MARINER ADVISOR NETWORK - Key Persons
Job Titles:
- Administrative Operations Manager
- Administrative Operations Manager / Cassandra Da
Allison began her career in the financial industry in 2015 at a large broker-dealer as a Client Service Associate, where she excelled at supporting multiple Advisors with their administrative and operational needs. Today, as a member of the Virtual Admin team, she remains committed to creating an exceptional client experience, and is dedicated to delivering outstanding service for the Advisors she assists.
Born and raised in Long Beach, California, she currently resides in the Temecula area with her boyfriend, their two cats, and a Pomeranian-mix named Sheldon. In her free time, she enjoys music, gardening, and catching up on the latest true crime podcasts.
Job Titles:
- Administrative Operations Manager
Amanda began her career with LPL Financial in 2013. She served as Compliance and Office Manager for an RIA firm in Northern California before joining The Network in 2019. Amanda has a wide range of experience in client and operational management, compliance, and advisor transitions.
Amanda lives near the mountains of Northern California with her husband, two children, and a rambunctious German Shepard. She enjoys all things equestrian, and adores spending time with her family hiking, boating, kayaking.
Job Titles:
- New Advisors
- Specialist, Business Transitions
Andy joined The Network team in June of 2018. In his role, Andy assists new advisors as they affiliate with The Network. Additionally, he serves as the primary service contact for advisors initiating relationships with custodians outside of LPL Financial. Working with advisors and their staff, Andy supports offices as a liaison to the custodian and provides assistance with associated on-boarding activities.
Prior to joining The Network, Andy worked as a Relationship Associate at Churchill Management Group based in Los Angeles. At Churchill, he supported Financial Advisors and Sales Executives while managing relationships and serving as chief liaison between clients, the Home Office, and a variety of discount and full service brokerage firms.
Andy lives in Orange County and enjoys traveling and attending music and food festivals on occasion. Aside from traveling and eating, he has been playing the drums for over 20 years with his Latin jazz band formulated by his older brothers and a family friend.
Job Titles:
- Compliance Supervisor With
Anthony serves as Compliance Supervisor with Mariner Advisor Network and is responsible for overseeing advisors' sales activities and practices to ensure they comply with all regulatory compliance requirements. He periodically assesses and makes practice management recommendations to improve the efficiency of advisor offices. He is also responsible for conducting ongoing compliance program monitoring and regulatory filings with the SEC for The Network's Hybrid RIA.
Anthony joined The Network in 2006 and has over 10 years of experience in the financial services industry. He began his financial services career in 2000 with Charles Schwab as a registered representative and subsequently held various positions at Citibank and Bank of America as a client relationship manager for high-net-worth clients. With over six years of experience on the sales side of the industry, Anthony understands the increasing regulatory challenges our advisors face today and enjoys helping protect their practices.
Anthony lives in San Francisco with his wife, Margaret, and their son. The family loves to travel to many places in the world - Tokyo, London, Tahiti and Senegal, to name a few - to explore local eateries and bring back new culinary ideas.
Job Titles:
- Administrative Operations Manager With Mariner
- Senior Administrative Operations Manager
In her role as Sr. Administrative Operations Manager with Mariner Advisor Network, Caity offers leadership to the extended Virtual administrative team, as well as directly supports advisors. While working with advisors, Caity provides day to day support with the goal of delivering an exceptional advisor experience. Prior to joining The Network in 2015, Caity worked in the real estate industry where she supported top listing agents.
Caity lives in Northern California with her husband. In their free time, the family enjoys exploring the many rivers and lakes California has to offer with their Chocolate Lab, Millie, and Frenchie, Max.
Job Titles:
- Financial Paraplanner Qualified Professional ( FPQP® ) Administrative Operations Manager
Joining The Network in 2021, Casey began her career in financial services in 2014. She has a vast amount
Job Titles:
- Financial Paraplanner Qualified Professional ( FPQP® ) Administrative Operations Manager
Chelsea is a Financial Paraplanner Qualified Professional, has Oklahoma Life and Health Insurance licenses, and is licensed with both her Series 6 and 63. At The Network, she brings her passion for client services and strong ambition to find the most efficient and personalized solutions to the Virtual Admin team. Prior to joining the VA team, Chelsea has over a decade of customer service management and financial experience. She previously worked for an independent LPL Financial firm that specialized in assisting advisors with strategic asset management and implementing structured investment programs.
