CISI - Key Persons
Job Titles:
- Director of Licensing & Head of Investment Management / Funds, SCA
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- Deputy Chairman
- Member of the Executive Team
- Chairman of Audit and Risk Comittee
- Chief Executive, IPSX
Alan Ramsay has spent the greater part of his career in financial services regulation and is currently Chief Executive of the International Property Securities Exchange and Deputy Chairman of CISI.
Alan was previously a Senior Advisor to PricewaterhouseCoopers advising clients on a wide range of compliance and regulatory issues within their Banking & Capital Markets Practice and Global Head of Compliance for HSBC Bank Plc whom he joined from Bankers Trust International where he occupied a similar role. At an earlier stage in his career, Alan was Executive Director of Surveillance at the Securities and Futures Authority and also occupied senior positions at both The London Stock Exchange and The Securities Association.
A Chartered Accountant by training, Alan is an Honorary Fellow of the Institute, Chairman of the Audit & Risk Committee and member of both the Nominations and Remuneration Committees. He has served on the Board of the Futures & Options Association and is Visiting Professor in the Practice of Financial Regulation and Compliance at BPP Law School.
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- Compliance & Business Support
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- Member of the Glennan Wealth Management Team
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- Head of Asia Pacific
- Regional Head
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- Head, AIFC BCPD Career Centr
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- Chartered MCSI, President
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- Head of Global Private Banking EMEA, HSBC Bank
- HSBC 's Regional Head
Chris Allen was appointed HSBC's Regional Head, Global Private Banking EMEA in April 2018, having previously served as Chief Executive Officer of HSBC Private Bank in the UK with oversight of HSBC Private Banking's businesses in the Channel Islands, France and Germany. Chris is a member of the Global Private Banking Executive Committee and the HSBC Bank plc Executive Committee, which is responsible for the UK and Continental Europe. Prior to becoming CEO of the UK Private Bank in July 2012, Chris was Chief Executive of HSBC Alternative Investments Limited, and he has over 20 years' experience in Financial Services and Investment Management. Chris holds a first class honours degree in Land Economics from the University of Sheffield and an Investment Diploma from Cambridge University and City University Business School.
Job Titles:
- Chief Executive Officer, Livemarkets Limited
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- Managing Director / Head of Advisory
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- Chief Operating Officer for the Prudential Regulation Authority
- Chief Operating Officer, Prudential Regulation Authority
- Member of Audit and Risk Comittee
Clair Mills is the Chief Operating Officer for the Prudential Regulation Authority (PRA), within the Bank of England, and is responsible for PRA operations, which includes delivery of the PRA's Operating Strategy, Budget, Internal Communications and the Investment and Change Portfolio. Other areas of responsibility include managing Data Innovation, RegTech and the PRA's preparation for Brexit across the organisation. Clair has over 20 years' extensive financial services experience operating at board level and leading successful strategic and transformational change in a number of complex organisations, having started her career in the Building Society and Retail Banking sector, before moving into Operational and Technological Change Management and Consultancy. Clair joined the Financial Services Authority in 2011 to lead the Internal Twin Peaks programme to transition to the PRA and FCA regulatory model, moving across to the Bank of England with the PRA. In her current role, as well as providing the leadership, management and vision necessary to support the business and to ensure that the proper operational controls, administrative and reporting procedures, and people systems are in place, Clair is also responsible for driving a demand led data approach for the PRA, this includes giving key note speeches both in the UK and internationally on topics such as Regulatory Technology (RegTech) and how regulators can take advantage of the advances in technology in the work we do.
Job Titles:
- Managing Director
- Chartered MCSI ( Chair )
- Chartered MCSI, Managing Director, State Street Global Advisors
Claire is a Managing Director and the UK Head of Exchange Traded Funds at State Street Global Advisors. She is responsible for the distribution of index products to institutional investors, wealth managers, family offices and retail platforms.
Claire is a graduate in Money, Banking & Finance from the University of Birmingham, holds the Chartered Alternative Investment Analyst designation, and is a Chartered Member of the Chartered Institute for Securities & Investment.
