KING WEALTH MANAGEMENT GROUP - Key Persons

Job Titles:

• Wealth and Financial Advisor

Dan Gale's professional career started over 30 years ago with Dime Savings Bank (Citizens Bank), where he developed his financial service skills and desire to educate people on the importance of financial planning. He later joined Fleet Bank (Bank of America), where he spent the ten years expanding his knowledge of personal finance and trust services. Dan continued his career as a Senior Portfolio Manager with Smith Barney (Morgan Stanley). He holds the Certified Trust & Financial Advisor designation from The Institute of Certified Bankers. Dan grew up in northern NY, received a Bachelor of Arts degree from Keuka College, and lives in Saratoga Springs, NY with his wife Diane and two daughters. He is a graduate of Leadership Saratoga, he serves as a Keuka College Trustee, and is a member of the Estate Planning Council of Eastern NY, Inc. He previously served as Councilman for the Town of Northumberland and has been active on the Schuyler Park Committee. He enjoys coaching soccer, the outdoors, music, family, friends and summer on the Great Sacandaga Lake.

Job Titles:

• Customer Care, Compliance

Holly Haley started her career in the financial services industry at E.F. Hutton in 1987. She has held positions as Operations Manager, Branch Manager, and most recently as a Complex Service Manager for the Eastern NY complex at Morgan Stanley. Holly has a high commitment to excellent customer service; she eagerly and proficiently assists our clients by answering questions and responding to service requests. Holly lives in Argyle, NY with her husband. She has two sons. She enjoys cooking, gardening and spending time with her family.

Job Titles:

• Financial Advisor, Customer Care

Jane Quinn has over 30 years of experience in the financial services industry. Her extensive knowledge base helps her to coordinate and manage client administration and day-to-day operations. Jane serves as the corporate Secretary, providing strategic leadership, oversight, and advice to the company. She is dedicated to increasing quality and providing superior client service. Jane holds a Masters in Business Administration from UAlbany and she holds a Bachelor of Arts degree from Empire State College. Jane grew up in New Jersey and enjoys traveling worldwide, as well as spending time with her family and friends.

Job Titles:

• Financial Advisor
• Wealth and Financial Advisor

Ken has been a trusted financial advisor to clients and their families for over fifteen years. His professional career began at the Ayco Company, L.P,. A Goldman Sachs Company, where he developed a very holistic approach to financial planning. Pursuant to his time at Ayco, Ken was a financial consultant at Fidelity Investments. Ken graduated from Cornell University with a degree in Applied Economics and Management and he holds an MBA from the University at Albany. Ken is a Certified Financial PlannerTM (CFP®) and a Certified Portfolio Manager®. Ken lives in Ballston Lake, NY with his wife and three children.

Job Titles:

• Founding Member
• President
• Wealth and Financial Advisor

Larry King is a founding member and President of the company. He oversees all aspects of the firm's investment management function and provides strategic leadership to the firm. Larry has been a trusted Financial Advisor for over thirty years to many clients. Upon graduation from Cornell University, Larry served as loan officer for Farm Credit Bank, and later as a financial advisor with Merrill Lynch, Prudential Securities and Morgan Stanley Smith Barney. With Morgan Stanley, he earned a Family Wealth Director designation which accorded him training for families with complicated financial and estate plans exceeding $25 million. He is active in philanthropic planning. Larry has been recognized professionally in Barron's magazine and other financial publications. He is a founding board member of the Academy of Certified Portfolio Managers and served as the Vice-President of the board of directors. He also served on the board of directors and was a member of the Finance Committee for the Saratoga Performing Arts Center. Larry enjoys sailing, outdoor life and short drives in his 1953 King Brothers Dairy Studebaker pickup truck.

Job Titles:

• Wealth and Financial Advisor

Over thirty years of experience in finance including experience in trading, investment banking, venture captial and investment management Michele Martin began her career in the financial services industry in 1991, and has held positions in fixed income trading, investment banking, equity research, and venture capital. Her career experiences include serving as an Investment Specialist at The Ayco Company (Goldman Sachs & Co.) and as Financial Advisor at Morgan Stanley Smith Barney. She earned a Bachelor of Arts in Economics from Union College. Michele lives in Saratoga Springs, NY with her teenaged son. She is an avid skier and enjoys the many activities afforded by living in the foothills of the Adirondack Mountains.

Job Titles:

• EXECUTIVE ADMINISTRATOR, CUSTOMER CARE

Job Titles:

• Comptroller
• Director of Philanthropy

Sally King chiefly provides administrative and operational support to King Wealth Management Group. She has worked as Technical Advisor at Matrx Medical Systems and as an Office Manager at both Siemens Building Technologies and Adirondack Medical Supply Company. Her varied experience and skills help to support the behind-the-scenes operations necessary to our team. Sally received Bachelor of Science degrees from Cornell University and University at Buffalo. Sally enjoys reading, boating, and spending time with her friends.

Job Titles:

• Wealth and Financial Advisor / Investment Advisor / Chief Technology Officer