| Date | Description |
|---|
| 2023-03-10 |
delete vp Joe Ferrara |
| 2023-03-10 |
delete person Joe Ferrara |
| 2023-03-10 |
update person_description Corina Evans => Corina Evans |
| 2022-05-30 |
update person_description Travis Mahoney => Travis Mahoney |
| 2022-04-27 |
delete vp Kevin Hopkins |
| 2022-04-27 |
insert svp Kevin Hopkins |
| 2022-04-27 |
update person_title Kevin Hopkins: Vice President; Registered Representative of Finalis Securities LLC Member => Senior Vice President; Registered Representative of Finalis Securities LLC Member |
| 2022-02-05 |
insert vp Joe Ferrara |
| 2022-02-05 |
insert person Joe Ferrara |
| 2022-02-05 |
update person_description Corina Evans => Corina Evans |
| 2021-07-06 |
insert vp Kevin Hopkins |
| 2021-07-06 |
insert person Kevin Hopkins |
| 2021-04-27 |
delete vp Jessica Yin |
| 2021-04-27 |
delete person Jessica Yin |
| 2021-02-06 |
insert vp Jessica Yin |
| 2021-02-06 |
insert person Corina Evans |
| 2021-02-06 |
insert person Jessica Yin |
| 2020-07-17 |
update person_title Susan Blanco: Registered Representative; Managing Partner => Managing Partner; Registered Representative of Finalis Securities LLC Member |
| 2020-07-17 |
update person_title Travis Mahoney: Vice President => Vice President; Registered Representative of Finalis Securities LLC Member |
| 2020-05-17 |
insert ceo John A. Cooper |
| 2020-05-17 |
insert person John A. Cooper |
| 2020-03-17 |
update person_description Travis Mahoney => Travis Mahoney |