DTCC - Key Persons
Job Titles:
- General Auditor
- Managing Director
Job Titles:
- Managing Director, Head of Global Government Relations
Job Titles:
- Chief Human Resources Officer
- Managing Director
- Member of the Executive Committee
- Managing Director, Chief Human Resources Officer Read Full Bio
Andrea Gibbons serves as DTCC's Managing Director, Chief Human Resources Officer where she leads the firm's human capital strategy, driving initiatives that foster a positive workplace culture, enhance employee engagement, and support the company's strategic goals. She also serves as a member of the firm's Executive Committee.
A dynamic HR Leader with over 25 years of experience driving performance and efficiency for large and complex financial service technology firms, Andrea possesses an in-depth understanding of all HR disciplines. With expertise in talent management, employee relations, leadership development, and strategic change, Andrea is dedicated to building a diverse and inclusive workforce that thrives on collaboration and continuous improvement.
Prior to this role, Andrea served as a Managing Director on the DTCC HR leadership team, where she and her team worked in partnership with business leaders to develop innovative, practical HR solutions as well as drive change to achieve critical business results. Before that, Andrea served at Omgeo where she became Chief HR Officer in 2012, later overseeing the company's integration with DTCC. Andrea also held previous roles with The Systems Group, Thomson Financial and Gen3Partners.
Andrea holds a bachelor's degree in communications from the University of Massachusetts, Amherst, and a master's of Science from Northeastern University, Boston.
Job Titles:
- Managing Director, General Manager of Asset Services
Job Titles:
- Chairman of the Audit Committee
- Chairman of the Governance Committee
- Member of the DTCC Board of Directors
- Non - Participant Director Read Full
Ann N. Reese founded the Center for Adoption Policy in New York in 2001 and serves as its Co-Executive Director. The organization provides research, analysis, advice and education to practitioners and the public about current legislation and practices governing ethical domestic and intercountry adoption.
Prior to that, Reese served as a Principal with Clayton, Dubilier & Rice, a private equity investment firm, in 1999 and 2000. From 1995 to 1998, she was Executive Vice President and Chief Financial Officer of ITT Corporation, a hotel and gaming company. She has extensive executive experience in corporate finance, financial reporting and strategic planning through her position as a public company chief financial officer as well as corporate governance expertise gained from her experience on other public company boards.
She is Trustee Emerita at the University of Pennsylvania, where she was Vice Chair of the Board and on the Executive Committee of the University and Penn Medicine. She is also a member of the Trustees Council of Penn Women.
Reese has an MBA from the Stern School of Business at New York University and a BA from the University of Pennsylvania.
Ann Shuman - Chief Legal Officer, Managing Director
Job Titles:
- General Counsel
- Managing Director
- Member of the Executive Committee
- Managing Director, General Counsel Read Full Bio
Ann Shuman is General Counsel of DTCC, responsible for overseeing the company's legal, compliance, regulatory & government relations functions, and a member of the DTCC Executive Committee. She was appointed General Counsel in February 2017. She has extensive experience with financial services regulation, particularly the regulation of central counterparties.
Ann joined DTCC in January 2014 as Managing Director & Deputy General Counsel. Prior to joining DTCC, she was Managing Director & Deputy General Counsel of CME Group Inc.
Ann received her J.D. from the University of Chicago Law School and began her legal career at Sidley & Austin in Chicago.