Job Titles:
- Member of the Glennan Wealth Management Team
- Management
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- Chairman
- Chief Executive, London Reporting House Ltd
Danny is Chief Executive of London Reporting House Ltd a UK start-up ancillary service provider acting for financial institutions that have a regulatory reporting requirement. He chairs the CISI International Committee He was formerly CEO of ED&F Man Capital Markets CEEMA Ltd, Advisor to the CEO of the Astana International Financial Centre Authority, working on the development of the Astana International Exchange, and CEO of CME European Trade Repository and a Managing Director at ICAP in London where he ran an OTC Derivatives desk, focused on the Russian financial markets.
He chaired The CityUK Eurasia Group from 2010-2018, worked twice in Moscow at Renaissance Capital and latterly ING Eurasia. He is a former member of the Bank of England's Money Market Liaison Group, was the 'front man' for LCH's RepoClear and established Bond and RepoClear in Sydney.
Danny has an MBA in Finance from Cass Business School, an Honours Degree in Economics from the University of Liverpool and has written five books the most recent of which is on Collateral.
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- Non - Executive Director, CISI and Bournemouth University Former Managing Director, J.P. Morgan
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- Chartered MCSI ( Chair )
- Chartered MCSI, Managing Director, New Clarke Ventures
- Managing Director of New Clarke Ventures
Debbie Clarke, Chartered MCSI, Managing Director, New Clarke Ventures
Debbie Clarke is Managing Director of New Clarke Ventures, providing corporate finance advice to private companies and their shareholders. She is a former Head of M&A at Moore Stephens and has over 20 years' experience in both the public and private markets. Debbie started working with the CISI in 2005 helping the development of the Corporate Finance professional interest forum (PIF), which she then went on to chair from 2012-2016. She is currently a member of the joint ICAEW/CISI Diploma in Corporate Finance Examination Panel, chairs the CISI Examinations Board and is a member of the Audit & Risk Committee.
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- Senior Lecturer and Associate Programme Director, Hong Kong Baptist University / Compliance Officer
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- Member / Lecturer in Finance, University of East Anglia
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- Chartered MCSI - Global Director of Finance & IT
Edward joined the Chartered Institute for Securities & Investment in 2010, having spent the previous ten years building an internet-based company that he co-founded in the USA and the UK.
Prior to that, and after a number of years in the accountancy profession (latterly with Neville Russell, now known as Mazars), Edward spent ten years in the Lloyd's insurance market as the Finance Director of a group of underwriting agencies.
Edward was educated at Downside, is a Chartered Member of the CISI and a Fellow of The Institute of Chartered Accountants in England & Wales. He is married with two children and his interests include rugby and travel.
Job Titles:
- Manager Wealth Management
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- Chief Global Strategist for Changsheng Fund Management Ltd
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- Independent Investment Consultant
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- Member of the Glennan Wealth Management Team
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- EMEA Client Asset Oversight Officer, Citigroup
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- Member of the Board
- Chartered FCSI FCIB FCIS, Non - Executive Director, Investec Bank ( Channel Islands )
Fionnuala Carvill, Chartered FCSI FCIB FCIS is a Non-Executive Director of Investec Bank (Channel Islands) Limited and Princess Private Equity Holding Limited, an investment holding company listed on the Main Market of the London Stock Exchange. Previous positions held include Head of Private Wealth Management at Kleinwort Benson Guernsey, Commission Secretary and Head of Innovation at the Guernsey Financial Services Commission and Director of Rothschild Bank (CI). In 2009 Fionnuala spent five months in China as a volunteer with VSO where she was an Organisational Development Adviser.
Fionnuala is a Board Member of the Chartered Institute for Securities & Investment; a Past President, and committee member of the Chartered Institute for Securities & Investment, Guernsey Branch; a Chartered Fellow of the Chartered Institute for Securities & Investment; a Fellow of the London Institute of Banking & Finance (Chartered Institute of Bankers); a Fellow of ICSA: The Governance Institute and a Chartered Governance Professional; an Ambassador for the Chartered Management Institute; a past Council Member of the Guernsey Chamber of Commerce; a director of The Guernsey Community Foundation; a member of the Institute of Directors; Past President of Women in Professions; a Liveryman of the Worshipful Company of International Bankers and was granted Freedom of the City of London in 2007.