Chelsea graduated from Ashford University in 2013 with an Associate's degree in Business Management. She lives in Oklahoma and enjoys spending time with her family, helping others, and immersing herself in culture.
Job Titles:
- Professional Vice President, Trading Operations Administrator
- Vice President, Trading Operations Administrator
In his role as Assistance Vice President, Trading Operations Administrator of the Portfolio Consulting team, Chris offers trade and investment support for Network advisors, which includes trading due diligence, research, portfolio analytics and market updates. Chris is responsible for entering trades at the direction of advisors as well as general portfolio administration. Additionally, he specializes in providing trade reconciliation and research support to the team.
Prior to joining The Network in 2017, Chris spent 9 years at State Street bank where he worked extensively on the Money Market and Fixed Income Team. Responsible for managing a group of analysts, the department was responsible for valuing over 180 funds daily.
Chris lives in the Sacramento area surrounded by the women in his life including his wife and their combined 3 daughters. In his free time, Chris enjoys catching pretty much any Bay Area sporting events as an avid Giants, Warriors, and 49ers fan!
Job Titles:
- Chief Investment Strategist
- Chief Risk Officer
- Managing Partner
As Managing Partner of Mariner Advisor Network, Christopher is responsible for leading the Business Development initiatives within the organization, which includes the recruitment of new advisors, offices and institutions to the organization. He focuses on sales/marketing and the generation of new business for both The Network and Network-affiliated advisors and offices.
Beginning his career in 1996, Christopher has held various positions in investment sales, equity trading, business consulting and business development. He has worked with firms including Allianz Global Partners - Nicolas Applegate Capital Management, First American Capital Management, EVEREN Securities and Smith Barney. Prior to joining The Network, Christopher served as the Regional Advisory Consultant with LPL Financial for seven years, advocating and supporting the growth and sustainability of the independent business model. He is also a Returned Peace Corps Volunteer, having served as a business development volunteer in Guatemala, Central America.
Christopher is a native Northern Californian and resides with his loving family in Danville, California.
Job Titles:
- Administrative Operations Manager
Clarissa's journey working in the financial services industry began in September 2017. Joining LPL Financial's Home Office as a Specialized Customer Service Representative, Clarissa served in the Move Money department where she supported advisors with their daily operational tasks including processing fund transactions for retail clients. She also assisted offices by communicating operational and policy procedures, as well as sharing best practices to refine daily administrative responsibilities.
Originally from Long Beach California, Clarissa continues to reside in Southern California. In her free time, you can find her at the beach, practicing yoga, dining at the many fabulous local restaurants or experimenting with new healthy cooking recipes.
Job Titles:
- Advisors
- Compliance Supervisor
As a Compliance Supervisor, David assists advisors in running compliant practices with a compassion focused on business, coaching and teamwork. In mid-2000, he began supervising as an OSJ and over the years has provided compliance and operational support to independent, full service and institutional advisors and staff. A Sacramento resident, David enjoys the outdoors, spending time with his grandchildren and traveling.
Job Titles:
- Assistant Vice President of Virtual Administrative Services
In her role as Assistant Vice President of Virtual Administrative Services, Deanna leads the daily operations of the Virtual Admin team. With the goal of ensuring a positive advisor experience, Deanna focuses on providing ongoing support and mentorship to the extended team. In this role she develops and trains staff, oversees the team's relationships with their assigned advisors/institutions, and navigates escalations.
Prior to joining The Network in 2016, Deanna spent 11 years at both Franklin Templeton Investments and Ameriprise Financial. Her vast experience includes operations, project management and providing administrative support to financial advisors with a specialization in legal transfers.
