MORGAN STANLEY SMITH BARNEY - Key Persons


Andrew Sheets

Job Titles:
  • Managing Director, Head of Cross - Asset Strategy

Andy Saperstein

Job Titles:
  • Co - President
  • Member of the Operating Committee
  • Board Director for Child Mind Institute
  • in 2006 As COO
Mr. Saperstein is a Board Director for Child Mind Institute and serves on the Advisory Council for Teen Cancer America. He was previously a trustee of the Morgan Stanley Foundation.

Carla Harris

Job Titles:
  • Senior Client Advisor

Carol Greene-Vincent

Job Titles:
  • Chief Audit Officer

Charles Smith - Chief Risk Officer

Job Titles:
  • Chief Risk Officer

Clare Woodman - CEO

Job Titles:
  • CEO
  • Head of EMEA and CEO of Morgan Stanley & Co. International Plc
  • Head of Europe
Clare Woodman Head of Europe, the Middle East and Africa (EMEA) and CEO of Morgan Stanley & Co. International Read Clare's Bio

Courtney Thompson

Job Titles:
  • Executive Director, Global Sustainability Office

Dan Simkowitz

Job Titles:
  • Co - President

David Stark

Job Titles:
  • Chief Medical Officer and Head of HR Data, Analytics and Technology Strategy

Dennis M. Nally

Job Titles:
  • Director
Mr. Nally has been a director since October 2016. He served as the Chair of PricewaterhouseCoopers International Ltd., the coordinating and governance entity of the PwC network, from 2009 until July 2016. Prior to that, he served as the Chair and Senior Partner of the U.S. firm of PricewaterhouseCoopers LLP. Mr. Nally joined PricewaterhouseCoopers LLP in 1974 and became a partner in 1985. He served in numerous leadership positions within PricewaterhouseCoopers LLP, including National Director of Strategic Planning, Audit and Business Advisory Services Leader, and Managing Partner. Mr. Nally is a member of the board of AmerisourceBergen Corporation. He is also a member of the American Institute of Certified Public Accountants and the New York State Society of CPAs. Mr. Nally is Vice Chairman of the Board of Directors for The HOW Institute for Society. He serves on the Carnegie Hall Society Board of Trustees and as Vice Chair and Board member of the U.S. Council for International Business. Mr. Nally is a graduate of Western Michigan University and completed the Columbia University and Penn State University Executive Programs.

Edward (Ted) Pick - CEO

Job Titles:
  • Chief Executive Officer
  • Member of the Operating Committee
Edward (Ted) Pick is the Chief Executive Officer of Morgan Stanley. Before becoming CEO in 2024, Mr. Pick served as Morgan Stanley's Co-President, Co-Head of Firm Strategy and Head of the Institutional Securities Group, overseeing Investment Banking, Equities, Fixed Income, Global Capital Markets and Research. In previous roles, Mr. Pick was Global Head of Sales and Trading, engineering a turnaround of the firm's Fixed Income Division. As Head of Institutional Equities, he led that business to a leading global position. He also served as Head of Equity Capital Markets, helping the firm actively raise capital during the financial crisis. Mr. Pick joined Morgan Stanley in 1990 and was promoted to Managing Director in 2002. He is a member of the firm's Operating Committee (2012), Management Committee (2008) and Morgan Stanley-MUFG Steering Committee (2013). Mr. Pick graduated Phi Beta Kappa from Middlebury College (1990) and received an MBA from Harvard Business School (1994). He is a Trustee at the Metropolitan Museum of Art (2018) and serves on the MET's Nominating & Governance Committee. Mr. Pick is Chair of the Advisory Board for the Morgan Stanley Alliance for Children's Mental Health and a board member of the Institute of International Finance.

Eric Grossman - Chief Legal Officer

Job Titles:
  • Chief Administrative Officer
  • Chief Legal Officer

Gail Covington

Job Titles:
  • for Financial Advisor
For Financial Advisor Gail Covington, a Morgan Stanley MAKER, the rigor of being a musician growing up strengthened her approach to work-and life.