Job Titles:
- Chairman of the Disciplinary Committee
- Chartered FCSI ( Hon ) ( Chair )
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- Member of the Glennan Wealth Management Team
- Senior Adviser, CISI -
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- Member of the Board
- Head of Regions for Barclays Wealth Management
- Managing Director, Wealth Management, Barclays
Graham Nicoll is Head of Regions for Barclays Wealth Management in the UK. Having spent many years advising entrepreneurs on growing and funding their businesses through to planning and investing for life after business, Graham is now keen to support the ongoing development of advisors in our industry through becoming a Non-Executive Director of the CISI.
In his current role Graham leads the Regional Wealth Management business for Barclays across the UK, with a focus on running and growing its business day to day, while also transforming the business to meet the ever changing needs of clients. Key priorities include how to attract and retain talent, how to develop advisors to meet client needs and regulatory requirements, and how to embrace technology to provide a better colleague and client experience. Graham has been a trustee, NED and Chair of a number of charities and is currently NED of Think Active, which encourages individuals in hard to reach communities to get and stay active. Graham is a Member of CISI and sits on its Examinations Board.
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- Mazroui - Head of Mission - UAE Ambassador to the United Kingdom ( Embassy of the United Arab Emirates, London )
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- Head of Fiduciary at Ince Gibraltar
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- Member of the Glennan Wealth Management Team
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- Assistant Director, Global Business Development
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- Chartered MCSI Senior Client Relationship Manager
- Senior Client Relationship Manager
Iain Saville, who died on 11 July, was the mastermind behind the development and installation of CREST, which heralded a major improvement in the settlement process for UK securities
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- Director, Regional Head of Global Network Management - Africa / Americas BNY Mellon
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- Vice President, J.P. Morgan
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- Director, Investment Management, Tilney Smith & Williamson Group
- Executive Director, GCC Board Directors Institute
Jane Valls joined the GCC Board Directors Institute (GCC BDI), based in Dubai, in January 2016 as Executive Director. Jane has over 16 years of international experience in corporate governance and working with boards of directors. She is an accredited corporate governance trainer with the International Finance Corporation (IFC), part of the World Bank Group, and is an accredited trainer with the Ethics Institute, as well as being a Certified Ethics Officer. Jane holds a BA Hons in French and Italian from Birmingham University, UK. She was awarded an Honorary Doctorate Degree by the University of Middlesex for services to business, women's empowerment and social justice and she was decorated by the Republic of Mauritius as a Commander of the Order of the Star and Key of the Indian Ocean (CSK) for services to corporate governance.
Job Titles:
- Member of the Glennan Wealth Management Team
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- Country Head
- Country Head - India
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- FCSI - CEO, Jasper Capital Ltd
John Preston joined the Institute in May 2016 and is responsible for IT & Operations. In February 2018 he was also made Interim Director of Learning. His previous role was at THB, an international insurance and reinsurance broker, where he worked for nine years as Chief Operating Officer. Prior to this he spent seven years with Zurich Financial Services in a variety of strategic and operational roles. His earlier career was in management consulting.
John was educated at Stonyhurst College and the University of Oxford.
Job Titles:
- Global Head of DS and TA Operations, Securities Services Markets & Securities Services, HSBC
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- Member of the Glennan Wealth Management Team
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- Global Director of Finance
Prior to joining the CISI Karen was Head of Finance and Company Secretary with GAN PLC and before that Group Financial Controller at Euromoney Institutional Investor PLC.
After graduating from the University of Canterbury, Christchurch, New Zealand Karen qualified as a Chartered Accountant with Ernst & Young, Christchurch.
She enjoys travelling in her spare time and has taken a career break during which she trekked in the Himalayas, through parts of Tibet, Bhutan and Nepal. She also enjoys running and watching rugby.