Deanna lives in Northern California. In her free time, she enjoys running, adventure races, traveling and spending time with her family and four Chihuahuas.
Job Titles:
- Administrative Operations Manager
In her role as Administrative Operations Manager with Mariner Advisor Network, Debbie provides virtual administrative support to Network Advisors. Prior to joining the firm in 2018, Debbie worked for Sagepoint Financial. Beginning her career within the financial services industry in 2013, Debbie served as the Head Administrative Assistant for a fast-paced, multi-advisor enterprise. Debbie lives in Northern Idaho with her husband and three children. In her free time, she enjoys reading, playing games, and exploring the beautiful Idaho wilderness on her kayak.
Job Titles:
- Administrative Associate, Business Transitions
Prior to joining The Network, Debbie began her career in the financial services industry in 1998 as the Operations Manager for an Independent Representative at a bustling firm. Through this experience, Debbie developed the exceptional ability to balance personalized client service, complex operational tasks, and detail-driven administrative demands with ease. In a role that requires both speed and precision, Debbie maintains a balanced approach while delivering results. She looks forward to sharing this knowledge with her Network Advisors and colleagues.
Debbie lives near Los Angeles with her husband and their cat, Petey. In her free time, she enjoys attending concerts, beach days with her husband, and taking vacations with her two adult children.
Eric Hewitt - Chief Compliance Officer
As Chief Compliance Officer for The Network's Hybrid Registered Investment Advisor (RIA), Eric is responsible for the development and oversight of the SEC advisory compliance program, including the implementation and monitoring of policies, procedures and internal controls to manage and mitigate compliance risks, and working with advisors to optimize compliance processes.
Eric joined The Network in July 2012 as a Compliance Supervisor. With over 20 years of experience in the financial services industry, he began his career in 1996 with E*Trade Securities in Rancho Cordova. During his tenure with E*Trade, Eric held many different positions in operational departments such as trading and purchases & sales. He joined BancWest Investment Services in 2006 as a senior operations specialist, soon moving to the position of compliance officer, and finally regional business supervisor.
Eric is a native of the Bay Area, having grown up in Palo Alto, but now resides in the small Northern California college town of Davis. He enjoys spending time with his wife, Leia, and their three children, Trevor, Bradley and Natalie. The family has a lot of pets to care for, including two dogs, four cats and six chickens. Eric has coached AYSO soccer for over 10 years and is currently active in coaching his daughter's team. In his free time, he enjoys traveling, hiking, camping, playing ultimate frisbee and rooting for the Giants and 49ers.
Frankie began his career with Mariner Advisor Network in 2021. Driven by a commitment to deliver an exceptional level of service, his aptitude for the industry makes him a strong addition to the Portfolio Consulting Team. Striving to further develop his professional skillset, Frankie is currently pursuing related financial industry designations.
Frankie was born and raised in Sacramento, California, where he currently resides. In his free time, he writes and records his own music, and performs at local restaurants and clubs around the Sacramento area.
Jacob began his career with Mariner Advisor Network in May 2020. With experience in accounting, finance, and advocacy, Jacob brings with him a talent for detailed analysis and communication. Dedicated to his future in finance and The Network, Jacob is currently studying for his SIE and plans to acquire both the series 7 and 66 licenses and ultimately, a CFA certification.
Jacob was born and raised in Sacramento. In his free time, Jacob enjoys politics, cars and being with his family and friends.
Job Titles:
- Administrative Associate, Business Transitions
Jacqueline started her career in finance in 2019 as the assistant to a group of independent advisors. Eager to learn the complex responsibilities and growing demands of the industry, Jacqueline likes to approach tasks with care and openness, believing that any issue can be resolved with the right drive and research. Today, as part of a dynamic team of Virtual Admin, Jacqueline looks forward to balancing the needs of clients, prospects, and advisors by going above and beyond their expectations.
Jacqueline lives in Southern California. In her free, she time enjoys being outdoors, or traveling to find historic sites and breathtaking vistas. At home, she enjoys reading a good book, learning new topics, and creating memories with her loved ones.