Gokul Laroia

Job Titles:
  • CEO of Morgan Stanley Asia and Co - Head of Global Equities

Hironori Kamezawa

Job Titles:
  • Director
Mr. Kamezawa has been a director since May 2021. He has been President and Group CEO of Mitsubishi UFJ Financial Group, Inc. since April 2020 and Director of MUFG since June 2019. He has served as Director of MUFG Bank, Ltd. since June 2017. He was Deputy President of MUFG from April 2019 to March 2020, and Deputy President of MUFG Bank, Ltd. from April 2019 to March 2020. Mr. Kamezawa is the Chair of Global Open Network Japan, Inc., a joint venture between MUFG and Akamai Technologies, Inc. focused on block chain payment network services since April 2020 and served as CEO and Representative Director from December 2018 to March 2020. He was Chief Digital Transformation Officer from May 2017 to March 2020, Chief Operating Officer from April 2019 to March 2020, Chief Information Officer from May 2017 to March 2019, and Chief Data Officer of MUFG from May 2016 to May 2017. Mr. Kamezawa was Deputy CEO of MUFG Americas and Chief Risk Officer for the Americas, based in New York, from May 2014 to May 2016. He has held numerous senior-level positions in Japan since joining The Mitsubishi Bank, Limited in April 1986, including the Global Markets Planning Division and Credit Policy & Planning Division of MUFG Bank.

Ileana Musa

Job Titles:
  • Co - Head of International Wealth Management and Head of International Banking & Lending

James P. Gorman - Chairman

Job Titles:
  • Executive Chairman
James P. Gorman is Executive Chairman of Morgan Stanley. Prior to assuming his current role in January 2024, Mr. Gorman served as CEO from January 2010 and Chairman from January 2012. He joined the firm in February 2006 and was named Co-President in December 2007. Before he joined Morgan Stanley, Mr. Gorman held a succession of executive positions at Merrill Lynch, and prior to this was a senior partner of McKinsey & Co. He began his career as an attorney in Melbourne, Australia. Outside of Morgan Stanley, Mr. Gorman serves as a Director for The Walt Disney Company, a Director of the Council on Foreign Relations, Chair of the Board of Overseers of the Columbia Business School, and is a member of the Business Council. He formerly served as a Director of the Federal Reserve Bank of New York, President of the Federal Advisory Council to the U.S. Federal Reserve Board, Co-Chairman of the Partnership for New York City, Chairman of the Board of the Securities Industry and Financial Markets Association (SIFMA) and Co-Chairman of the Business Committee of the Metropolitan Museum of Art. Born in Australia, Mr. Gorman received BA and law degrees from the University of Melbourne and an MBA degree from Columbia University.

Jami Miscik

Job Titles:
  • Director
Ms. Miscik has been a director since November 2014. She is currently the CEO of Global Strategic Insights, a private consulting firm focused on advising on geopolitical issues. She previously served as the CEO and Vice Chair of Kissinger Associates, Inc., a New York-based strategic international consulting firm that assesses and navigates emerging market geopolitical and macroeconomic risks for its clients from March 2017 to June 2022 and as President and Vice-Chair of Kissinger from 2009 to 2015. Ms. Miscik was the global head of sovereign risk at Lehman Brothers from 2005 to 2008, served at the Central Intelligence Agency from 1983 to 2005 and was Deputy Director for Intelligence from 2002 to 2005. She serves as a Senior Advisor for Geopolitical Risk at Lazard. Ms. Miscik holds a Bachelor of Arts degree in Political Science and Economics from Pepperdine University, a Master's Degree from the University of Denver's School of International Studies, and an honorary doctorate in public service from the University of Denver. She is a member of the board of General Motors and HP Inc. and is also a Co-Vice Chair of the Council on Foreign Relations, In-Q-Tel and Chairman of American Ditchley Foundation and was Co-Chair of the President's Intelligence Advisory Board.

Jed Finn

Job Titles:
  • Head of Wealth Management

Jeff Brodsky

Job Titles:
  • Vice Chairman
Vice Chairman Jeff Brodsky has spent more than 30 years recruiting talent at the firm. Here's why he thinks it's the perfect place to grow your career.

Jenn Freeman

Job Titles:
  • Finance Natural

Kevin McCarty

Job Titles:
  • Complex Manager

MAKER Kathleen Ferraro

Job Titles:
  • Head of Field Engagement
  • Manager Who Rides Alongside You
This Head of Business Risk Management for the US Banks and Morgan Stanley MAKER mentors women across the Firm. She relishes in her community at work.

Mandell Crawley

Job Titles:
  • Member of the Operating Committee

Margaret Flynn-Martin

Job Titles:
  • Leader
Margaret Flynn-Martin is a leader, a survivor and a Morgan Stanley MAKER.