Job Titles:
- Practice Protection Group Leader, Director / Deloitte
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- Associate Director, Gobeyond Partners
- Chartered MCSI, President
- President of CISI Hong Kong NAC and Regional Consultant, CISI
"I invite you to become a member of the CISI and contribute to upholding the highest levels of professionalism in the financial services sector by developing your knowledge, skill and behaviour.
We believe that integrity is key component of professionalism and a necessity for a successful career in finance. As financial services practitioners we have an obligation to our profession and well as the wider society to be honest, open, transparent and fair preserving professionalism of the financial services sector both locally and internationally.
As President, and on behalf of my fellow National Advisory Council members, we look forward to welcome you to our global network of members."
Job Titles:
- Director Global Business Development
- Global Business Development Director
Kevin Moore is the Global Business Development Director at the CISI and responsible for business development and strategy development globally. He works closely with major CISI clients, members and stakeholders including regulators, training partners and other professional organisations. Kevin enjoys delivering the Institute's keynote Integrity at Work seminar, and is a regular speaker at international conferences on subjects including integrity, capacity building, the changing world of wealth management and continuing professional development.
A career banker, Kevin joined the Institute in 2007 after 21 years with the Lloyds Banking Group. This included a wide variety of senior management roles in branch banking, corporate and business banking, and private banking. His wealth management roles included heading up the Lloyds Ultra High NetWorth business which included a full banking offer, as well as being responsible for the private banking network in London and the South East of England. Kevin is a Chartered Fellow (Chartered FCSI) of the CISI, is a qualified banker with what is now the IFS and a graduate of the University of Liverpool.
Job Titles:
- Executive Vice President SEAOIL Philippines, Inc . and Managing Director Novel Capital, Inc
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- Development
- Senior International Manager
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- Global Lawyer, Strategist, Advocate of Corporate Governance & Gender Diversity
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- CIO
- Executive Vice President
- General Manager
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- Assistant Vice President at HSBC
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- Vice President, Pru Life UK
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- President of CISI Gibraltar NAC / Chief Risk Officer for Group
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- Director and Responsible Officer Private Capital Ltd
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- Regional Director Middle East, India & Sri Lanka
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- Chairman
- Member of the Executive Team
- Member of the Glennan Wealth Management Team
Michael previously spent 35 years with BNY Mellon, the last 7 years serving as Chairman of BNY Mellon Europe, Middle East and Africa. In that role Michael was responsible for BNY Mellon's governance culture in Europe, Middle East and Africa (EMEA) and led regional strategy development, execution and the delivery of enterprise initiatives in the region. Michael joined BNY Mellon over 35 years ago, starting initially as a credit and risk analyst. Michael was then appointed as a corporate finance banker to special industry clients, including Securities, Oil and Gas and Telecoms between 1986 and 1993. Michael then joined the Depositary Receipts (DR) division where he continued to work on many DR equity capital raising transactions, including numerous privatisations and equity offerings around the world. Michael ran BNY Mellon's Issuer Services Group in Hong Kong for seven years from 1993-2000, before serving as CEO of the company's global Depositary Receipts business. He was BNY Mellon's EMEA Chairman since 2011.
External to AFME, Michael sits on numerous financial service industry associations, a member and co-chair of the Wholesale Banking Group of the European Financial Services Chairman's Advisory Council (EFSCAC), as well as a member of the advisory council for TheCityUK, and FICC Markets Standards Board Advisory Council. The British American Business International Advisory Board (recent past Advisory Board member), the Official Monetary and Financial Institutions Forum (OMFIF) Advisory Board. He is also a Board and Executive Committee Member of the Global Financial Markets Association (GFMA). He is Trustee of a mental health charity CWMT Org and director of Ranmore Strategic Advisory.
Michael was Chair of AFME from 2015-2021, and is an independent director for JP Morgan Securities plc and Board Member of FICC Markets Standards Board. Michael previously spent 35 years with BNY Mellon, the last seven as Chairman, Europe, Middle East & Africa.
He is an Advisory Board Member of TheCityUK, British American Business and a member of the Official Monetary and Financial Institutions Forum Advisory Board. Michael is Trustee of the mental health charity, the Charlie Waller Trust and of education charity, Engage with China Ltd. He is a patron for Women in Banking and Finance (WIBF) and City Veterans Network. In 2019 he was awarded an Honorary Degree of Doctor of Science (Honoris Causa) from City of London Business School.