Job Titles:
- Administrative Associate, Business Transitions
Jasmyn started her career in the financial services industry in 2018 and has served as Lead Advisor Relations Specialist, assisting financial advisors and their clients with daily operational support. Joining The Network in 2021, Jasmyn looks forward to assisting the Business Transitions team with her ability to manage large organizational projects while providing exceptional customer service.
Jasmyn resides in South Texas. In her free time, you can find her fishing, doing DIY projects, or trying out local restaurants.
Job Titles:
- Administrative Operations Manager
After spending over a decade with LPL, Jen joined Mariner Advisor Network in May 2018. Most recently, Jen was a dedicated service resolution professional, assisting high net worth advisors with the intricacies of navigating LPL, including their complex inquiries and escalations. Further, her tenure within the new account opening, managed accounts and advisory billing departments have provided her with an extensive knowledge of LPL's policies and procedures.
Jen is a San Diego native, living there with her husband and three children. In their free time, they enjoy camping, hiking, skateboarding and school events.
Job Titles:
- Senior Vice President, Strategic Initiatives
Job Titles:
- Chartered Financial Analyst
As Managing Partner of Mariner Advisor Network and Chief Investment Officer of Strategic Wealth Advisors Group (SWAG), Jeremy is responsible for supporting all Network advisors in how to best leverage investment tools, products and technology to support their practices. Additionally, Jeremy leads The Network's Portfolio Consulting Services Team, providing an à la carte virtual CIO service including portfolio design, trading and rebalancing. Jeremy's prior experience includes the establishment and management of a natural resource hedge fund, Stowe Partners LLC, has published two indices and launched two ETF's.
Jeremy's career began in the field of technology as an executive and risk manager, successfully selling his technology company in early 2000. With a keen interest in investing and a personal track record of success, he entered the field of investment management by joining JBT Financial LLC, a Michigan-based hybrid RIA. During this period, Jeremy developed the Quantitative Allocation Methodology™ for the design and management of investment portfolios. He then expanded his role and began managing portfolios as a co-advisor with other advisors and practices within The Network.
As a result of this expansion, Jeremy relocated to California, and in 2004, he formed Dynamic Capital Management (DCM) with a focus on providing financial advisors and advisory firms with portfolio management services and support through a multi-custodial Hybrid RIA. In 2014, Jeremy met with the Executive Team at The Network and formally merged DCM into SWAG, The Network's hybrid RIA.
Jeremy lives in Northern California with his daughter and Labradoodle Kobe. In his free time, Jeremy enjoys playing hockey, hiking and being outdoors.
Chartered Financial Analyst® (CFA®) charterholder Managing Partner and Chief Investment Officer
Job Titles:
- Specialist, Marketing and Communications
As part of Mariner Advisor Network's Virtual Administration team, Jessica supports advisors looking to define and pursue their marketing goals. Prior to joining The Network, she started her financial services career with LPL Financial in 2013, helping advisors launch their new firm, establish operations protocol, and rebrand their practices. Jessica also worked within the U.S. marketing department of one of the nation's leading global active asset managers to create and deploy content across digital channels. Combining this experience with her M.A. in writing, she likes to find creative solutions for complex tasks.
Jessica lives in Maine with her husband, daughter, and dog. In her free time, she loves hiking, exploring libraries across the country, hosting gatherings with friends, and traveling around the globe.
Job Titles:
- Investment Service Administrator
Job Titles:
- Chartered Alternative Investment Analyst ( CAIA )
- Chartered Alternative Investment Analyst ( CAIA ), MBA Vice President, Portfolio Consulting & Analytics
- Vice President of Portfolio Consulting and Analytics
As Vice President of Portfolio Consulting and Analytics, Joel leverages the insight and resources of the Portfolio Consulting team to provide guidance to those that affiliate with the Network on topics of investment alignment, asset allocation and portfolio risk. Knowing the challenges of applying quantitative analysis, his mission is to make what is complex more digestible and enhance the investment experience of the end-client.