Job Titles:
- Member of the Audit Committee
- Member of the DTCC Board of Directors
- Member of Committee
- President and CEO at Janney Montgomery
- President and CEO at Janney Montgomery Read Full Bio
Job Titles:
- Member of the DTCC Board of Directors
- Member of the Executive Committee
- Member of Committee
- Non - Participant Director Read Full
Job Titles:
- Executive Director, Institutional Trade Processing ( ITP )
Job Titles:
- Member of the Audit Committee
- Member of the DTCC Board of Directors
- Global Head of Markets Operations at JPMorgan Chase
- Global Head of Markets Operations at JPMorgan Chase Read Full Bio
- Member of Committee
Brian Steele - Managing Director, President
Job Titles:
- Managing Director
- Member of the Executive Committee
- President
- Managing Director, President, Clearing & Securities Services
- Managing Director, President, Clearing & Securities Services Read Full Bio
Brian Steele is Managing Director, President, Clearing & Securities Services at DTCC where he is responsible for leading the firm's clearing and securities services businesses, including Equity Clearing and Settlement, Fixed Income Clearing, Wealth Management Services, Asset Services, Institutional Trade Processing (ITP) and Repository & Derivatives Services (RDS). He is a member of the DTCC Executive Committee, Management Risk Committee and the Investment Management Committee. In addition, he serves as Chair of the ITP Board of Managers, Chair of the Deriv Serv Board, is a board member of the International Securities Services Association (ISSA) and participates as a member of the World Economic Forum Steering Committee
Brian has nearly 20 years of experience in financial services, serving in a wide range of senior-level roles including Goldman Sachs, where he most recently served as Managing Director of Americas Client Coverage Group and Global Head of Client & Market Solutions. Prior to that, he served as a senior leader in several key global markets and operations-related roles, including Global Head of Market Structure Solutions; Global Head of Equities Execution Services and Settlements; Global Head of Digital Transformation for the Operations Division, and Global Head of Market Solutions for Operations Division
In addition to his work at DTCC, Brian also served as a board member for Acadia, Traiana, Access Fintech and Droit. Brian holds a bachelor's degree of Science in Marketing and E-commerce from the Ithaca College.
Job Titles:
- Member of the DTCC Board of Directors
- Chief Financial Officer at Citibank N.a.
- Chief Financial Officer at Citibank N.a. Read Full Bio
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- Managing Director, DTCC Report Hub
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- Member of the DTCC Board of Directors
- Group Operations and Technology Chief Operating Officer, UBS
- Group Operations and Technology Chief Operating Officer, UBS Read Full Bio
- Member of Committee
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- Investment Advisor
- Member of the Steering Committee
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- Managing Director, Head of the Enterprise Resiliency Office ( ERO )
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- Managing Director, IT Cyber Security, Developer Enablement and Platform Strategy and Delivery
Job Titles:
- Member of the DTCC Board of Directors
- Global Head of Operations at Citadel
- Global Head of Operations at Citadel Read Full Bio
- Member of Committee
Job Titles:
- Member of the Audit Committee
- Member of the DTCC Board of Directors
- Member of the Governance Committee
- Global Head of Markets Operations at Bank of America
- Global Head of Markets Operations at Bank of America Read Full Bio
Job Titles:
- Member of the Steering Committee
Job Titles:
- Member of the Steering Committee
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- Member of the Steering Committee
Job Titles:
- Chief Executive Officer
- Director
- Member of the DTCC Board of Directors
- Member of the Executive Committee
- President
- President & CEO, DTCC, DTC, FICC, NSCC
- President & CEO, DTCC, DTC, FICC, NSCC Read Full Bio
- President and Chief Executive Officer, DTCC Read Full Bio
Francis (Frank) La Salla is President, CEO and Director of DTCC. He also serves as President and CEO of DTCC's principal operating subsidiaries, DTC, FICC and NSCC and is a member of the DTCC Executive Committee.
Frank joined DTCC in June 2022 following a 28-year career at BNY, where he held several senior-level positions, including most recently as CEO of its Issuer Services business and a member of the BNY Executive Committee, the senior-most leadership committee at the firm. Earlier in his tenure, he served as CEO of BNY's Alternative Investment Services and Structured Products business and was a member of the Executive Committee of Pershing LLC, where he was Co-Head of Global Client Relationships and Head of Trading Services. Frank also served as President and Chief Operating Officer of BNY Clearing Services LLC.
Prior to joining BNY, Frank was CEO of BHF Securities Corporation, the U.S. broker-dealer subsidiary of Germany's BHF Bank AG, and COO of Société Generale Securities, responsible for developing the French financial institution's U.S. brokerage business.
Frank currently serves as a member of the FDIC's Systemic Resolution Advisory Committee, which provides counsel on a broad range of issues that impact systemically important financial institutions. Frank is also on the Board of Trustees of Catholic Charities of New York. From October 2012 to June 2022, he was a member of the Board of Directors of Euroclear SA/NV, the Belgium-based Central Securities Depository, where he served on the Board Risk Committee and the Nominations, Governance and Compensation Committee.
Frank holds numerous industry registrations and is a member of the Financial Industry Regulatory Authority's Board of Arbitrators. He earned a Bachelor of Science degree in Economics from The City University of New York and a Master of Business Administration in Finance from Wagner College. He also holds a Master of Arts in Theology from Fordham University.