Job Titles:
- President CISI Singapore NAC
In 2012 I sat the Private Client Investment Advice & Management exam. It was hard, a lot of work, but it was totally worth it. I still feel the impact of it today, I talk about it to my colleagues and I feel it is my selling point when I talk to my employer. Whoever is going to hire you will look at your CISI qualifications - sometimes even more than your University degree.
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- Vice President, J.P. Morgan
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- Managing Director, CEO - BNY Mellon India
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- VP - GBS - Financial Services, India / South Asia, IBM
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- President - Commercial Banking & Capital Markets, Kotak Securities Limited
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- Managing Director, Operations & Technology Head, South Asia at Citi
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- Enterprise Sales Leader - Consulting & Professional Services at Amazon Web Service
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- Head of Investor Services, Deutsche Bank
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- Chief Administrative & Strategy Officer at Northern Trust
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- Founder and CEO - Colossa Venture LLP
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- Managing Director, Asit C Mehta Investment Intermediates Limited
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- Education and Career Consultant
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- Head of Department of Commerce at Christ University
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- Chief Financial Officer
- President
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- Member of the Membership Committee
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- Member of the Glennan Wealth Management Team
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- Chairman of the Membership Committee
- Chief Executive Officer
- Chartered FCSI ( Chair )
- Chief Executive Officer, UK, Raymond James Financial
Peter Moores currently holds the position of Chief Executive Officer and is responsible for overseeing all Raymond James' businesses in the UK including wealth management, capital markets and corporate finance. Peter started his career with Chase Manhattan Bank in New York where he completed both the Associate Development Programme and the Financial Analyst Programme. Peter spent 10 years working at Chase Manhattan in New York, Frankfurt and London initially as a Relationship Manager, Chase International Institutional and then in Chase Asset Management & Mutual Funds as Vice President, Regional Sales Director - Europe. Peter then joined DAB bank, in Munich, Germany as Head of Group Development. Peter was seconded to DAB's UK subsidiary, SELFtrade UK, as Managing Director and Senior Country Officer. He then joined Raymond James Investment Services in December 2004 as Managing Director and became CEO in February 2005. Peter was appointed as Raymond James Country Manager for the UK in July 2013, at which point he assumed responsibility for its capital markets businesses in addition to wealth management, and subsequently the Corporate Finance business when it opened in the UK in September 2017. Peter chairs the Raymond James TCF Committee. In addition, he is a Chartered Fellow of the Chartered Institute for Securities and Investment, and a member of its Membership Committee. In addition, Peter is a member of the Institute of Directors and a mentor to start-up businesses in London Business School's Summer Entrepreneurship Programme. Born in Dublin, Ireland, Peter read Business Studies at Trinity College, Dublin and was conferred with both a B.B.S (hons) and an M.A. degree. Peter has also completed executive education programmes at Northwestern University's Kellogg School of Management, Stanford University's Graduate School of Business and the London Business School. For five years in a row, 2017-2021, Peter Moores has been named one of the PAM 50 Most Influential. He is also an ambassador for Co-operation Ireland's Youth Leadership Programme that seeks to identify and intervene with specific young people who are at risk.
Job Titles:
- Managing Director, Head of Strategy, Policy and Risk at the DFSA
Peter Smith, Managing Director, Head of Strategy, Policy and Risk at the DFSA
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- Chartered FCSI, Director, Global Governance ( Europe, Middle East & Asia ), World Vision International
Petros Florides has over 25 years financial services experience in areas of private banking, fund management, stockbroking, private equity, proprietary trading and microfinance. He is currently employed by World Vision International as Director of Global Governance for the regions of Europe, Middle East and Asia. Petros has published numerous articles on governance and related areas, and was the lead author of the Code for Public Sector Governance which, after five years of public consultation, was approved by the Cyprus Council of Ministers in July 2019. Pertos is also a Non-Executive Director of Windsor Brokers, NetU Consultants, Cyprowealth Advisory Services and Pearlscope. Petros is Co-Founder of the Cyprus National Advisory Council for the CISI, and has also served on its UK Board of Trustees since June 2019. He is also a Certified Sustainability (ESG) Practitioner and a Certified ISO27001 Internal Auditor, whilst also being accredited in two different methods of psychometric testing - that helps him integrate an understanding of human behaviour in his teaching of professional and bespoke executive courses in the areas of governance, risk, leadership and ethics through CISI Accredited Training Providers. Petros is also a regular speaker and panelist at public events on the same subjects.
