Financial advisor/portfolio manager with over 30 years' professional experience including serving as a Senior Vice President for both Morgan Stanley and Wells Fargo Advisors. Highly experienced with high net worth and ultra-high net worth investors. Extensive supervisory experience including managing 55 other financial advisors with accounts totaling in excess of $4 billion. Experience with numerous financial advisor employment issues at broker-dealers. Spotless compliance record. Accomplished public speaker. FINRA Arbitrator. Experienced securities expert witness testifying in AAA, FINRA and Superior Court venues and deposition.