CALIFORNIA CONSUMER - Key Persons
Job Titles:
- Director of Client Services ( Clayton Office )
Personal Statement: I joined Hawthorne in 2018 as our Director of Client Services. I am eager to help our clients with anything they need. My attention to detail benefits Dennis & Scott, the two advisors I primarily work with on a daily basis.
Employment History: Prior to joining the firm, I worked in the back office and trading desk of a broker dealer for over 12 years.
Job Titles:
- Wealth Management Advisor
Alan's administrative assistant is Kelly Tungett (314) 336-0833
Personal Statement: As a CRNA (Certified Registered Nurse Anesthetist) for 40 years I have built many relationships with healthcare professionals. I realized there was a need to not only help people medically, but also financially, so I became very interested in financial planning. As an advisor I work with healthcare professionals to design a path forward to help achieve their goals and reach retirement safely.
Job Titles:
- Wealth Management Advisor
Personal Statement: I've helped my clients navigate the complexities of financial planning by drawing from vast experiences as a retirement consultant at Fidelity Investments. My true passion is investing and I utilize both technical and fundamental analysis when creating portfolios and managing risk for clients. All of this is coordinated under a comprehensive financial plan.
Personal Statement: I became a financial advisor because I saw a need for families to have a trusted partner in helping plan for their future. I provide financial guidance at reasonable rates to help families achieve their financial dreams and goals. I measure success by a client's happiness and feeling of financial security. Love of the financial markets and helping others is my driving motivation.
Job Titles:
- Executive Assistant
- Office Manager
David's Executive Assistant is Kelly Tungett (314) 336-0833.
Job Titles:
- Wealth Management Advisor
Job Titles:
- Wealth Management Advisor
Joe's Executive Assistant is Cindy Sparks (314) 336-0836
Personal Statement: I'm a Certified Plan Fiduciary Advisor (CPFA®), helping families, executives, and business owners build wealth and develop future income sources for a successful retirement. I assist in every stage of life, providing exceptional service and creative financial planning solutions for personal and business needs.
John's Executive Assistant is Cindy Sparks (314) 336-0836
Personal Statement: I provide comprehensive financial planning services for my clients. My CFP® certification indicates that I am qualified to help anyone who wants to plan for the future - everything from college expenses to retirement. My bachelor's degree in accounting and my CLU certification give me a broad knowledge base with which to meet each client's needs. I thoroughly enjoy analyzing my client's goals and financial situation, and then helping them attain those goals as efficiently as possible.
Personal Statement: In my 25-year career in Financial Services, I have helped my clients with the complexities of financial planning by drawing on my education, experience and background as a Certified Financial Planner™. My true passion is in working with clients to develop a financial plan and design a portfolio strategy to help achieve their goals, while at the same time being flexible to changing market and economic conditions.
I'm an Administrative Assistant with over 25 years of experience working in a client centric office. I utilize my ability to facilitate all aspects of the day-to-day administrative and operational functions to meet the needs of various clients.
My husband, David, and I have 2 married sons, Jamie and Jennifer, Justin and Melissa and 2 grandsons, Edwin and Lincoln.
Job Titles:
- Wealth Management Advisor