Job Titles:
- Member of the Steering Committee
Job Titles:
- Managing Director, Chief Technology Officer, DTCC Digital Assets
Job Titles:
- Head
- Managing Director
- Member of the Executive Committee
- Managing Director, Head of Enterprise Services
- Managing Director, Head of Enterprise Services Read Full Bio
Gloria Lio serves as Managing Director, Head of Enterprise Services, at DTCC where she is responsible for developing the organization's strategy to serve as a proactive driver of value to the business and a strategic partner to our clients. Gloria leads new opportunities to maximize the value of our shared services and functions, such as Enterprise Business and Client Operations, both internally and for the benefit of our clients and the industry. Gloria has recently introduced new functions within Enterprise Services as the organization takes on a broader role in elevating the firm, including Enterprise Data Solutions, the Enterprise Resiliency Office and Enterprise Digital Solutions. Gloria is also a member of the DTCC Executive Committee.
Gloria has recently expanded her responsibilities to include oversight of the DTCC Regional Administrative Management Group, which is comprised of our regional leadership teams and provides consistent sharing of best practices across our offices globally. Additionally, she is actively engaged with our Employee Resource Groups and a strong advocate for mentorship, participating in both internal and external mentorship programs.
Gloria has over 25 years of experience in financial services, serving in a number of senior-level roles including most recently at BNY Mellon, where she was Global Head of Custody and Middle Office Operations. Prior to that, Gloria spent 20 years at Goldman Sachs, where she held several global and regional operational-related leadership roles.
Gloria earned a bachelor's degree in business administration from Pace University.
Job Titles:
- Member of the Steering Committee
Job Titles:
- Member of the DTCC Board of Directors
- Member of the Governance Committee
- Global Head of Prime Services Product Development, Goldman Sachs
- Global Head of Prime Services Product Development, Goldman Sachs Read Full Bio
Job Titles:
- Member of the Steering Committee
Job Titles:
- Member of the DTCC Board of Directors
- Member of the Governance Committee
- President & Chief Executive Officer at South Street Securities Holdings Inc.
- President & Chief Executive Officer at South Street Securities Holdings Inc. Read Full Bio
Job Titles:
- Chief Marketing Officer
- Managing Director
Job Titles:
- Managing Director, Head of Client Solutions, Clearing & Settlement Services
Job Titles:
- Member of the DTCC Board of Directors
- Non - Participant Director Read Full
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- Member of the Steering Committee
- Executive Director of Clearance and Settlement Product Management, [Email Protected]
Job Titles:
- Managing Director, Head of Secured Funding and Collateral Management
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- Managing Director, and Head of Technology, Research and Innovation
Job Titles:
- Member of the DTCC Board of Directors
- Member of the Governance Committee
- Chief Product Officer, NYSE / ICE
- Chief Product Officer, NYSE / ICE Read Full Bio
Job Titles:
- Investment Advisor
- Member of the Steering Committee
Job Titles:
- Executive Director, Product Management for Wealth Management Services
Job Titles:
- Member of the Board of Directors
- Member of the DTCC Board of Directors
- Head of Strategic Change, Data and Digital ( SCDD ) at Northern Trust
- Head of Strategic Change, Data and Digital ( SCDD ) at Northern Trust Read Full Bio
- Member of Committee
Job Titles:
- Chairman of the Executive Committee
- Member of the DTCC Board of Directors
- Non - Executive Chairman
- Non - Executive Chairman Read Full Bio
Job Titles:
- Member of the DTCC Board of Directors
- Member of the Governance Committee
- Managing Director, Global Head of Financing, Liquidity and Collateral at BNY
- Managing Director, Global Head of Financing, Liquidity and Collateral at BNY Read Full Bio
Job Titles:
- Managing Director, Head of DTCC 's Fixed Income and Financing Solutions
Job Titles:
- Member of the Steering Committee
Lynn Bishop - CIO, Managing Director
Job Titles:
- Chief Information Officer
- Managing Director
- Member of the Executive Committee
- Managing Director and Chief Information Officer ( CIO ) Read Full Bio
Lynn Bishop is Managing Director and Chief Information Officer (CIO) at DTCC. As CIO, she is responsible for the ongoing development and testing of all the technology that supports DTCC's post-trade infrastructure, communications networks, processing and messaging systems, as well as the IT applications underlying DTCC's broad range of products and services. She is also a member of the DTCC Executive Committee.