Mary L. Schapiro

Job Titles:
  • Director
Ms. Schapiro has been a director since July 2018. She is the Vice Chair for Global Public Policy and Special Advisor to the Founder and Chair of Bloomberg L.P. and was previously managing director of Promontory Financial Group LLC from March 2013 to January 2014. Ms. Schapiro served as the Chair of the U.S. Securities and Exchange Commission, from January 2009 to December 2012. She was also the Chair and Chief Executive Officer of the Financial Industry Regulatory Authority ("FINRA") from 2006 to 2008, and served in numerous other key executive positions at FINRA and its predecessor from 1996 to 2006, including Vice Chair and President of NASD Regulation. Ms. Schapiro served as Chair of the Commodity Futures Trading Commission from 1994 to 1996. She currently serves on the board of CVS Health Corporation. Ms. Schapiro is also Vice Chair of the Board of The Value Reporting Foundation and is a member of the Morgan Stanley Institute for Sustainable Investing Advisory Board. Ms. Schapiro is a graduate of Franklin and Marshall College and received a Juris Doctor from George Washington University School of Law.

Masato Miyachi

Job Titles:
  • Director
Mr. Miyachi has been a director since May 2022. He has been Advisor of MUFG Bank, Ltd. and Mitsubishi UFJ Securities Holdings Co., Ltd. since June 2022. Mr. Miyachi has also served as Deputy President of MUFG Bank from April 2019 to June 2022, a director of MUFG Bank from June 2018 to June 2022, and Chief Executive of Global Corporate and Investment Banking Group of MUFG Bank from April 2018 to March 2022. He was Chairman of MUFG Americas Holdings Corporation from May 2017 until April 2020. Mr. Miyachi served as Co-Chief Executive of the Global Business Unit for the MUFG Bank Americas from May 2016 to May 2017 and Regional Executive for MUFG Bank EMEA from May 2014 to May 2016. He has held numerous senior-level positions since joining The Bank of Tokyo, Ltd. (now MUFG Bank Ltd.) in April 1984, including in M&A Advisory, Structured Finance, Corporate Strategy and Investment Banking. Mr. Miyachi holds a Bachelor of Economics degree from the University of Tokyo. He earned his Master's degree from Stanford University's Graduate School of Business and his Ph.D. from Waseda University Graduate School of Asia-Pacific Studies in International Relations.

Melissa James

Job Titles:
  • Managing Director, Vice Chairman, Chief Risk Officer, Global Capital Markets
I believe that helping people develop is an ongoing process. Strong leaders are never just born-they're made and cultivated over time.

Michael A. Pizzi

Job Titles:
  • Head of U.S. Banks and Head of Technology

Mike Wilson

Job Titles:
  • Chief U.S. Equity Strategist & Chief Investment Officer

Mona Eldam

Job Titles:
  • Head of Morgan Stanley Singapore Technology and Distinguished Engineer

Perry M. Traquina

Job Titles:
  • Director
Mr. Traquina has been a director since May 2015. He is the former Chairman, Chief Executive Officer and Managing Partner of Wellington Management Company LLP, a global multi-asset investment management firm, serving from 2004 through June 2014 as CEO and Managing Partner and from 2004 through December 2014 as the Chair. He was Partner, Senior Vice President and Director of Global Research at Wellington from 1998 to 2002 and President from 2002 to 2004. Mr. Traquina joined Wellington in 1980 and served in several executive roles before being named Chairman, CEO and Managing Partner. He is a chartered financial analyst and earned his M.B.A. from Harvard Business School in 1980. Mr. Traquina is a member of the Morgan Stanley Institute for Inclusion Advisory Board. He is a director at The Allstate Corporation and eBay Inc., Emeritus Trustee of Brandeis University and trustee of the Windsor School and the Steppingstone Foundation.

Rayford Wilkins

Job Titles:
  • Director
Mr. Wilkins has been a director since August 2013. He is former CEO of Diversified Businesses of AT&T, where he was responsible for international investments, AT&T Interactive, AT&T Advertising Solutions, customer information services and the consumer wireless initiative in India. Previously in his career, Mr. Wilkins held several leadership roles at AT&T and its predecessor companies, including Group President of Marketing and Sales at SBC Communications, President and CEO of SBC and Pacific Bell, and President and CEO of Southwestern Bell Telephone, among others. He currently serves on the board of Caterpillar Inc. and Valero Energy Corporation. He is also a member of the Morgan Stanley Institute for Inclusion Advisory Board and the Advisory Council of the McCombs School of Business at the University of Texas at Austin, where he holds a bachelor's degree.