Joel joined the team from the Principal Financial Group, where he spent three years as Director of Portfolio Analytics. In this role, he developed an in-house, portfolio consulting program designed to apply forward-looking analysis to advisor portfolios in order to better address risk.
Joel currently resides in Folsom with his wife, their two children, and a mischievous miniature labradoodle named after a member of the Beatles-appropriate for a family that loves music.
Job Titles:
- Administrative Operations Manager With Mariner
In her role as Administrative Operations Manager with Mariner Advisor Network, Joelle provides virtual administrative support to Network advisors. Specializing in assisting advisors prepare and administer Financial Plans, Joelle works closely with advisors on related tasks.
Joelle has been assisting LPL Financial Advisors since 2007, when she began her financial services career. Her passion for the industry has led to a vast knowledge of client accounts and LPL Policies; all while helping Advisor's and their assistants be as efficient as possible in their day-to-day tasks.
Joelle lives in Olympia, Washington. In her free time, she enjoys running, gardening, and spending time with her friends and family.
Job Titles:
- Chartered Alternative Investment Analyst ( CAIA )
- Chartered Alternative Investment Analyst ( CAIA ), MBA Assistant Vice President, Portfolio Consulting
John's career in finance began as an advisor at large broker-dealers, including Charles Schwab. Eventually he transitioned into product management and portfolio analysis at Principal Financial Group and State Street Global Advisors. Today, John serves as Assistant Vice President for the Portfolio Consulting team. In his role, John focuses on research, due diligence, and portfolio strategies for clients.
John currently resides in Cameron Park, California. When he is not reading up on investments or foiling the mischievous plans of his two cats, he enjoys going to the beach, weightlifting, and playing ice hockey.
Job Titles:
- AVP, Business Transitions
Jon serves as a Specialist within the Business Transitions Team, which is responsible for assisting new advisors affiliating with Mariner Advisor Network.
Jon joins The Network after a 15-year tenure with LPL Financial, holding various positions within the annuities department and the Service 360 team. In these roles, he utilized his extensive industry background and depth of LPL Financial operational knowledge to support Network advisors. Prior to his time at LPL Financial, Jon worked in advertising, specializing in the Yellow Pages consulting/marketing industry.
Jon lives in Southern California. In his free time, he is a sergeant with Animal Rescue Reserve, an organization affiliated directly with the Humane Society.
Jordyn has a diverse professional background with experience in hospitality, banking, and administration. In these positions, she honed a dynamic approach to customer service and brings passion and dedication to any role she takes on. At The Network, she looks forward to contributing her unique talents in the financial arena as a key member of the support team.
Originally from Elk Grove, California, she currently lives in East Sacramento and enjoys cooking, time with her family and friends, and catching up on her favorite TV shows.
Job Titles:
- Administrative Associate, Compliance
Judy joined Mariner Advisor Network in July 2010 as an Administrative Associate within the Compliance Team. In this role, Judy works directly with advisors to ensure their offices maintain compliant files. She is also responsible for ensuring that our branch retains the necessary documents to support our advisors and their administrative assistants.
Judy began her career in the financial services industry in the early 1990s as an inside wholesaler with McNeil Securities, a San Mateo-based Limited Partnership firm. She then transitioned into the role of financial advisor for Bank of America Investment Services, spending 15 years as an advisor in various Bank of America branches along the San Francisco Peninsula. Most recently, Judy worked in an administration and support role for an LPL Financial advisor and as a registered sales assistant at JP Morgan Chase.
Judy is a native San Franciscan and grew up in the Bay Area. She currently resides in Redwood Shores. She is active in the San Carlos Kiwanis Club and PTA, where she performs in annual fundraising productions.
Job Titles:
- Administrative Associate, Business Transitions
Prior to joining The Network, Karina held a position as a License Specialist Coordinator at Ameriprise Financial Corporate for 7 years. Transitioning in to a support role within the office of an Ameriprise Private Wealth Advisor, Karina added to her financial industry operational support experience by assuming responsibility for meeting preparation, insurance illustration, applications, and underwriting procedures, as well as client relationship management.