As a leader in DTCC's technology team for almost two decades, Lynn previously served as DTCC's Chief Development Officer (CDO) and, before that, was Chief Technology Officer (CTO). She started her career at Accenture during which time she gained extensive experience delivering systems integration, architecture, project management, and business and information technology solutions for several large global financial institutions.
A champion for diversity and inclusion, she dedicates her time and shares her experiences to support the advancement of women in STEM careers. She serves as DTCC's senior sponsor of Girls Who Code, a national non-profit organization working to close the gender gap in technology, and actively supports DTCC's D&I efforts, including programs and initiatives that are helping to develop emerging talent and women in technology.
Lynn graduated from Bucknell University with a Bachelor of Science degree in Business Administration. DTCC
Job Titles:
- Member of the Steering Committee
- Chief Industry Operations Officer, [Email Protected]
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- Director, ITP Industry Relations and Strategic Initiatives
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- Managing Director, Clearing & Securities Services ( CSS ) Strategy and Market Solutions
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- Managing Director, Head of Repository & Derivatives Services
Job Titles:
- Investment Advisor
- Member of the Steering Committee
Job Titles:
- Member of the Executive Committee
- Managing Director, Global Head of DTCC Digital Assets
- Managing Director, Global Head of DTCC Digital Assets Read Full Bio
Nadine Chakar serves as Managing Director, Global Head of DTCC Digital Assets where she oversees the firm's digital asset technology (formerly Securrency), partnering with clients and key stakeholders to transform and evolve their operating models and create new digital asset services. She is also member of the DTCC Executive Committee.
Prior to DTCC, Nadine was Chief Executive Officer at Securrency, a provider of institutionalgrade digital asset technology that was acquired by DTCC in October 2023. Before that, she was Executive Vice President and Head of State Street Digital, where she oversaw the setup of a new integrated business and operating model to support clients' entire digital investment cycle from pre-trade, trade, and post-trade, as well as initiatives to enhance client experience. Previously, Nadine served as Executive Vice President and Head of State Street Global Markets and also held roles with Manulife and BNY Mellon.
During her career, Nadine has received a number of awards, including in 2023 as one of American Banker's most influential women in Fintech and in 2020, 2021 and 2022 as one of American Banker's Most Powerful Women in Finance. In 2022, she was also recognized as one of Forbes Magazine's 50 over 50.
Nadine holds a Bachelor of Arts in Economics and Finance from Boston University. She currently serves on the Board of Trustees for the Boston Medical Center and is a member of the CFTC's Global Markets Advisory Committee (GMAC) and co-chair of the Digital Asset Subcommittee workstream covering Tokenization Infrastructure.
Job Titles:
- Member of the Audit Committee
- Member of the DTCC Board of Directors
- Executive Vice President and Chief of Staff at FINRA
- Executive Vice President and Chief of Staff at FINRA Read Full Bio
Job Titles:
- Managing Director, Chief Technology Architect
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- Managing Director, APAC Marketing & Communications and APAC Regional Manager
Job Titles:
- Member of the Board of Directors
- Member of the DTCC Board of Directors
- Member of the Executive Committee
- Chairman of Committee
- Non - Participant Director Read Full
Job Titles:
- Executive Director, APAC Business Development Lead, Repository and Derivatives Services
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- General Manager, Head of DTCC Data Repository, Singapore Pte. Ltd. ( DDRS )
Job Titles:
- Member of the Steering Committee
Job Titles:
- Chief Financial Officer
- Managing Director
- Member of the Executive Committee
- Managing Director and Chief Financial Officer Read Full Bio
- Member of the Executive Leadership Council, Treasurer of the Board of Dress
Renee LaRoche-Morris is Managing Director and Chief Financial Officer, leading DTCC's global finance, treasury, and initiative oversight teams including the New Initiatives Office, Enterprise Program Management Office and the Business Transformation Office. She also oversees strategic sourcing, real estate & workplace design, and global security management. She is a member of the DTCC Executive Committee, a member of the IT Governance Committee (ITGC), and co-chair of the company's Investment Management Committee.
Prior to joining DTCC, Renee held multiple senior-level roles at State Street, serving as Chief of Staff to the Chief Operating Officer, Chief Administrative Officer of Shared Services and, most recently, as Head of the Integration Management Office for State Street's acquisition of the Investor Services business of Brown Brothers Harriman.
