities business in Canada. She became Head of US Equity Sales in 2016 and Co-Head of Institutional Equity Sales in 2019. In January of 2022, Nicole took on an expanded mandate as Head of Equities leading all aspects of the equities business (sales, trading, and research). Nicole is a member of the RJL Leadership Team and is a member of the Raymond James Ltd. Operating Committee, providing input on the firm's strategy and policy decisions. Nicole is also involved in the firm's sustainability efforts through the Sustainability Committee. At an industry level, she is also a member of Women in Capital Markets.
Nicole has an MBA from the Schulich School of Business and completed SII's Executive Education Leadership Development program at the Wharton School. Nicole is also a CFA charterholder.
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Non - Executive Chair of Raymond James Ltd
- Non - Executive Director of CSC / Non - Executive Chair of RJL / Non - Executive Chair of Raymond James Financial International
- Non - Executive Director of CSC, Non - Executive Chair of RJL
As Non-Executive Chair of Raymond James Ltd., Paul Allison provides strategic guidance to the management team, governance and serves in a senior client relationship capacity. From August 2008 until December 2021, Paul was Chair and Chief Executive Officer of Raymond James Ltd.
Prior to joining the firm in August 2008, he worked as executive vice president and vice-chairman at Merrill Lynch Canada, as well as co-head of the firm's Investment Banking business. Before joining Merrill, he was head of equity capital markets at BMO Nesbitt Burns, one of Canada's leading bank-owned investment dealers. Paul brings more than 32 years of senior capital markets and investment banking experience to this role including underwriting and arranging public and private debt and equity capital raising, as well as developing and managing retail products.
Job Titles:
- Raymond James Financial CEO
Job Titles:
- Correspondent Services / Raymond James ( USA ) Ltd.
- Correspondent Services Raymond James Correspondent Services Submenu
- Financial
- Investment Counsel Ltd.
- Trust
Raymond James Trust Services are offered by Raymond James Trust (Canada) in the provinces of British Columbia, Alberta, Saskatchewan, and Ontario, and by Raymond James Trust (Québec) Ltd. in the province of Québec. Both entities are wholly owned subsidiaries of Raymond James Ltd. Trust Services are not covered by the Canadian Investor Protection Fund.
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Raymond James is one of North America's leading full-service investment dealers with an extensive presence across Canada and the United States. The firm was established in 1962 on the principle of always putting the needs of clients first. Today, this principle remains the foundation on which we continue to build our company.
Raymond James has gained international attention and accolades for their excellence from organizations such as StarMine, Fortune Magazine and Brendan Wood International.
We invite you to call or email us in confidence to inquire further. We would be pleased to assist you in any way and would look forward to welcoming you to Raymond James.
The strength of Raymond James is reflected in both these ongoing accomplishments and in the consistent recognition we receive from our industry and our peers. Grow With Us
Raymond James is one of North America's leading independent full-service investment dealers with an extensive presence across Canada and the United States. Raymond James Ltd. is the Canadian subsidiary of Raymond James Financial, Inc. Established in 1962, our parent firm made its initial public offering in 1983 and is listed on the New York Stock Exchange using the ticker symbol RJF.
Raymond James was founded on the principle of always putting the needs of clients first. Our predecessor companies in Canada were doing the same for more than 80 years, and our 3Macs division has a respected legacy of helping individuals and families with their wealth management needs going back to 1849. Today, this principle remains the foundation on which we continue to build our company.
The greatest strength of our firm is our people. Our Canadian executive team provides leadership based on their broad range of expertise and industry experience. Over 1,691 employees and agents across Canada work together in establishing Raymond James as Canada's premier independent investment firm.
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Senior Managing Director / Head of Equity Origination & Syndication
- Senior Managing Director, Head of Equity Origination & Syndication / Raymond James Ltd.
Richard is the Senior Managing Director, Head of Equity Origination and Syndication. Richard brings over 25 years of financial services experience with previous roles and joined Raymond James Ltd. in 2009. Richard runs the origination and execution of underwriting business activity and is the liaison between Investment Banking and the Institutional Equity Sales, Trading and Research teams. Richard is a member of the ECM Operating Committee and the Raymond James Ltd. Operating Committee, providing input on the firm's strategy and policy decisions. Richard has a Master of Business Administration from the Richard Ivey School of Business, University of Western Ontario and a Bachelor of Business Administration from Simon Fraser University.