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- Senior International Manager
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- Chief Executive, Utmost Worldwide Ltd / Operations Officer
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- Chairman / Securities & Exchange Commission
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- Director, Vastu Housing Finance Corporation
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- Member of the Membership Committee
- Investment Services
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- Member of the Membership Committee
- CFP TM Chartered FCSI, Managing Director, Aurea Financial Planning
- Managing Director of Aurea Financial Planning Ltd
- President of the Institute of Financial Planning
Becky is Managing Director of Aurea Financial Planning Ltd based in Peterborough working with both individuals and companies creating long term Financial Plans. As a CFP licensee and Fellow of the Institute of Financial Planning, Becky is a strong believer in the six stage Financial Planning process and the need for cashflow planning. She has a strong drive to help provide Financial Planning to all clients, not just those of Aurea and was instrumental in the project to launch the Accredited Financial Planning firm in the UK and is also a regular speaker on Financial Planning subjects.
Becky is the current President of the Institute of Financial Planning. She has been the UK member of the International Council of the Financial Planning Standards Board since 2012 and was part of the Governance review of the organisation in 2014. She also chaired the launch of the Member Advisory Group which was formed as a result of the governance review.
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- Chief Compliance Officer, MEA Banque Internationale a Luxembourg ( BIL )
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- Managing Director, Markets & Securities Services Operations Asia HSBC
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- Chartered FCSI, Investment Director, Rathbone Group Plc
Robert is Investment Director of Rathbone Group Plc. He is a Chartered Fellow of the Institute and a Chartered Wealth Manager with over 27 years' experience managing portfolios for wealthy private clients, trusts, pensions and charities.
After University, RMA Sandhurst and serving as an Army Officer for four years, he joined the City stockbrokers Laurence Keen that was acquired by Rathbones in 1995. He has held a number of senior roles within Rathbones, including sitting on the Board and Executive Committee of the main operating company. In 2008 Robert established and chaired Rathbones' Corporate Governance Committee in the belief that good and active stewardship is an important part of fiduciary responsibility. He is currently deputy head of the London office.
In 2018, Robert joined the Integrity & Ethics Committee of the CISI. In the same year, he was also was elected as Alderman for the Ward of Cheap having previously spent eight years as a Common Councilman, during which he chaired the City of London Corporation's Investment Committee and the Financial Investment Board. Robert is also the Immediate Past Master Guild of Investment Managers (2019-20) and is on the Court of the Haberdashers' Company and chairs the Company's Securities Committee.
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- Regional Head Iberia & LATAM
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- Client Relationship Manager
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- CEO of Genius Methods and of Valufin and Chairman of the SA Chamber of Commerce UK
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- Chartered FCSI - Chief Executive
- Chartered FCSI, CEO
The centre's regulator, the Astana Financial Centre Authority (AFSA), joined the CISI as a full Corporate Supporter at the time of the AIFC's launch in July 2018. In October 2018, the CISI opened an exam testing centre in AFSA's office.
Simon is the Chief Executive of the Chartered Institute for Securities & Investment and was appointed in 2004. During his tenure the Institute has grown to be a global body with over 40,000 members, 26,000 of whom are fully qualified. It has 200 staff in ten offices and its 40,000 qualifications taken each year are formally recognised in over 70 jurisdictions.
Simon previously worked with a number of blue chip financial companies, in Central Government and the NHS. His previous role was at Deutsche Bank where he worked for four years as Director, Chairman's Office, Global Investment Banking.