Prior to that, Renee was a Managing Director at BNY Mellon, where she held the roles of Chief Operating Officer of Investment Management, Interim Chief Financial Officer of Investment Management and Chief Financial Officer of Wealth Management. Earlier in her career, Renee held strategy, operations and finance positions at Pershing and Deloitte Consulting.
Renee is a member of the Executive Leadership Council, Treasurer of the Board of Dress for Success Worldwide and was a member of the SEC Asset Management Advisory Committee. She holds FINRA Series 7 and 24 Licenses.
Job Titles:
- Chief Technology Officer
- Managing Director
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- Member of the Steering Committee
- Director, Clearance and Settlement Product Management, [Email Protected]
Job Titles:
- Member of the Steering Committee
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- Member of the Executive Committee
- Managing Director and Chief Client Officer
- Managing Director and Chief Client Officer Read Full Bio
- Managing Director, Chief Client Officer
Sharon Biran serves as Managing Director and Chief Client Officer at DTCC, where she leads the firm's global client management and engagement strategy, including sales, relationship management, partners, and marketing and communications. She also leads the firm's enterprise-level businesses, DTCC Consulting Services and Data Services, as well as DTCC's Report Hub. In addition, Sharon is a member of the DTCC Executive Committee.
Sharon has over 25 years of senior leadership experience in financial services overseeing strategic client relationships, managing complex global transformation programs and leading large-scale change initiatives aimed at improving operational resilience and organizational effectiveness.
Before DTCC, she served as Managing Director and Global Account Leader at Accenture, where she led some of the firm's largest and most complex banking and capital markets client relationships. Prior to her 13 years with Accenture, she spent 15 years with UBS and JP Morgan Chase in a variety of executive roles, including leading regulatory change programs and driving technology and operations transformation efforts.
Job Titles:
- Managing Director, Repository & Derivatives Services
Job Titles:
- Member of the Steering Committee
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- Managing Director, Head of Wealth Management Services
Job Titles:
- Member of the Steering Committee
- Managing Director, Operations, Technology, Cyber & BCP, [Email Protected]
Job Titles:
- Managing Director, Financial Risk & Governance
Job Titles:
- Managing Director, DTCC Data Services
Job Titles:
- Group Chief Risk Officer
- Managing Director
- Member of the Executive Committee
- Managing Director and Group Chief Risk Officer Read Full Bio
Timothy Cuddihy is Managing Director and Group Chief Risk Officer, with global responsibility for all aspects of DTCC's Risk Management, including Credit, Market & Liquidity Risk, Model Risk, Operational Risk Management, Third Party Risk Management, Systemic Risk, Information Security and Technology Risk Management and Business Continuity Management. He also has responsibility for DTCC's Risk Data Management program. He is a member of the DTCC Executive Committee and the Chair of the firm's Management Risk Committee.
Timothy has more than 30 years of experience in risk management in financial services. Over the course of his career, he has had significant interaction with market participants and the industry under various market conditions and across multiple risk families. He has substantial experience with developing sound risk controls and effective escalation for emerging exposures. He chaired the industry effort to assess and design a best practices framework for cyber and systemic risk management for the financial sector in partnership with members and advisors of the Analysis and Resiliency Center. He also has advised on assessing peak exposures and providing alternatives to mitigate risks.
Timothy earned a Bachelor of Arts degree in mathematics and statistics from Rutgers University and holds a Master of Business Administration degree in finance from Rutgers University.
Job Titles:
- Managing Director and General Manager, NSCC, DTC & DTCC Institutional Trade Processing
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- Managing Director and Head of Enterprise Digital Solutions
Job Titles:
- Member of the Board of Directors
- Member of the DTCC Board of Directors
- CEO at Apex Fintech Solutions
- CEO at Apex Fintech Solutions Read Full Bio
- Member of Committee
Job Titles:
- Member of the DTCC Board of Directors
- Managing Director and Head of Shared Services and Banking Operations and Americas Branch Operations, Morgan Stanley
- Managing Director and Head of Shared Services and Banking Operations and Americas Branch Operations, Morgan Stanley Read Full Bio
- Member of Committee
Job Titles:
- Member of the Steering Committee
Job Titles:
- Managing Director, Chief Cybersecurity Risk Officer