Robert H. Herz

Job Titles:
  • Director
Mr. Herz has been a director since July 2012. He served as the Chair of the Financial Accounting Standards Board from 2002 to 2010 and was previously a member of the International Accounting Standards Board and the Value Reporting Foundation. He is currently President of Robert H. Herz LLC, providing consulting services on financial reporting matters, and is a director of the Federal National Mortgage Association (Fannie Mae) and Workiva Inc. Mr. Herz served as a partner with PricewaterhouseCoopers LLP from 1985 until 2002. He currently serves on the advisory boards of AccountAbility and Lukka, Inc. He also is an executive-in-residence at the Columbia University Business School, and trustee emeritus of the Kessler Foundation. Mr. Herz holds a Bachelor of Arts degree in Economics from the University of Manchester, England, and is both a U.S. CPA and an English Chartered Accountant.

SHARON YESHAYA - CFO

Job Titles:
  • Chief Financial Officer

Shelley B. Leibowitz

Job Titles:
  • Director
Ms. Leibowitz has been a director since October 2020 and formerly served as a member of the E*TRADE board of directors from December 2014 until its acquisition by Morgan Stanley. She is President of SL Advisory, a firm she founded in 2016 that provides advice and insights in innovation and digital transformation, information technology portfolio and risk management, digital trust, performance metrics, and effective governance. From 2009 to 2012, Ms. Leibowitz served as Group Chief Information Officer for the World Bank. Previously, Ms. Leibowitz held Chief Information Officer positions at Morgan Stanley, Greenwich Capital Markets, Barclays Capital, and Investment Risk Management. Ms. Leibowitz is currently a director of BitSight, a cyber risk management firm, Elastic N.V. and the New York Board of the National Association of Corporate Directors. She is a member of the Council on Foreign Relations and serves on the Visiting Committee of the Center for Development Economics at Williams College. Previously, Ms. Leibowitz served on the boards of Massachusetts Mutual Life Insurance Company, Endgame, a provider of cybersecurity capabilities to the US intelligence and defense communities, and Alliance Bernstein Holding LP. She graduated Phi Beta Kappa from Williams College with a BA in Mathematics.

Stephen J. Luczo

Job Titles:
  • Director
Mr. Luczo has been a director since October 2019. He is a Managing Partner at Crosspoint Capital Partners, L.P. Mr. Luczo served as Chairman of the Board of Seagate Technology plc from 2002 until July 2020, continuing as director through October 2021. From October 2017 to October 2018, he also served as Executive Chair, and prior to that, he served two tenures as Seagate's Chief Executive Officer and Chair. Mr. Luczo joined Seagate in October 1993 as Senior Vice President of Corporate Development. In September 1997, he was promoted to President and Chief Operating Officer of Seagate Technology, Inc. (Seagate Technology plc's predecessor) and in July 1998, he was promoted to Chief Executive Officer. Mr. Luczo resigned as CEO in July 2004 but retained his position as Chair of the Board. In January 2009, Mr. Luczo was again appointed CEO by the board. Prior to joining Seagate in 1993, Mr. Luczo was Senior Managing Director of the Global Technology Group of Bear, Stearns & Co. Inc. from February 1992 to October 1993. Mr. Luczo is also a member of the board of AT&T Inc. He is also a member of the Advisory Board for All-Stars Helping Kids, a senior advisor to non-profit educational organization the Silicon Valley Japan Platform and is active in a variety of charitable and for-profit ventures through a wholly owned entity, Balance Vector, Inc.

Thomas H. Glocer

Job Titles:
  • Director
Mr. Glocer has been a director since May 2013 and Independent Lead Director since September 2017. He served as Chief Executive Officer of Thomson Reuters Corporation, a news and information provider for businesses and professionals, from 2008 through 2011 and as Chief Executive Officer of Reuters Group PLC from 2001 to 2008. He joined Reuters Group PLC in 1993 and served in a variety of executive roles before being named Chief Executive Officer. Mr. Glocer was a mergers and acquisitions lawyer at the law firm Davis Polk & Wardwell from 1984 to 1993. He is the founder and managing partner of Angelic Ventures, L.P. Mr. Glocer is also a member of the board of Merck & Co., Inc., K2 Integrity Inc., the Council on Foreign Relations and the supervisory board of Publicis Groupe. He is a trustee of the Cleveland Clinic, and serves on the advisory boards of the President's Council on International Activities at Yale University, the Columbia University Global Center (Europe), the Social Sciences Research Council and GP Investments.