Simon's public sectors roles included a three-year posting to the Cabinet Office where he was a Deputy Director of the Prime Minister's Efficiency Unit and responsible for a number major government departments. Simon also worked at University College London, Hospital as the Project Director to help set up the Hospital to be part of the first wave of Foundation Trusts.
Simon spent his early career with Lloyds Bank which he joined from university and held a number of roles including Group Manager for the Kensington Area, a Manager in the Bank's Training College and an Assistant Vice-President in Chicago USA.
Simon is a Chartered Fellow of the CISI and a member of of the London Institute of Banking & Finance. Simon was educated at St Paul's School and the University of Surrey. Simon is married to Sarah, and they have four adult children.
Simon enjoys actively playing tennis and sailing and is a long standing season ticket supporter of AFC Wimbledon.
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- Chartered FCSI - Special Advisor to the Financial Services Commission of the British Virgin Islands
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- Member of the Board
- UK Finance
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- Director, Superior Solutions Ltd
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- Chairman
- Chartered FCSI ( Hon ), Chairman
Alan Yarrow left Dresdner Kleinwort in December 2009, after 37 years with the group, latterly as Group Vice Chairman and Chairman of the UK Bank and was appointed Chairman of CISI earlier that same year.
In addition to being Chairman and Chartered Honorary Fellow of the CISI, Alan is Chairman of Turquoise Global Holdings Ltd and a Director of Institutional Protection Services Ltd, Garden Bridge Trading Ltd and Arbuthnot Banking Group. He is also Vice President of the Royal Mencap Society, Almoner of Christ's Hospital and Independent Partnership Advisor to James Hambro Partnership.
Alan is an Alderman, Magistrate and HM Lieutenant of the City of London, a member of the Court of the Fishmongers Company, and a member of several other Livery Companies. He is a member of the Takeover Appeal Board, the Advisory Board of the Commonwealth Investment & Advisory Council, a Doctor of Science Honoris Causa of City University London, an Honorary Fellow of the Institute of Chartered Secretaries & Administrators, a Knight of Justice in the Order of St. John and in July 2015 was awarded the Order of the Aztec Eagle, Mexico. In January 2016, Alan received a Knighthood for services to international business, inclusion and the City of London.
Alan was formerly Lord Mayor of the City of London for the year 2014-15, Sheriff in 2011-12, Trustee of the Police Foundation, Deputy Chairman of the FSA Practitioner Panel, Chairman of LIBA (now AFME), Chairman of Complinet Ltd, a Director of Fixnetix Ltd, Chairman of Kleinwort Benson Group, Member of the Takeover Panel, the Council of the British Bankers Association and the Chancellor of the Exchequer's High Level Stakeholder Group.
Job Titles:
- Global Director of Learning
Prior to joining the CISI Susan was Head of Qualifications at the Institution of Civil Engineers, having previously been Membership Development Officer.
After graduating from Oxford University, Susan qualified as a Chartered Civil Engineer with WS Atkins before moving into consulting with PWC.
Mid-way through her career Susan took some time out to bring up her family, during which she undertook extensive voluntary work in the education sector. She was Chair of Governors for a number of schools and sat on Bucks County Council's Overview and Scrutiny Committee for Children's Services.
Susan is a Fellow of the Institution of Civil Engineers.
Job Titles:
- Chartered MCSI ( Chair )
- Chartered MCSI, Chief Executive, Heartwood Wealth Management Ltd
Tracey joined Handelsbanken from Barclays in 2003 to help to establish banking operations in the UK, where she then became Senior Vice President and Head of Northern UK in 2010. Having successfully secured the acquisition of Heartwood Wealth Management Limited, In 2013 she joined the company as Executive Director, where she led the integration and business development agenda. Tracey subsequently became Chief Executive Officer in 2014 and is now Deputy CEO of Handelsbanken Plc. She remains the Chair at the newly renamed Handelsbanken Wealth and Asset Management.
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- Business Development & Marketing Manager
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- Vice President, Head of Group Compliance & Group MLRO, Risk Management Group, Abu Dhabi Commerical Bank ( ADCB )
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- Member of the Glennan Wealth Management Team
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- Associate Director, National Bank of Kuwait