LEAMAN CRELLIN LIMITED

• 70229 - Management consultancy activities other than financial management

A financial services platform firm wanted to strengthen its email and messaging systems against market abuse. And to do so fast! We built them a database of phrases (lexicon) that could be indicators of market abuse if used on their firm's recorded systems and which their IT team implemented. We also advised them on how to grow and improve the lexicon themselves... The Head of Compliance at a corporate finance firm was worried that regulations may have changed considerably in the seven years since the company was authorised to do business. Did they still hold the right permissions for their business model? We ran a review to ensure we understood which of their activities and types of investment and services were subject to regulation and ensured the business knew what to do to comply with these. We also found opportunities that enabled the firm to change fee block and so considerably reduce their regulatory fees and levies... Compliance in a Click from Leaman Crellin.

Also known as: Leaman Crellin

Registration numbers: 11719050 (CH)

VAT numbers: 312 0743 50

Primary location: Hersham United Kingdom