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Senior Vice President, Head Human Resources / Raymond James Ltd.
As Senior Vice President, Head Human Resources, Robin leads the Raymond James Limited HR team, partnering with the business and across HR to design and execute RJL's people strategy. He leads all aspects of talent management and acquisition, employee engagement, organizational development, performance enablement, Employee Relations, Diversity & Inclusion and HR policy and governance.
Robin has over twenty years' experience in the Human Resource Management field across the Utilities, Oil & Gas, Mobile Telecoms and Financial Services sectors within the Caribbean and North America. He joined Raymond James Limited in September 2022 having returned to Canada from Trinidad and Tobago in 2018 where he previously held the role of Vice President, Human Resources for one of Canada's largest bank's Caribbean Banking Platform.
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Member of the Humber College Program Advisory Committee for the Bachelor of Public Relations
- Senior Vice President, Corporate Communications & Marketing / Raymond James Ltd.
- Senior Vice President, Corporate Communications & Marketing for Raymond James Ltd
Samantha Ouimet is the Senior Vice President, Corporate Communications & Marketing for Raymond James Ltd., responsible for all marketing and communication initiatives both internally and externally. She is an engaging people leader known for transforming teams in close alignment with business strategy. Prior to Raymond James Ltd., Samantha held numerous leadership roles in the healthcare and financial sectors earning her a reputation as a trusted c-suite advisor bringing a client centric mindset to decision making.
Samantha is bilingual and holds a Bachelor of Arts in Political Science as well as post-secondary certificates in change management and digital marketing.
In addition to her professional commitments, Samantha is a member of the Humber College Program Advisory Committee for the Bachelor of Public Relations program. She also enjoys the classic Canadian pastime of Curling.
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Executive Vice President, Head of Wealth Management, Private Client Group
- Executive Vice President, Head of Wealth Management, Private Client Group / Raymond James Ltd.
Scott joined Raymond James in 2020 bringing significant experience to the executive team. In this role, he is responsible for building, managing and maintaining relationships between Private Client Group and the Raymond James advisor community to support advisor growth overseeing both the employee corporate advisors and the independent agents.
Scott started his career as a Financial Advisor in 1993 at a bank owned full-service brokerage. Since then, he has worked to build his broad wealth management experience and has led teams across asset management, full-service brokerage, private investment counsel, private banking, trust, financial planning and insurance.
Outside of work and family, Scott's passions include scuba diving and the Green Bay Packers.
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Senior Managing Director & Co - Head of Institutional Sales at Raymond James Ltd
- Senior Managing Director / Head of Institutional Equity Sales
- Senior Managing Director, Head of Institutional Equity Sales / Raymond James Ltd.
Sean Boyle is Senior Managing Director & Co-Head of Institutional Sales at Raymond James Ltd., and has been with Raymond James since 2008, based out of Toronto. Sean brings 25 years of financial services experience with previous roles in structured finance, commercial banking, and fixed income. Prior to joining Raymond James, Sean was an investment banker with a boutique securitization group. He also spent several years with the Bank of New York as a sales manager in the fixed income services division. Sean has an MBA from the University of Toronto (Rotman School of Management) and a BBA from Wilfrid Laurier University.
Job Titles:
- Member of the Executive Committee
- Member of the Leadership Team
- Chief Administrative Officer, Private Client Group / Raymond James Ltd.
As Chief Administrative Officer, Private Client Group, Thomas is responsible for the administration of the more than 120 Private Client Branch offices of Raymond James Ltd. across Canada. Thomas joined Raymond James in 1995 as Controller. His responsibilities expanded in 1999 when he became SVP, Operations and Administration and in 2005 when he was named SVP, Private Client Group & National Director, Independent Financial Services. Thomas is located in our Vancouver corporate office. He has a Bachelor of Commerce from the University of British Columbia and is a Chartered Accountant. He has previously been a member of the Financial Administrators Section of the IDA and is a member of the BC Regional Committee of IIAC.
Job Titles:
- Senior Vice President, Head of Growth and Development