CORNERSTONE INVESTMENT MANAGEMENT - Key Persons

Job Titles:

• Manager

Biography Dan has 40 years of experience in fixed income markets including sales, trading, and asset management. He began his career at The Northern Trust Company, Chicago, in institutional municipal bond sales and trading. He continued in sales and trading at Merrill Lynch Capital Markets as an institutional mortgage and asset backed securities specialist; then Lehman Brothers in fixed income derivatives sales and trading. Dan became a member of the Chicago Board of Trade and expanded his career in the financial markets as an independent trader in the financial futures complex with a focus on trading the U.S. Treasury Yield Curve. In 2009, Dan co-founded Cornerstone Investment Management and has managed fixed income assets to date. He has a BA in finance from the University of Illinois. Education BA, Finance - University of Illinois. Experience 2009 - Present: Co-Founder and Fixed Income Assets Manager - Cornerstone Investment Management LLC 1997-1999: Fixed Income Derivative Sales/Trading - Lehman Brothers 1990-1996 / 2000-2009: Independent Trader - U.S. Treasury Yield Curve, Chicago Board of Trade