Karina grew up in Los Angeles and now resides in the San Gabriel Valley with her amazing husband and three children. In her free time, she enjoys date nights, outings with her family, loves attending concerts, and constantly visits Dodger Stadium to cheer on her favorite team, the boys in blue, the Dodgers!
*This certification signifies I have the knowledge and insight to use Kolbe Indexes and software to identify people's natural talents and help individuals and organizations utilize those talents productively.
Job Titles:
- Administrative Operations Manager
Joining The Network in 2021, Kristin started her journey in the financial services arena in 2000. Working with independent financial advisors for 5 of those years, Kristin brings a wealth of hands-on administrative know-how to the Virtual Admin team. With her passion for and knowledge of day -to-day operational tasks, Kristin strives to assist advisors as they achieve their individual goals.
Kristin lives in Southern California with her partner and their two children. In her down time, she enjoys hiking, reading a good book and movie nights with her family.
Job Titles:
- Administrative Associate, Compliance
Lauren joined Mariner Advisor Network in September 2016 as an Administrative Associate within the Compliance Team. In this role, Lauren supports the compliance team, processes incoming advisor forms and paperwork and assists with any CCO or Delegate special projects.
Lauren began her financial services career in 2012 with LPL Financial. Serving on the frontline team as a service specialist within Marketing Regulatory Review, she provided support with the ComplianceMAX review tool and communicated general policies related to advertising compliance. During her time with LPL Financial, she also took on a new role as social media subject matter expert, specializing in all social media related tasks.
Lauren grew up in Virginia but has resided in San Diego for over five years. In her free time, she enjoys beach-related activities such as beach volleyball, surfing and skateboarding the boardwalk. She also enjoys drawing and sewing.
Logan began her career at The Network in 2021. With a background in customer service and hospitality, she is skilled at developing long-lasting relationships with return guests and members alike. She has experience organizing special events, and takes on any assignment with enthusiasm, valuing the small details that add to the bigger picture. Logan is eager to transition these skills toward the financial services industry as the Portfolio Consulting team's Research Coordinator.
Logan grew up in Sacramento and recently graduated from Sonoma State University, majoring in Business Administration, with a concentration in Finance. Outside of the office, she enjoys spending time with her friends and family, exploring the outdoors, and baking.
Job Titles:
- Administrative Operations Manager
After serving in the U.S. Army as an engineer, Madai transitioned to the financial industry and began her career with LPL Financial in 2015. Currently serving in the U.S. Air Force Reserves, Madai brings a focused discipline and a keen eye to her work. Joining The Network in 2020, her wide range of industry experience including relationship management, as well as administrative and transitions-related support, provides best-in-class service to clients and advisors.
Madai lives in the mountains of Northern California with her husband Nick and their two dogs. She loves to be outdoors working on their farm, hiking, traveling and most importantly spending quality time with family and friends.
Job Titles:
- Administrative Associate, Business Transitions
Job Titles:
- Assistant Vice President, Compliance
Job Titles:
- Administrative Operations Manager
Job Titles:
- Administrative Operations Manager
Job Titles:
- Sales Development Representative
Job Titles:
- Administrative Operations Manager
Job Titles:
- Chief Financial Officer and Vice President of Business Transitions
Job Titles:
- Senior Compliance Analyst
Job Titles:
- Vice President, Portfolio Consulting, Lead Portfolio Consultant
Job Titles:
- Professional Vice President
Job Titles:
- Specialist, Communications and Events
Traci began her career at The Network in 2022. With a background in sales, customer service, and event planning in the magazine and periodical publishing industry, she is a skilled, cross channel project manager who prioritizes client relationships. With a depth of experience in organizing, planning, and executing events, Traci is eager to apply these skills within the financial arena as The Network's Events and Communications Specialist.
Traci lives in Gilbert, Arizona. In her free time, she enjoys hiking, reading and spending time with her granddaughter.
Job Titles:
- Administrative Operations Manager
Job Titles:
- Professional Lead Portfolio Administrator