ASCENDANT COMPLIANCE MANAGEMENT

Adopt and maintain current and archived manuals for Books and Records compliance, as well as produce detailed audit trails... For compliance teams, pulling it all together is a complex and laborious process fraught with the perils of what might have been missed along the way. ACM's compliance management platform makes it easy to monitor your offices, facilitate communication, meet your regulatory requirements, build and maintain a library of your documentation, track workflow, map risk, and complete post-trade compliance testing and reporting. Powered by Ascendant's experience in the field, ACM tackles the unique challenges faced by financial firms and provides the insight necessary for critical business decisions... Policies and procedures management, risks and issues management, audit management, all together, at your fingertips. The compliance process is fractured. Make it seamless with ACM.

Also known as: ACM, Ascendant